0001104659-17-017159.txt : 20170316 0001104659-17-017159.hdr.sgml : 20170316 20170316162252 ACCESSION NUMBER: 0001104659-17-017159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170314 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUD PEAK ENERGY INC. CENTRAL INDEX KEY: 0001441849 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 263088162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 SOUTH GILLETTE AVE. CITY: GILLETTE STATE: WY ZIP: 82716 BUSINESS PHONE: 307-687-6000 MAIL ADDRESS: STREET 1: 505 SOUTH GILLETTE AVE. CITY: GILLETTE STATE: WY ZIP: 82716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pechersky Bryan J CENTRAL INDEX KEY: 0001392636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34547 FILM NUMBER: 17694848 MAIL ADDRESS: STREET 1: 200 CONCORD PLAZA DR., SUITE 800 CITY: SAN ANTONIO STATE: TX ZIP: 78216 4 1 a4.xml 4 X0306 4 2017-03-14 0 0001441849 CLOUD PEAK ENERGY INC. CLD 0001392636 Pechersky Bryan J 505 S. GILLETTE AVE. GILLETTE WY 82716 0 1 0 0 Exec. VP, GC & Corp. Secretary Common Stock 2017-03-14 4 F 0 2106 3.80 D 29192 D Common Stock 2017-03-14 4 M 0 4612 3.80 A 33804 D Common Stock 2017-03-14 4 F 0 2149 3.80 D 31655 D Performance Units 2017-03-14 4 M 0 9043 0 D Common Stock 9043 0 D Reflects the number of shares of common stock withheld by the issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Each performance unit represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. common stock, which award was originally reported on a form 4 filed on 3/18/2014. The performance units vested 3 years from the date of grant (which was 3/14/2014) upon Cloud Peak Energy's achievement of performance goals, which were based upon Cloud Peak Energy's relative and absolute total shareholder return. These achievements resulted in a payout of 51% of the target, which target number was originally reported on the Form 4 filed on 3/18/2014. Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of performance units. This total does not include restricted stock units granted to the Reporting Person in 2015, 2016 or 2017 as vested restricted stock units may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee. /s/ Bryan J. Pechersky 2017-03-16