0001716837-21-000097.txt : 20210614 0001716837-21-000097.hdr.sgml : 20210614 20210614202440 ACCESSION NUMBER: 0001716837-21-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210610 FILED AS OF DATE: 20210614 DATE AS OF CHANGE: 20210614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNT NEIL D CENTRAL INDEX KEY: 0001393571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 211016368 MAIL ADDRESS: STREET 1: C/O NETFLIX, INC STREET 2: 100 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-06-10 0001428439 ROKU, INC ROKU 0001393571 HUNT NEIL D C/O ROKU, INC. 1155 COLEMAN AVE. SAN JOSE CA 95110 1 0 0 0 Class A Common Stock 2021-06-10 4 M 0 878.0 0.0 A 1943 D Restricted Stock Unit 0.0 2021-06-10 4 M 0 878.0 0.0 D 2021-06-10 Class A Common Stock 878.0 0 D Restricted Stock Unit 0.0 2021-06-10 4 A 0 329.0 0.0 A 2022-06-10 Class A Common Stock 329.0 329.0 D Stock Options (right to buy) 347.81 2021-06-10 4 A 0 954 347.81 A 2021-07-10 2031-06-09 Class A Common Stock 954 954 D This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date. This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date. The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date. /s/ Christy Lillquist, attorney-in-fact 2021-06-14