0001209191-17-007844.txt : 20170203 0001209191-17-007844.hdr.sgml : 20170203 20170203185355 ACCESSION NUMBER: 0001209191-17-007844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Discover Financial Services CENTRAL INDEX KEY: 0001393612 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 362517428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 BUSINESS PHONE: 224-405-0900 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minetti Carlos CENTRAL INDEX KEY: 0001401335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33378 FILM NUMBER: 17573620 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-01 0 0001393612 Discover Financial Services DFS 0001401335 Minetti Carlos 2500 LAKE COOK ROAD RIVERWOODS IL 60015 0 1 0 0 EVP Common Stock 2017-02-01 4 A 0 17565 68.77 A 258588.42 D Common Stock 2017-02-01 4 F 0 20115 68.77 D 238473.42 D Common Stock 2017-02-01 4 S 0 10000 69.70 D 228473.42 D Common Stock 2017-02-02 4 G 0 1500 0.00 D 226973.42 D Shares earned upon vesting of non-derivative performance stock units, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Performance stock units are convertible into shares of common stock at a ratio of 1:1. Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously granted restricted stock units and performance stock units. Sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Jennifer Schott as Attorney-in-Fact for Carlos M. Minetti 2017-02-03