0001972362-23-000822.txt : 20230919 0001972362-23-000822.hdr.sgml : 20230919 20230919181626 ACCESSION NUMBER: 0001972362-23-000822 CONFORMED SUBMISSION TYPE: 144/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A SEC ACT: 1933 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 231264941 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Tomlinson Steffan CENTRAL INDEX KEY: 0001393402 FILING VALUES: FORM TYPE: 144/A MAIL ADDRESS: STREET 1: PALO ALTO NETWORKS, INC. STREET 2: 3300 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 144/A 1 primary_doc.xml 144/A 0001972362-23-000819 0001393402 XXXXXXXX LIVE 0001699838 Confluent, Inc. 001-40526 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 800-439-3207 Tomlinson Steffan Director COMMON MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES

200 W CIVIC CENTER DR. 4TH FLOOR SANDY UT 84070

653217 21449523.06 211900000 09/18/2023 NASDAQ COMMON 09/18/2023 STOCK OPTION EXERCISE ISSUER N 328217 09/18/2023 COMPENSATION COMMON 09/05/2023 STOCK OPTION EXERCISE ISSUER N 325000 09/05/2023 COMPENSATION N STEFFAN TOMLINSON

899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041

STOCK OPTION EXERCISE 08/25/2023 325000 10401831.38 STEFFAN TOMLINSON

899 W. EVELYN AVENUE, MOUNTAIN VIEW CA 94041

STOCK OPTION EXERCISE 08/18/2023 325000 10410296.98 1. Stock Option shares from 9/5/2023 are part of late filing. 2. This is an amendment to the form filed 9/18/2023 due to having the wrong company information. 09/19/2023 /s/ STEFFAN TOMLINSON