0001104659-17-017159.txt : 20170316
0001104659-17-017159.hdr.sgml : 20170316
20170316162252
ACCESSION NUMBER: 0001104659-17-017159
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUD PEAK ENERGY INC.
CENTRAL INDEX KEY: 0001441849
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 263088162
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 505 SOUTH GILLETTE AVE.
CITY: GILLETTE
STATE: WY
ZIP: 82716
BUSINESS PHONE: 307-687-6000
MAIL ADDRESS:
STREET 1: 505 SOUTH GILLETTE AVE.
CITY: GILLETTE
STATE: WY
ZIP: 82716
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pechersky Bryan J
CENTRAL INDEX KEY: 0001392636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34547
FILM NUMBER: 17694848
MAIL ADDRESS:
STREET 1: 200 CONCORD PLAZA DR., SUITE 800
CITY: SAN ANTONIO
STATE: TX
ZIP: 78216
4
1
a4.xml
4
X0306
4
2017-03-14
0
0001441849
CLOUD PEAK ENERGY INC.
CLD
0001392636
Pechersky Bryan J
505 S. GILLETTE AVE.
GILLETTE
WY
82716
0
1
0
0
Exec. VP, GC & Corp. Secretary
Common Stock
2017-03-14
4
F
0
2106
3.80
D
29192
D
Common Stock
2017-03-14
4
M
0
4612
3.80
A
33804
D
Common Stock
2017-03-14
4
F
0
2149
3.80
D
31655
D
Performance Units
2017-03-14
4
M
0
9043
0
D
Common Stock
9043
0
D
Reflects the number of shares of common stock withheld by the issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
Each performance unit represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. common stock, which award was originally reported on a form 4 filed on 3/18/2014. The performance units vested 3 years from the date of grant (which was 3/14/2014) upon Cloud Peak Energy's achievement of performance goals, which were based upon Cloud Peak Energy's relative and absolute total shareholder return. These achievements resulted in a payout of 51% of the target, which target number was originally reported on the Form 4 filed on 3/18/2014.
Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of performance units.
This total does not include restricted stock units granted to the Reporting Person in 2015, 2016 or 2017 as vested restricted stock units may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee.
/s/ Bryan J. Pechersky
2017-03-16