0001104659-21-135843.txt : 20211109 0001104659-21-135843.hdr.sgml : 20211109 20211108202244 ACCESSION NUMBER: 0001104659-21-135843 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L & S Advisors Inc CENTRAL INDEX KEY: 0001392364 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13201 FILM NUMBER: 211389486 BUSINESS ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 MAIL ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001392364 XXXXXXXX 09-30-2021 09-30-2021 false L & S Advisors Inc
12121 Wilshire Blvd Suite 1100 Los Angeles CA 90025
13F COMBINATION REPORT 028-13201 0001417544 028-13118 WELLS FARGO CLEARING SERVICES, LLC 0001418112 028-13117 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC N
SY R. LIPPMAN CEO 310-893-6060 /s/ Sy R. Lippman Los Angeles CA 11-08-2021 0 333 926008
INFORMATION TABLE 2 infotable.xml US TREASURY FIXED 9127964w6 600 600000 PRN SOLE 0 0 600000 US TREASURY FIXED 912796a90 980 980000 PRN SOLE 0 0 980000 US TREASURY FIXED 912796c31 475 475000 PRN SOLE 0 0 475000 US TREASURY FIXED 912796d30 6769 6770000 PRN SOLE 0 0 6770000 US TREASURY FIXED 912828rr3 541 540000 PRN SOLE 0 0 540000 US TREASURY FIXED 91282cbg5 3700 3701000 PRN SOLE 0 0 3701000 US TREASURY FIXED 91282cbu4 1551 1552000 PRN SOLE 0 0 1552000 US TREASURY FIXED 91282ccd1 220 220000 PRN SOLE 0 0 220000 US TREASURY FIXED 91282cck5 3694 3700000 PRN SOLE 0 0 3700000 ALIBABA GROUP HLDG FIXED 01609was1 290 280000 PRN SOLE 0 0 280000 AMC ENTERTAINMENT HLDGS FIXED 00165aah1 769 980000 PRN SOLE 0 0 980000 AMER AIRLN 13-1 A PASS T FIXED 023772ab2 253 261051 PRN SOLE 0 0 261051 AMERICAN AIRLINES 2015-1 FIXED 023770ab6 467 475801 PRN SOLE 0 0 475801 APPLIED OPTOELECTRONICS FIXED 03823uab8 824 1000000 PRN SOLE 0 0 1000000 ARROW ELECTRONICS INC FIXED 042735bd1 242 240000 PRN SOLE 0 0 240000 AVNET INC FIXED 053807ar4 298 285000 PRN SOLE 0 0 285000 BAIDU INC FIXED 056752ab4 257 250000 PRN SOLE 0 0 250000 BARCLAYS PLC FIXED 06738eas4 207 205000 PRN SOLE 0 0 205000 BLACKSTONE MORTGAGE TR FIXED 09257wab6 278 275000 PRN SOLE 0 0 275000 BRITISH TELECOM PLC FIXED 111021am3 270 250000 PRN SOLE 0 0 250000 CALLON PETROLEUM CO FIXED 144577aj2 994 1020000 PRN SOLE 0 0 1020000 CNH INDUSTRIAL CAPITAL FIXED 12592bag9 200 200000 PRN SOLE 0 0 200000 DELEK LOG PART/FINANCE FIXED 24665fab8 598 585000 PRN SOLE 0 0 585000 DIEBOLD NIXDORF FIXED 253651ac7 735 720000 PRN SOLE 0 0 720000 ENERGY TRANSFER FIXED 29278nal7 219 210000 PRN SOLE 0 0 210000 EZCORP INC FIXED 302301ae6 900 980000 PRN SOLE 0 0 980000 FIRST HORIZON NATL CORP FIXED 320517ac9 297 285000 PRN SOLE 0 0 285000 FS KKR CAPITAL CORP FIXED 302635ac1 230 225000 PRN SOLE 0 0 225000 GENERAL MOTORS FIXED 37045xbk1 261 250000 PRN SOLE 0 0 250000 GENWORTH HOLDINGS INC FIXED 372491ag5 867 850000 PRN SOLE 0 0 850000 HAWAIIAN AIRL FIXED 419839aa3 384 385834 PRN SOLE 0 0 385834 HCA INC FIXED 404119bn8 214 195000 PRN SOLE 0 0 195000 HOPE BANCORP INC FIXED 43940tab5 442 450000 PRN SOLE 0 0 450000 HOST HOTELS & RESORTS LP FIXED 44107tau0 262 250000 PRN SOLE 0 0 250000 HYATT HOTELS FIXED 448579ae2 259 250000 PRN SOLE 0 0 250000 INTERCEPT PHARMAS FIXED 45845paa6 814 900000 PRN SOLE 0 0 900000 INVACARE CORP FIXED 461203aj0 588 675000 PRN SOLE 0 0 675000 JABIL INC FIXED 466313ag8 317 305000 PRN SOLE 0 0 305000 LAREDO PETROLEUM FIXED 516806af3 832 800000 PRN SOLE 0 0 800000 LAS VEGAS SANDS CORP FIXED 517834ag2 257 250000 PRN SOLE 0 0 250000 MARVELL TECHNOLOGY FIXED 57385laa6 264 250000 PRN SOLE 0 0 250000 MFA FINACIAL INC FIXED 55272xaa0 923 905000 PRN SOLE 0 0 905000 MOMO INC FIXED 60879bab3 786 935000 PRN SOLE 0 0 935000 MOSAIC CO FIXED 61945cac7 267 250000 PRN SOLE 0 0 250000 MYLAN INC FIXED 628530bd8 266 250000 PRN SOLE 0 0 250000 PARTEK PHARMACEUTICALS FIXED 699374ab0 813 935000 PRN SOLE 0 0 935000 PBF LOGISTICS LP FIXED 69318uab1 912 935000 PRN SOLE 0 0 935000 PETROLEOS MEXICANOS GLBL FIXED 71654qce0 203 200000 PRN SOLE 0 0 200000 RETAIL OPPORTUNITY INV FIXED 76132faa5 285 265000 PRN SOLE 0 0 265000 SANTANDER HOLDINGS USA FIXED 80282kas5 259 250000 PRN SOLE 0 0 250000 SIGNET UK FINANCE FIXED 82671aaa1 352 345000 PRN SOLE 0 0 345000 TALOS PRODUCTION INC FIXED 87485lac8 1177 1100000 PRN SOLE 0 0 1100000 TAPESTRY INC FIXED 189754ab0 255 250000 PRN SOLE 0 0 250000 TEEKAY CORP FIXED 87900yae3 956 975000 PRN SOLE 0 0 975000 TENNECO INC FIXED 880349ar6 639 650000 PRN SOLE 0 0 650000 TEVA PHARMACEUTICAL FIXED 88167aal5 461 440000 PRN SOLE 0 0 440000 TILRAY INC FIXED 88688tab6 881 900000 PRN SOLE 0 0 900000 VMWARE INC FIXED 928563ab1 230 225000 PRN SOLE 0 0 225000 WEIBO CORP FIXED 948596ac5 266 275000 PRN SOLE 0 0 275000 WESTERN ASSET MORTG CAP FIXED 95790daa3 832 841000 PRN SOLE 0 0 841000 WHIRLPOOL CORP FIXED 96332hcf4 209 200000 PRN SOLE 0 0 200000 AM CEN TAX FREE BOND FIXED 025075839 2003 164427 SH SOLE 0 0 164427 BLKROCK MUNI OPPS FIXED 09253e609 1754 147884 SH SOLE 0 0 147884 DOUBLELINE T RETURN CL I FIXED 258620103 523 49774 SH SOLE 0 0 49774 EATON VANCE HIGH INCOME FIXED 277923546 4666 1027703 SH SOLE 0 0 1027703 GS CORE BOND FUND FIXED 38141w810 3577 326661 SH SOLE 0 0 326661 GS DYN MUNI INCOME FD FIXED 38142v746 601 35918 SH SOLE 0 0 35918 GUGG MACRO OPPS FIXED 40168w582 3406 125089 SH SOLE 0 0 125089 LD ABT SHT DURN FIXED 543916688 4528 1083355 SH SOLE 0 0 1083355 METROPOLITAN WEST TR FIXED 592905509 563 51326 SH SOLE 0 0 51326 PIMCO DIVERS INCOME FIXED 693391880 1824 163275 SH SOLE 0 0 163275 PIMCO INCOME FUND CL I FIXED 72201F490 2504 208007 SH SOLE 0 0 208007 T ROWE PRICE HIGH YIELD FIXED 741481105 219 32790 SH SOLE 0 0 32790 VANGUARD LT CA TAX-EX FIXED 922021506 1449 114073 SH SOLE 0 0 114073 VANGUARD SHT TRM INVT GRD FIXED 922031877 29863 2732240 SH SOLE 0 0 2732240 Victory High Yield Fund FIXED 92647k457 70 10215 SH SOLE 0 0 10215 VNGRD INTERM CA TAX EX FIXED 922021407 2015 165159 SH SOLE 0 0 165159 VNGRD INTERMED CA TAX EX FIXED 922021308 1670 136885 SH SOLE 0 0 136885 VNGRD ULTRA SHORT-T FUND FIXED 922031711 15577 773808 SH SOLE 0 0 773808 WESTERN ASSET CORE CL I FIXED 957663305 3748 284154 SH SOLE 0 0 284154 WESTERN ASSET MANAGED FIXED 52469j509 1750 104732 SH SOLE 0 0 104732 ABB LTF-SPON ADR COM 000375204 1386 41535 SH SOLE 0 0 41535 ABBOTT LABORATORIES COM 002824100 2336 19773 SH SOLE 0 0 19773 ABBVIE INC COM 00287Y109 2427 22495 SH SOLE 0 0 22495 ACCENTURE PLC COM g1151c101 2023 6322 SH SOLE 0 0 6322 ADOBE INC COM COM 00724f101 8011 13915 SH SOLE 0 0 13915 ADVANCED MICRO DEVICES COM 007903107 5089 49451 SH SOLE 0 0 49451 AEMETIS INC COM 00770k202 366 20000 SH SOLE 0 0 20000 AGILENT TECHNOLOGIES COM 00846u101 2268 14397 SH SOLE 0 0 14397 AIA GROUP LTD ORDF COM y002a1105 155 13449 SH SOLE 0 0 13449 AIR PRODUCTS & CHEMICALS COM 009158106 1571 6136 SH SOLE 0 0 6136 AIRBNB COM 009066101 1773 10567 SH SOLE 0 0 10567 ALBEMARLE CORP COM 012653101 2585 11806 SH SOLE 0 0 11806 ALIBABA GROUP COM 01609w102 600 4054 SH SOLE 0 0 4054 ALLY FINANCIAL COM 02005n100 2604 51010 SH SOLE 0 0 51010 ALPHABET INC A COM 02079k305 19027 7117 SH SOLE 0 0 7117 ALPHABET INC C COM 02079k107 2025 760 SH SOLE 0 0 760 AMAZON.COM INC COM 023135106 17522 5334 SH SOLE 0 0 5334 AMBARELLA INC F COM G037AX101 1526 9796 SH SOLE 0 0 9796 AMERICAN CAMPUS CMMTYS COM 024835100 4798 99021 SH SOLE 0 0 99021 AMERICAN EXPRESS COM 025816109 5176 30893 SH SOLE 0 0 30893 AMERICAN TOWER COM 03027x100 4564 17194 SH SOLE 0 0 17194 AMGEN INC COM 031162100 257 1208 SH SOLE 0 0 1208 ANTERO RESOURCES CORP COM 03674x106 470 25000 SH SOLE 0 0 25000 APPLE INC COM 037833100 30824 217835 SH SOLE 0 0 217835 APPLOVIN CORP - CLASS A COM 03831w108 434 6000 SH SOLE 0 0 6000 APTIV PLC COM g6095l109 447 3000 SH SOLE 0 0 3000 ASML HOLDING NV (ADR) COM N07059210 1536 2061 SH SOLE 0 0 2061 ASML HOLDING NV ORD F COM n07059202 373 499 SH SOLE 0 0 499 AST SPACEMOBILE INC COM 00217d100 270 25000 SH SOLE 0 0 25000 ATLASSIAN CORP COM g06242104 2703 6906 SH SOLE 0 0 6906 AVALON BAY COM 053484101 6425 28988 SH SOLE 0 0 28988 AXSOME THERAPEUTICS COM 05464t104 330 10000 SH SOLE 0 0 10000 BANK OF AMERICA CORP COM 060505104 5687 133973 SH SOLE 0 0 133973 BERKSHIRE HATHAWAY A COM 084670108 2057 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY B COM 084670702 449 1645 SH SOLE 0 0 1645 BIOHAVEN PHARMACEUTICAL COM g11196105 7519 54125 SH SOLE 0 0 54125 BLACKROCK INC COM 09247x101 1609 1919 SH SOLE 0 0 1919 BLACKSTONE INC COM 09260D107 2371 20380 SH SOLE 0 0 20380 BLOOM ENERGY CORP COM 093712107 2291 122369 SH SOLE 0 0 122369 BRISTOL MYERS SQUIBB COM 110122108 363 6134 SH SOLE 0 0 6134 BROADCOM LIMITED COM 11135F101 3199 6596 SH SOLE 0 0 6596 CAESARS ENTERTAINMNT COM 12769g100 3476 30956 SH SOLE 0 0 30956 CALLON PETE CO DEL COM 13123x508 368 7500 SH SOLE 0 0 7500 CAMDEN PROPERTY TRUST COM 133131102 2711 18384 SH SOLE 0 0 18384 CANADIAN NATIONAL RR COM 136375102 584 5047 SH SOLE 0 0 5047 CARRIER GLOBAL ORD SHS COM 14448c104 4321 83488 SH SOLE 0 0 83488 CARVANA COMPANY COM 146869102 1547 5129 SH SOLE 0 0 5129 CATERPILLAR INC COM 149123101 4451 23188 SH SOLE 0 0 23188 CDW CORP COM 12514g108 2590 14228 SH SOLE 0 0 14228 CELANESE CORP COM 150870103 1773 11772 SH SOLE 0 0 11772 CHARTER COMMUNICATIONS COM 16119P108 1580 2171 SH SOLE 0 0 2171 CHENIERE ENERGY INC COM 16411r208 3506 35893 SH SOLE 0 0 35893 CHEVRON CORPORATION COM 166764100 505 4973 SH SOLE 0 0 4973 CIMAREX ENERGY COM 171798101 349 4000 SH SOLE 0 0 4000 CISCO SYSTEMS INC COM 17275r102 2894 53164 SH SOLE 0 0 53164 COCA COLA COMPANY COM 191216100 5562 105999 SH SOLE 0 0 105999 CONCENTRIX CORP COM 20602d101 442 2500 SH SOLE 0 0 2500 CONOCOPHILLIPS COM 20825c104 4927 72697 SH SOLE 0 0 72697 COSTCO WHOLESALE CORP COM 22160k105 8054 17923 SH SOLE 0 0 17923 CRISPR THERAPEUTICS COM h17182108 1736 15506 SH SOLE 0 0 15506 CROWDSTRIKE HLDGS COM 22788c105 2365 9621 SH SOLE 0 0 9621 CULLEN FROST BANKERS INC COM 229899109 415 3500 SH SOLE 0 0 3500 CUMMINS INC COM 231021106 5402 24057 SH SOLE 0 0 24057 CVS HEALTH CORP COM COM 126650100 2235 26340 SH SOLE 0 0 26340 CYPRESS DEV CORP COM 232749200 12 10000 SH SOLE 0 0 10000 CYTODYN INC COM 23283m101 100 50600 SH SOLE 0 0 50600 DANAHER CORP COM 235851102 4041 13272 SH SOLE 0 0 13272 DANAOS CORP COM y1968p121 2511 30661 SH SOLE 0 0 30661 DEERE & COMPANY COM 244199105 7268 21691 SH SOLE 0 0 21691 DIAMONDBACK ENERGY COM 25278x109 5458 57654 SH SOLE 0 0 57654 DIGITAL TURBINE INC COM 25400w102 2287 33262 SH SOLE 0 0 33262 DINEEQUITY INC COM 254423106 487 6000 SH SOLE 0 0 6000 DOVER CORP COM 260003108 4861 31263 SH SOLE 0 0 31263 DRAFTKINGS COM 26142r104 1382 28698 SH SOLE 0 0 28698 EAST WEST BANCORP INC COM 27579r104 2441 31475 SH SOLE 0 0 31475 EASTMAN CHEM CO COM 277432100 2099 20839 SH SOLE 0 0 20839 EATON CORP PLC COM G29183103 5716 38281 SH SOLE 0 0 38281 EMERSON ELECTRIC CO COM 291011104 4963 52688 SH SOLE 0 0 52688 ENPHASE ENERGY COM 29355a107 2215 14769 SH SOLE 0 0 14769 EQT CORP COM COM 26884l109 307 15000 SH SOLE 0 0 15000 EQUITY LIFESTYLE PPTIES COM 29472r108 9414 120541 SH SOLE 0 0 120541 EXPEDIA GROUP INC COM 30212p303 3105 18942 SH SOLE 0 0 18942 EXXON MOBIL CORP COM 30231g102 1193 20276 SH SOLE 0 0 20276 F5 NETWORKS INC COM 315616102 1602 8060 SH SOLE 0 0 8060 FACEBOOK INC COM 30303m102 13817 40712 SH SOLE 0 0 40712 FATE THERAPEUTICS INC COM 31189p102 1013 17099 SH SOLE 0 0 17099 FEDEX CORPORATION COM 31428x106 2003 9135 SH SOLE 0 0 9135 FIRST REPUBLIC BANK COM 33616c100 4918 25497 SH SOLE 0 0 25497 FLEXION THERAPEUTICS INC COM 33938j106 305 50000 SH SOLE 0 0 50000 FORTINET INC COM 34959E109 1392 4765 SH SOLE 0 0 4765 FREYR BATTERY COM l4135l100 346 35100 SH SOLE 0 0 35100 GENERAC HOLDINGS ORD SHS COM 368736104 1454 3559 SH SOLE 0 0 3559 GLOBAL E ONLINE LTD COM m5216v106 287 4000 SH SOLE 0 0 4000 GLOBAL SHIP LEASE INC COM y27183600 3803 160410 SH SOLE 0 0 160410 GLOBAL TECHNOLOGIES COM 378949101 1 310000 SH SOLE 0 0 310000 GOLDMAN SACHS COM 38141g104 10179 26927 SH SOLE 0 0 26927 GOODRX HOLDINGS INC COM 38246g108 205 5000 SH SOLE 0 0 5000 GXO LOGISTICS INC COM 36262g101 1690 21545 SH SOLE 0 0 21545 HANCOCK JAFFE LABS COM 41015n304 311 30000 SH SOLE 0 0 30000 HERC HLDGS COM COM 42704L104 2818 17240 SH SOLE 0 0 17240 HOME DEPOT COM 437076102 4329 13188 SH SOLE 0 0 13188 HONEYWELL COM 438516106 5584 26304 SH SOLE 0 0 26304 HUBSPOT INC COM 443573100 1512 2236 SH SOLE 0 0 2236 ICON PLC COM G4705A100 2138 8158 SH SOLE 0 0 8158 IDEXX LABORATORIES INC COM 45168d104 1669 2683 SH SOLE 0 0 2683 ILLINOIS TOOL WORKS COM 452308109 313 1517 SH SOLE 0 0 1517 INNOVATIVE IND PROPERTIES COM 45781v101 1752 7579 SH SOLE 0 0 7579 INTEL CORP COM 458140100 2271 42627 SH SOLE 0 0 42627 INTELLIA THERAPEUTICS INC COM 45826j105 671 5000 SH SOLE 0 0 5000 INTUIT INC COM 461202103 18691 34645 SH SOLE 0 0 34645 INTUITIVE SURGICAL COM 46120e602 7751 7797 SH SOLE 0 0 7797 JOHNSON & JOHNSON COM 478160104 1820 11270 SH SOLE 0 0 11270 JOHNSON CONTROLS COM g51502105 6912 101523 SH SOLE 0 0 101523 JPMORGAN CHASE & CO COM 46625h100 11774 71928 SH SOLE 0 0 71928 KEYENCE CORP ORD F COM j32491102 556 924 SH SOLE 0 0 924 KLA TENCOR CORP COM 482480100 2743 8199 SH SOLE 0 0 8199 LABOR SMART INC COM 50541a108 0 28571 SH SOLE 0 0 28571 LAM RESEARCH CORP COM 512807108 6678 11734 SH SOLE 0 0 11734 LAREDO PETROLEUM INC COM 516806205 3014 37175 SH SOLE 0 0 37175 LATTICE SEMICONDUCTOR COM 518415104 323 5000 SH SOLE 0 0 5000 LI-CYCLE HOLDINGS CORP COM 50202p105 585 50000 SH SOLE 0 0 50000 LITHIAM AMERICAS CORP COM 53680q207 335 15000 SH SOLE 0 0 15000 LOGIC DEVICES COM 541402103 0 10000 SH SOLE 0 0 10000 LOWES COMPANIES COM 548661107 5802 28601 SH SOLE 0 0 28601 LPL FINANCIAL HOLDINGS INC COM 50212v100 345 2200 SH SOLE 0 0 2200 LYNAS RARE EARTHS LTD ADR COM 551073307 1822 382673 SH SOLE 0 0 382673 MARRIOTT VACATIONS WWIDE COM 57164y107 1698 10790 SH SOLE 0 0 10790 MASTERCARD COM 57636q104 629 1810 SH SOLE 0 0 1810 MCDONALDS CORP COM 580135101 4929 20442 SH SOLE 0 0 20442 MERCADOLIBRE INC COM 58733R102 5497 3273 SH SOLE 0 0 3273 MERCK & CO INC COM 58933y105 4837 64400 SH SOLE 0 0 64400 MICROSOFT CORPORATION COM 594918104 21517 76322 SH SOLE 0 0 76322 MODERNA INC COM 60770k107 1108 2878 SH SOLE 0 0 2878 MONOLITHIC PWR SYSTEMS COM 609839105 1594 3289 SH SOLE 0 0 3289 MORGAN STANLEY COM 617446448 6663 68469 SH SOLE 0 0 68469 NETFLIX INC COM 64110l106 7800 12779 SH SOLE 0 0 12779 NEXTERA ENERGY INC COM 65339f101 1221 15545 SH SOLE 0 0 15545 NIGHTFOOD HLDGS IN COM 65412f101 3 11900 SH SOLE 0 0 11900 NIKE INC CLASS B COM 654106103 800 5509 SH SOLE 0 0 5509 NORFOLK SOUTHERN CORP COM 655844108 2019 8439 SH SOLE 0 0 8439 NORTHROP GRUMMAN CORP COM 666807102 2183 6061 SH SOLE 0 0 6061 NOVAVAX INC COM 670002401 311 1500 SH SOLE 0 0 1500 NOVO NORDISK (ADR) COM 670100205 797 8305 SH SOLE 0 0 8305 NVIDIA CORP COM 67066g104 8609 41559 SH SOLE 0 0 41559 NXP SEMICONDUCTORS NV COM n6596x109 1600 8167 SH SOLE 0 0 8167 OLD DOMINION FREIGHT LINE COM 679580100 1684 5889 SH SOLE 0 0 5889 OSHKOSH CORP COM 688239201 386 3775 SH SOLE 0 0 3775 PALO ALTO NETWORKS INC COM 697435105 9201 19209 SH SOLE 0 0 19209 PANGAEA LOGISTICS SOLN COM g6891l105 379 75000 SH SOLE 0 0 75000 PARKER HANNIFIN CORP COM 701094104 2780 9941 SH SOLE 0 0 9941 PAYPAL HOLDINGS INC COM 70450y103 8266 31768 SH SOLE 0 0 31768 PEPSICO INC COM 713448108 5314 35332 SH SOLE 0 0 35332 PFIZER INCORPORATED COM 717081103 551 12815 SH SOLE 0 0 12815 PIONEER NATL RES COM 723787107 7326 44000 SH SOLE 0 0 44000 POOL CORP COM 73278L105 1737 3998 SH SOLE 0 0 3998 POPULAR INC COM 733174700 311 4000 SH SOLE 0 0 4000 PROCTER & GAMBLE COM 742718109 8372 59888 SH SOLE 0 0 59888 PROLOGIS INC COM 74340w103 10522 83884 SH SOLE 0 0 83884 QUAD GRAPHICS INC COM 747301109 425 100000 SH SOLE 0 0 100000 QUANTA SERVICES INC COM 74762e102 2436 21405 SH SOLE 0 0 21405 RANGE RESOURCES CORP COM 75281a109 2529 111762 SH SOLE 0 0 111762 RAYTHEON TECHNOLOGIES COM 75513e101 249 2900 SH SOLE 0 0 2900 ROCKWELL AUTOMATION INC COM 773903109 1969 6696 SH SOLE 0 0 6696 ROPER INDS INC COM 776696106 2396 5370 SH SOLE 0 0 5370 SALESFORCE.COM INC COM 79466l302 9491 34993 SH SOLE 0 0 34993 SEA LTD (ADR) COM 81141r100 4511 14154 SH SOLE 0 0 14154 SEAGEN INC COM 81181c104 272 1602 SH SOLE 0 0 1602 SERVICENOW INC COM 81762p102 9472 15221 SH SOLE 0 0 15221 SHOPIFY INC COM 82509l107 5837 4305 SH SOLE 0 0 4305 SIGNATURE BANK COM 82669g104 3242 11906 SH SOLE 0 0 11906 SIMON PROPERTY GROUP COM 828806109 6336 48747 SH SOLE 0 0 48747 SOFI TECHNOLOGIES INC COM 83406f102 1531 96385 SH SOLE 0 0 96385 SOLAREDGE TECHNOLOGIES COM 83417m104 530 2000 SH SOLE 0 0 2000 SQUARE INC CL A COM 852234103 3766 15703 SH SOLE 0 0 15703 STAR BULK CARRIERS CORP COM y8162k204 3010 125190 SH SOLE 0 0 125190 STARBUCKS CORP COM 855244109 522 4734 SH SOLE 0 0 4734 STRYKER CORP COM 863667101 1316 4990 SH SOLE 0 0 4990 SUNPOWER CORPORATION COM 867652406 341 15047 SH SOLE 0 0 15047 SVB FINANCIAL GROUP COM 78486Q101 2878 4449 SH SOLE 0 0 4449 SYNAPTICS INC COM 87157d109 288 1600 SH SOLE 0 0 1600 SYNOPSYS INC COM 871607107 2009 6709 SH SOLE 0 0 6709 TARGET CORP COM COM 87612e106 5067 22147 SH SOLE 0 0 22147 TESLA MOTORS INC COM 88160r101 4810 6203 SH SOLE 0 0 6203 THE MOSAIC CO COM 61945c103 4829 135181 SH SOLE 0 0 135181 THERMO FISHER SCIENTIFIC COM 883556102 7954 13921 SH SOLE 0 0 13921 TRACTOR SUPPLY CO COM 892356106 2382 11755 SH SOLE 0 0 11755 TRANE TECHNOLOGIES PLC COM g8994e103 2200 12745 SH SOLE 0 0 12745 TRANSDIGM GROUP INC COM 893641100 1433 2295 SH SOLE 0 0 2295 ULTA BEAUTY INC COM 90384s303 1923 5328 SH SOLE 0 0 5328 UNITED RENTALS INC COM 911363109 5367 15294 SH SOLE 0 0 15294 UNITEDHEALTH GROUP COM 91324p102 4323 11064 SH SOLE 0 0 11064 UPSTART HLDGS INC COM 91680m107 475 1500 SH SOLE 0 0 1500 US BANCORP COM 902973304 1008 16960 SH SOLE 0 0 16960 VEEVA SYSTEMS INC COM 922475108 1533 5321 SH SOLE 0 0 5321 VESTAS WIND SYS ADR COM 925458101 2419 178920 SH SOLE 0 0 178920 VISA INC COM 92826c839 338 1519 SH SOLE 0 0 1519 VULCAN MATERIALS CO COM 929160109 2423 14323 SH SOLE 0 0 14323 WAL-MART STORES INC COM 931142103 243 1740 SH SOLE 0 0 1740 WALT DISNEY CO COM 254687106 3713 21948 SH SOLE 0 0 21948 WASTE MANAGEMENT INC COM 94106l109 4756 31842 SH SOLE 0 0 31842 WEST PHARMACEUT SVCS COM 955306105 223 525 SH SOLE 0 0 525 WILLIS TOWERS WATSON PLC COM g96629103 2307 9926 SH SOLE 0 0 9926 ZOETIS INC COM 98978v103 1999 10298 SH SOLE 0 0 10298 ZOOMINFO TECHNOLOGIES COM 98980f104 2025 33086 SH SOLE 0 0 33086 ZSCALER INC COM 98980g102 1942 7406 SH SOLE 0 0 7406 ALPS CLEAN ENERGY ETF COM 00162q460 325 4908 SH SOLE 0 0 4908 CONSUMER STAPLES SPDR COM 81369y308 307 4462 SH SOLE 0 0 4462 DEF NEXT GEN CONNECT ETF COM 26922a289 1121 30875 SH SOLE 0 0 30875 DJ INDUSTRIAL ETF COM 78467x109 10378 30677 SH SOLE 0 0 30677 ENERGY SELECT SPDR COM 81369y506 10127 194418 SH SOLE 0 0 194418 FINANCIAL SELECT SPDR COM 81369y605 675 17979 SH SOLE 0 0 17979 GLOBAL X US INF DEV ETF COM 37954y673 983 38675 SH SOLE 0 0 38675 GOLDMAN SACHS HEDGE ETF COM 381430545 480 4865 SH SOLE 0 0 4865 HEALTH CARE SELECT ETF COM 81369y209 331 2599 SH SOLE 0 0 2599 INV S&P 500 EQ WT ETF COM 46137V357 1558 10400 SH SOLE 0 0 10400 INVESCO QQQ TRUST ETF COM 46090E103 1772 4950 SH SOLE 0 0 4950 INVESCO SOLAR ETF COM 46138g706 1217 15217 SH SOLE 0 0 15217 ISH RUSS MID-CAP GRWTH COM 464287481 8090 72189 SH SOLE 0 0 72189 ISH RUSSELL 2000 GRWTH COM 464287648 2661 9063 SH SOLE 0 0 9063 ISH RUSSELL 2000 VALUE COM 464287630 1123 7006 SH SOLE 0 0 7006 ISH TECH SOFTWARE ETF COM 464287515 2689 6737 SH SOLE 0 0 6737 ISHARES EUR SMALL CAP ETF COM 464288497 369 5336 SH SOLE 0 0 5336 ISHARES GLB CLEAN ENERG COM 464288224 678 31310 SH SOLE 0 0 31310 ISHARES MSCI EAFE ETF COM 464287465 740 9485 SH SOLE 0 0 9485 ISHARES RUSSELL 2000 COM 464287655 1584 7242 SH SOLE 0 0 7242 ISHARES S&P 500 GROWTH COM 464287309 320 4326 SH SOLE 0 0 4326 ISHARES S&P 500 VALUE ETF COM 464287408 629 4328 SH SOLE 0 0 4328 ISHARES S&P SMALLCAP 600 COM 464287879 1167 11594 SH SOLE 0 0 11594 ISHARES TR INDIA 50 ETF COM 464289529 561 10880 SH SOLE 0 0 10880 ISHARES US REAL ESTATE COM 464287739 352 3435 SH SOLE 0 0 3435 PRS MIDCAP DIV ARISTO COM 74347b680 3449 50902 SH SOLE 0 0 50902 SPDR CONSUMER DISCRE COM 81369y407 313 1742 SH SOLE 0 0 1742 SPDR GOLD SHARES ETF COM 78463v107 327 1994 SH SOLE 0 0 1994 SPDR S&P 500 ETF COM 78462f103 13283 30952 SH SOLE 0 0 30952 SPDR S&P MIDCAP 400 ETF COM 78467y107 683 1420 SH SOLE 0 0 1420 TECHNOLOGY SPDR ETF COM 81369y803 630 4221 SH SOLE 0 0 4221 VANECK SEMICONDUCTOR COM 92189f676 1413 5514 SH SOLE 0 0 5514 VANGUARD DEVELOPED ETF COM 921943858 1618 32053 SH SOLE 0 0 32053 VANGUARD GROWTH ETF COM 922908736 633 2182 SH SOLE 0 0 2182 VANGUARD MID-CAP ETF COM 922908629 1395 5890 SH SOLE 0 0 5890 VANGUARD TOTAL STOCK ETF COM 922908769 5625 25330 SH SOLE 0 0 25330 VANGUARD VALUE ETF COM 922908744 2528 18678 SH SOLE 0 0 18678 VNGRD EMERGING MKTS COM 922042858 498 9960 SH SOLE 0 0 9960 WTREE CLOUD COMPUTING COM 97717y691 976 16935 SH SOLE 0 0 16935 EDGEWOOD GROWTH FUND COM 0075W0759 4384 70066 SH SOLE 0 0 70066 FIDELITY CONTRAFUND COM 316071109 197 10438 SH SOLE 0 0 10438 GS EMERGING MKT EQUITIES COM 38142b369 4396 144829 SH SOLE 0 0 144829 GS GQG INTL OPPORTUNITIES COM 38147n293 13107 668381 SH SOLE 0 0 668381 HRDG LVNR INTL EQUITY COM 412295107 7751 262824 SH SOLE 0 0 262824 MATTHEWS ASIA GROWTH FD COM 577130776 4289 112202 SH SOLE 0 0 112202 VICTORY SYCAMORE VAL I COM 92646a831 3784 76560 SH SOLE 0 0 76560 BROADCOM INC PFD PFD 11135f200 2266 1479 SH SOLE 0 0 1479