0001181431-13-063462.txt : 20131218 0001181431-13-063462.hdr.sgml : 20131218 20131218190211 ACCESSION NUMBER: 0001181431-13-063462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gevo, Inc. CENTRAL INDEX KEY: 0001392380 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 870747704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH, BUILDING C STREET 2: Suite 310 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-858-8358 MAIL ADDRESS: STREET 1: 345 INVERNESS DRIVE SOUTH, BUILDING C STREET 2: Suite 310 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Gevo Inc DATE OF NAME CHANGE: 20070307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mize Gary W. CENTRAL INDEX KEY: 0001530501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35073 FILM NUMBER: 131286487 MAIL ADDRESS: STREET 1: GEVO, INC., 345 INVERNESS DRIVE SOUTH STREET 2: BUILDING C, SUITE 310 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 rrd397660.xml PURCHASE OF COMMON STOCK AND WARRANTS X0306 4 2013-12-16 0 0001392380 Gevo, Inc. GEVO 0001530501 Mize Gary W. GEVO, INC., 345 INVERNESS DRIVE SOUTH BUILDING C, SUITE 310 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 2013-12-16 4 P 0 18519 A 64371 D Common Stock Warrant (right to buy) 1.85 2013-12-16 4 P 0 18519 A 2013-12-16 2018-12-16 Common Stock 18519 18519 D The shares of common stock and the warrants to purchase common stock were purchased together as common stock units, but were issued separately. Each common stock unit consisted of one share of common stock and a warrant to purchase one share of common stock, at a public offering price of $1.35 per common stock unit. Each warrant has an exercise price of $1.85 per share (subject to adjustment in certain circumstances), became exercisable on the date of original issuance and will expire on December 16, 2018. /s/ Brett Lund, Attorney-in-fact 2013-12-18