0001392972-19-000155.txt : 20191105 0001392972-19-000155.hdr.sgml : 20191105 20191105120642 ACCESSION NUMBER: 0001392972-19-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reiner Andres CENTRAL INDEX KEY: 0001434817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33554 FILM NUMBER: 191192362 MAIL ADDRESS: STREET 1: 3100 MAIN STREET STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROS Holdings, Inc. CENTRAL INDEX KEY: 0001392972 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 760168604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 MAIN STREET STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-335-5151 MAIL ADDRESS: STREET 1: 3100 MAIN STREET STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 wf-form4_157297358743032.xml FORM 4 X0306 4 2019-11-01 0 0001392972 PROS Holdings, Inc. PRO 0001434817 Reiner Andres 3100 MAIN STREET SUITE 900 HOUSTON TX 77002 1 1 0 0 President & CEO Common Stock 2019-11-01 4 M 0 50000 11.33 A 697072 D Common Stock 2019-11-01 4 S 0 23595 50.62 D 673477 D Common Stock 2019-11-01 4 F 0 26405 50.62 D 647072 D Stock Appreciation Rights 11.33 2019-11-01 4 M 0 50000 0 D 2020-12-14 Common Stock 50000.0 0 D Pursuant to the terms of the grant, the exercise of the Stock Appreciation Rights ("SARs") was settled in shares of the Issuer's Common Stock, and a portion of these shares are deemed to have been forfeited tothe Issuer to cover the exercise price and tax withholding obligation. This exercise and settlement of shares forfeited did not involve any open-market sales of the Issuer's Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2019. This price represents a weighted average price. These shares were sold in forty-three transactions at prices ranging from $49.95 to $51.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of PROS Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes 3 and 4 to this Form 4. The average price for the sale in footnote 3 was also used as the price for the payment of the associated tax liability for the transaction. These SARs were granted on December 14, 2010. The initial 25% vested on the first anniversary of the grant. The remaining unvested SARs vested monthly over the subsequent three-year period ending on February 24, 2014. It is mandatory that these SARs be exercised before the ten-year anniversary of the grant date to avoid forfeiture Damian Olthoff, attorney-in-fact for Andres D. Reiner 2019-11-05