0001393726-19-000028.txt : 20190228 0001393726-19-000028.hdr.sgml : 20190228 20190228131534 ACCESSION NUMBER: 0001393726-19-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bell Sandra CENTRAL INDEX KEY: 0001447887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 19642086 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_155137771943149.xml FORM 4 X0306 4 2019-02-26 0 0001393726 TIPTREE INC. TIPT 0001447887 Bell Sandra C/O TIPTREE INC. 780 THIRD AVENUE, 21ST FLOOR NEW YORK NY 10017 0 1 0 0 Chief Financial Officer Common Stock 2019-02-26 4 A 0 16624 0 A 48844 D Common Stock 2019-02-28 4 F 0 4513 6.32 D 44331 D The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2020, 2021 and 2022 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. Represents the total amount of shares withheld upon vesting of (1) the second installment of restricted stock units issued to the Reporting Person on February 22, 2017, and (2) the first installment of restricted stock units issued to the Reporting Person on February 26, 2018. Represents the closing stock price as of the transaction date. /s/ Neil C. Rifkind, Attorney-in-Fact for Sandra Bell 2019-02-28