0000899243-16-028513.txt : 20160906 0000899243-16-028513.hdr.sgml : 20160906 20160906123407 ACCESSION NUMBER: 0000899243-16-028513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invuity, Inc. CENTRAL INDEX KEY: 0001393020 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 BUSINESS PHONE: 415-655-2100 MAIL ADDRESS: STREET 1: 444 DE HARO STREET CITY: San Francisco STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Spotlight Surgical Inc DATE OF NAME CHANGE: 20070313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Eric W CENTRAL INDEX KEY: 0001576244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37417 FILM NUMBER: 161870351 MAIL ADDRESS: STREET 1: VALENCE LIFE SCIENCES LLC STREET 2: 500 PARK AVENUE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-01 0 0001393020 Invuity, Inc. IVTY 0001576244 Roberts Eric W C/O INVUITY, INC. 444 DE HARO STREET SAN FRANCISCO CA 94107 1 0 0 0 Common Stock 2016-09-01 4 S 0 26439 14.00 D 259647 I See footnote Common Stock 2016-09-02 4 S 0 400 14.00 D 259247 I See footnote Common Stock 69945 D The shares were sold pursuant to the Rule 10b5-1 trading plan entered into by Valence CDK SPV, L.P. ("Valence CDK") on December 1, 2015. The shares are held by Valence CDK. Valence Life Sciences GP II, LLC ("Valence") is the General Partner of Valence CDK. The Reporting Person is a Managing Member of Valence and disclaims beneficial ownership of the shares held by Valence CDK, except to the extent of his pecuniary interest therein. /s/ Nancy Hargreaves, by power of attorney 2016-09-06