0001209191-16-140776.txt : 20160909
0001209191-16-140776.hdr.sgml : 20160909
20160909164831
ACCESSION NUMBER: 0001209191-16-140776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160907
FILED AS OF DATE: 20160909
DATE AS OF CHANGE: 20160909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VEEVA SYSTEMS INC
CENTRAL INDEX KEY: 0001393052
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 208235463
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-452-6500
MAIL ADDRESS:
STREET 1: 4280 HACIENDA DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: VERTICALS ONDEMAND INC
DATE OF NAME CHANGE: 20070313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cabral Timothy S
CENTRAL INDEX KEY: 0001585858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36121
FILM NUMBER: 161879283
MAIL ADDRESS:
STREET 1: C/O VEEVA SYSTEMS INC.
STREET 2: 4637 CHABOT DRIVE STE. 210
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-07
0
0001393052
VEEVA SYSTEMS INC
VEEV
0001585858
Cabral Timothy S
C/O VEEVA SYSTEMS INC.
4280 HACIENDA DRIVE
PLEASANTON
CA
94588
0
1
0
0
Chief Financial Officer
Class A Common Stock
2016-09-07
4
S
0
566
40.53
D
0
D
Class A Common Stock
2016-09-07
4
C
0
34434
0.00
A
34434
D
Class A Common Stock
2016-09-07
4
S
0
34434
40.7745
D
0
D
Class A Common Stock
2016-09-07
4
C
0
4375
0.00
A
4375
I
by TC 2013 Annuity Trust
Class A Common Stock
2016-09-07
4
S
0
4375
40.6679
D
0
I
by TC 2013 Annuity Trust
Class A Common Stock
2016-09-08
4
C
0
3066
0.00
A
3066
D
Class A Common Stock
2016-09-08
4
S
0
3066
49.8937
D
0
D
Stock Option (right to purchase)
3.92
2016-09-07
4
M
0
34434
0.00
D
2023-03-09
Class B Common Stock
34434
752899
D
Class B Common Stock
2016-09-07
4
A
0
34434
0.00
A
Class A Common Stock
34434
188434
D
Class B Common Stock
2016-09-07
4
C
0
34434
0.00
D
Class A Common Stock
34434
154000
D
Class B Common Stock
2016-09-07
4
C
0
4375
0.00
D
Class A Common Stock
4375
98191
I
by TC 2013 Annuity Trust
Stock Option (right to purchase)
3.92
2016-09-08
4
M
0
3066
0.00
D
2023-03-09
Class B Common Stock
3066
749833
D
Class B Common Stock
2016-09-08
4
A
0
3066
0.00
A
Class A Common Stock
3066
157066
D
Class B Common Stock
2016-09-08
4
C
0
3066
0.00
D
Class A Common Stock
3066
154000
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.5300 to $41.2600 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
Shares held by the TC 2013 Annuity Trust (the "TC Trust"). The Reporting Person is a trustee and beneficiary of the TC Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the TC Trust.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.5300 to $40.8700 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.7500 to $40.9900 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
The option shares are fully vested and may be exercised at any time.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.
/s/ Brian N. Savage, attorney-in-fact
2016-09-09