0001392380-23-000090.txt : 20231103 0001392380-23-000090.hdr.sgml : 20231103 20231103162855 ACCESSION NUMBER: 0001392380-23-000090 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shafer Andrew CENTRAL INDEX KEY: 0001999254 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35073 FILM NUMBER: 231376786 MAIL ADDRESS: STREET 1: C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH STREET 2: BUILDING C, SUITE 310 CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gevo, Inc. CENTRAL INDEX KEY: 0001392380 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 870747704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH, BUILDING C STREET 2: Suite 310 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-858-8358 MAIL ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH, BUILDING C STREET 2: Suite 310 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Gevo Inc DATE OF NAME CHANGE: 20070307 3 1 wk-form3_1699043323.xml FORM 3 X0206 3 2023-11-01 0 0001392380 Gevo, Inc. GEVO 0001999254 Shafer Andrew C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH BUILDING C, SUITE 310 ENGLEWOOD CO 80112 0 1 0 0 Chief Mktg Cust & Brnd Officer Common Stock 181819 D Stock Option 1.75 2033-11-01 Common Stock 181819 D Represents 181,819 shares of restricted common stock granted to the reporting person on November 1, 2023, that vest in three equal annual installments beginning on the date of grant, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Represents 181,819 stock options granted to the reporting person on November 1, 2023, that vest in three equal annual installments beginning on the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. /s/ E. Cabell Massey, Attorney-in-Fact 2023-11-03 EX-24.1 2 poa_shafer.txt EX-24.1 POWER OF ATTORNEY I, Andrew Shafer, hereby authorize and designate each of Edwin Cabell Massey, Loy Lynn Smull, Alisher Nurmat, and Ned Prusse, signing singly, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as an officer and/or director of Gevo, Inc. and its affiliates (the "Company"), the Form ID and Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations promulgated thereunder; (2) do and perform any and all acts for and on my behalf which may be necessary or desirable to complete and execute any such Form ID or Form 3, 4 or 5 and timely file such form with the Securities and Exchange Commission, any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be to my benefit, in my best interest, or legally required of me, it being understood that the statements executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. I hereby further grant to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, with full power of substitutes or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. I hereby acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until I am no longer required to file the Form ID or Forms 3, 4 and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, I have caused this Power of Attorney to be duly executed as of this 26th day of October, 2023. /s/ Andrew Shafer Andrew Shafer