0001392972-19-000155.txt : 20191105
0001392972-19-000155.hdr.sgml : 20191105
20191105120642
ACCESSION NUMBER: 0001392972-19-000155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191101
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reiner Andres
CENTRAL INDEX KEY: 0001434817
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33554
FILM NUMBER: 191192362
MAIL ADDRESS:
STREET 1: 3100 MAIN STREET
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROS Holdings, Inc.
CENTRAL INDEX KEY: 0001392972
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 760168604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3100 MAIN STREET
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-335-5151
MAIL ADDRESS:
STREET 1: 3100 MAIN STREET
STREET 2: SUITE 900
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
wf-form4_157297358743032.xml
FORM 4
X0306
4
2019-11-01
0
0001392972
PROS Holdings, Inc.
PRO
0001434817
Reiner Andres
3100 MAIN STREET
SUITE 900
HOUSTON
TX
77002
1
1
0
0
President & CEO
Common Stock
2019-11-01
4
M
0
50000
11.33
A
697072
D
Common Stock
2019-11-01
4
S
0
23595
50.62
D
673477
D
Common Stock
2019-11-01
4
F
0
26405
50.62
D
647072
D
Stock Appreciation Rights
11.33
2019-11-01
4
M
0
50000
0
D
2020-12-14
Common Stock
50000.0
0
D
Pursuant to the terms of the grant, the exercise of the Stock Appreciation Rights ("SARs") was settled in shares of the Issuer's Common Stock, and a portion of these shares are deemed to have been forfeited tothe Issuer to cover the exercise price and tax withholding obligation. This exercise and settlement of shares forfeited did not involve any open-market sales of the Issuer's Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2019.
This price represents a weighted average price. These shares were sold in forty-three transactions at prices ranging from $49.95 to $51.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of PROS Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes 3 and 4 to this Form 4.
The average price for the sale in footnote 3 was also used as the price for the payment of the associated tax liability for the transaction.
These SARs were granted on December 14, 2010. The initial 25% vested on the first anniversary of the grant. The remaining unvested SARs vested monthly over the subsequent three-year period ending on February 24, 2014. It is mandatory that these SARs be exercised before the ten-year anniversary of the grant date to avoid forfeiture
Damian Olthoff, attorney-in-fact for Andres D. Reiner
2019-11-05