0001181431-13-055036.txt : 20131023 0001181431-13-055036.hdr.sgml : 20131023 20131023213635 ACCESSION NUMBER: 0001181431-13-055036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131021 FILED AS OF DATE: 20131023 DATE AS OF CHANGE: 20131023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VEEVA SYSTEMS INC CENTRAL INDEX KEY: 0001393052 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 208235463 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 210 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-452-6500 MAIL ADDRESS: STREET 1: 4637 CHABOT DRIVE STREET 2: SUITE 210 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: VERTICALS ONDEMAND INC DATE OF NAME CHANGE: 20070313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spain Kevin CENTRAL INDEX KEY: 0001586891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36121 FILM NUMBER: 131166694 MAIL ADDRESS: STREET 1: C/O EMERGENCE CAPITAL STREET 2: 160 BOVET ROAD, STE. 300 CITY: SAN MATEO STATE: CA ZIP: 94402 4 1 rrd393181.xml FORM 4 X0306 4 2013-10-21 0 0001393052 VEEVA SYSTEMS INC VEEV 0001586891 Spain Kevin C/O EMERGENCE CAPITAL 160 BOVET ROAD, STE. 300 SAN MATEO CA 94402 1 0 0 0 Common Stock 2013-10-21 4 C 0 35000000 A 35000000 I By Emergence Capital Partners II, L.P. Common Stock 2013-10-21 4 J 0 35000000 D 0 I By Emergence Capital Partners II, L.P. Class A Common Stock 2013-10-21 4 C 0 500000 A 500000 I By Emergence Capital Partners II, L.P. Class A Common Stock 2013-10-21 4 S 0 500000 20 D 0 I By Emergence Capital Partners II, L.P. Series A Convertible Preferred Stock 2013-10-21 4 C 0 10000000 0 D Common Stock 10000000 0 I By Emergence Capital Partners II, L.P. Series B Convertible Preferred Stock 2013-10-21 4 C 0 25000000 0 D Common Stock 25000000 0 I By Emergence Capital Partners II, L.P. Class B Common Stock 2013-10-21 4 J 0 35000000 0 A Class A Common Stock 35000000 35000000 I By Emergence Capital Partners II, L.P. Class B Common Stock 2013-10-21 4 C 0 500000 0 D Class A Common Stock 500000 34500000 I By Emergence Capital Partners II, L.P. Each share of convertible preferred stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and has no expiration date. Shares held directly by Emergence Capital Partners II, L.P. ("Emergence"). The Reporting Person is a partner of Emergence Equity Partners II, L.P. ("EEP II", and together with Emergence, the "Emergence Entities"), which is the sole general partner of Emergence. The Reporting Person disclaims beneficial ownership of the reported shares held by Emergence except to the extent of his pecuniary interest therein, if any, by virtue of the partnership interests he owns in EEP II. The Reporting Person serves as a representative of the Emergence Entities on the Issuer's board of directors. Immediately prior to the closing of the IPO and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified, in an exempt transaction pursuant to Rule 16b-7, into one (1) share of Class B Common Stock. Each share of Class A Common Stock was issued upon conversion of one (1) share of Class B Common Stock. Emergence sold Class A Common Stock to the underwriters in connection with the closing of the IPO. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. /s/ Meaghan Nelson, attorney-in-fact 2013-10-23