X0306 4 2016-11-18 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001607432 TFPLP HOLDINGS I LLC C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVE 29TH FL NEW YORK NY 10017 0 0 1 0 Class A Common Stock 2016-11-18 5 A 0 E 28977 9.93 A 28977 D The Reporting Person acquired 28,977 shares of Class A common stock of the issuer (the "Shares") in exchange for equity interests of an affiliate of the issuer (the "Interest"). Based on the value of the Interest, the Reporting Person acquired the Shares at $9.93 per Share. /s/ TFPLP HOLDINGS I LLC By: TFPLP HOLDINGS MANAGEMENT LLC, its manager By: TRICADIA HOLDINGS, L.P. Its managing member By: /s/ Mike Khorrami Name: Mike Khorrami Title: Chief Operating Officer 2016-11-18