0001104659-20-060881.txt : 20200513 0001104659-20-060881.hdr.sgml : 20200513 20200513162750 ACCESSION NUMBER: 0001104659-20-060881 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 EFFECTIVENESS DATE: 20200513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L & S Advisors Inc CENTRAL INDEX KEY: 0001392364 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13201 FILM NUMBER: 20873552 BUSINESS ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 MAIL ADDRESS: STREET 1: 12121 Wilshire Blvd STREET 2: Suite 1100 CITY: Los Angeles STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001392364 XXXXXXXX 03-31-2020 03-31-2020 false L & S Advisors Inc

12121 Wilshire Blvd Suite 1100 Los Angeles CA 90025

13F COMBINATION REPORT 028-13201 0001417544 028-13118 WELLS FARGO CLEARING SERVICES, LLC 0001418112 028-13117 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC N SY R. LIPPMAN 310-893-6060 /s/ Sy R. Lippman Los Angeles CA 05-13-2020 0 259 529797 INFORMATION TABLE 2 infotable.xml US TREASURY FIXED 912796sm2 22499 22500000 PRN SOLE 0 0 22500000 US TREASURY FIXED 912796tq2 12015 12015000 PRN SOLE 0 0 12015000 US TREASURY FIXED 912796xE4 6426 6435000 PRN SOLE 0 0 6435000 US TREASURY FIXED 912828x96 6346 6339000 PRN SOLE 0 0 6339000 US TREASURY FIXED 912828l32 4859 4836000 PRN SOLE 0 0 4836000 US TREASURY FIXED 912828n89 1136 1125000 PRN SOLE 0 0 1125000 US TREASURY FIXED 912828rr3 642 625000 PRN SOLE 0 0 625000 US TREASURY FIXED 912828xh8 1623 1617000 PRN SOLE 0 0 1617000 US TREASURY FIXED 912828xm7 643 640000 PRN SOLE 0 0 640000 US TREAUSRY FIXED 912828x21 1089 1089000 PRN SOLE 0 0 1089000 US TREASURY FIXED 9128282z2 232 230000 PRN SOLE 0 0 230000 ABBVIE INC FIXED 00287yat6 200 200000 PRN SOLE 0 0 200000 ACTIVISION BLIZZARD FIXED 00507vah2 201 200000 PRN SOLE 0 0 200000 AMERICAN AXLE & MFG FIXED 02406pal4 341 403000 PRN SOLE 0 0 403000 ANALOG DEVICES INC FIXED 032654ar6 200 200000 PRN SOLE 0 0 200000 ANTERO RES CORP FIXED 03674xac0 165 305000 PRN SOLE 0 0 305000 APX GROUP FIXED 00213mas3 520 675000 PRN SOLE 0 0 675000 ARROW ELECTRONICS INC FIXED 042735bd1 199 200000 PRN SOLE 0 0 200000 BARCLAYS PLC FIXED 06738eas4 206 205000 PRN SOLE 0 0 205000 BRIGGS & STRATTON FIXED 109043ag4 521 695000 PRN SOLE 0 0 695000 CALPINE FIXED 131347cf1 243 260000 PRN SOLE 0 0 260000 CALPINE CORP FIXED 131347cj3 516 545000 PRN SOLE 0 0 545000 CAPITAL ONE FINANCIAL FIXED 14040hby0 225 225000 PRN SOLE 0 0 225000 CHEMOURS CO FIXED 163851ab4 769 905000 PRN SOLE 0 0 905000 COEUR MINING FIXED 192108bb3 400 450000 PRN SOLE 0 0 450000 CONNS INC FIXED 208242ab3 692 1220000 PRN SOLE 0 0 1220000 CONSTELLATION BRANDS FIXED 21036pak4 210 210000 PRN SOLE 0 0 210000 CRED SUIS GP FUND FIXED 225433am3 201 200000 PRN SOLE 0 0 200000 DEUTSCHE BANK FIXED 251526ca5 198 200000 PRN SOLE 0 0 200000 DISH DBS CORP FIXED 25470xaj4 195 200000 PRN SOLE 0 0 200000 DISH NETWORK FIXED 25470xaw5 536 555000 PRN SOLE 0 0 555000 DONNELLEY FINL SOLUTIONS FIXED 25787gac4 519 570000 PRN SOLE 0 0 570000 DONNELLEY RR & SONS FIXED 257867az4 343 350000 PRN SOLE 0 0 350000 EZCORP INC FIXED 302301ae6 454 615000 PRN SOLE 0 0 615000 FORUM ENERGY TECH FIXED 34984vab6 304 980000 PRN SOLE 0 0 980000 FTS INTERNATIONAL FIXED 30283wab0 165 475000 PRN SOLE 0 0 475000 GROUP 1 AUTOMOTIVE FIXED 398905ak5 327 355000 PRN SOLE 0 0 355000 ICAHN ENTERPRISES FIXED 451102bj5 475 475000 PRN SOLE 0 0 475000 INTL GAME TECHNOLOGY FIXED 459902at9 337 379000 PRN SOLE 0 0 379000 LAREDO PETROLEUM FIXED 516806af3 238 595000 PRN SOLE 0 0 595000 MAGELLAN HEALTH INC FIXED 559079ak4 468 505000 PRN SOLE 0 0 505000 MAGNACHIP FIXED 55933jab0 959 1090000 PRN SOLE 0 0 1090000 MARRIOTT INTERNATIONAL FIXED 571903ak9 184 200000 PRN SOLE 0 0 200000 MARRIOTT INTERNATIONAL FIXED 571903al7 226 235000 PRN SOLE 0 0 235000 MARTIN MIDSTREAM LP FIXED 573334ad1 231 420000 PRN SOLE 0 0 420000 NAVIENT CORPORATION FIXED 63938caf5 343 350000 PRN SOLE 0 0 350000 NCR CORPORATION FIXED 62886eaj7 188 200000 PRN SOLE 0 0 200000 NEW HOME CO FIXED 645370ab3 572 650000 PRN SOLE 0 0 650000 OASIS PETROLEUM FIXED 674215ag3 154 760000 PRN SOLE 0 0 760000 OPPENHEIMER HOLDINGS FIXED 683797ad6 685 729000 PRN SOLE 0 0 729000 PBF LOGISTICS LP FIXED 69318uab1 347 615000 PRN SOLE 0 0 615000 PITNEY BOWES FIXED 724479an0 227 309000 PRN SOLE 0 0 309000 QUAD GRAPHICS FIXED 747301ac3 874 1060000 PRN SOLE 0 0 1060000 RANGE RESOURCES FIXED 75281aba6 613 840000 PRN SOLE 0 0 840000 RR DONNELLEY & SONS FIXED 257867ba8 264 265000 PRN SOLE 0 0 265000 SESI LLC FIXED 78412fap9 193 805000 PRN SOLE 0 0 805000 SIGNET UK FINANCE FIXED 82671aaa1 384 480000 PRN SOLE 0 0 480000 SPRINGLEAF FINANCE FIXED 85172fak5 308 305000 PRN SOLE 0 0 305000 SPRINT COMMUNICATIONS FIXED 852061as9 259 250000 PRN SOLE 0 0 250000 TAILORED BRANDS FIXED 587118ae0 214 765000 PRN SOLE 0 0 765000 TITAN INTERNATIONAL FIXED 88830mak8 313 685000 PRN SOLE 0 0 685000 TORONTO-DOMINION BANK FIXED 89114rgm2 163 200000 PRN SOLE 0 0 200000 TPC FIXED 901109ad0 545 595000 PRN SOLE 0 0 595000 TRANSDIGM INC FIXED 893647ax5 461 485000 PRN SOLE 0 0 485000 TRIUMPH GROUP FIXED 896818al5 550 665000 PRN SOLE 0 0 665000 VISTA OUTDOOR FIXED 928377ab6 634 785000 PRN SOLE 0 0 785000 WEEKLY HOMES LLC FIXED 948565ac0 396 415000 PRN SOLE 0 0 415000 WHITING FIXED 966387ah5 95 830000 PRN SOLE 0 0 830000 WINDSTREAM CORP FIXED 97381wan4 4 200000 PRN SOLE 0 0 200000 XEROX FIXED 984121cm3 195 200000 PRN SOLE 0 0 200000 XILINX INC FIXED 983919ah4 200 200000 PRN SOLE 0 0 200000 AM CEN TAX FREE BOND FIXED 025075839 2072 174710 SH SOLE 0 0 174710 BLKROCK MUNI OPPS FIXED 09253e609 1417 130684 SH SOLE 0 0 130684 DOUBLELINE CORE FIXED I FIXED 258620301 2592 244071 SH SOLE 0 0 244071 DOUBLELINE T RETURN CL I FIXED 258620103 951 90906 SH SOLE 0 0 90906 EATON VANCE HIGH INCOME FIXED 277923546 3145 827653 SH SOLE 0 0 827653 EATON VANCE HIGH INCOME FIXED 277923405 407 107477 SH SOLE 0 0 107477 GS DYN MUNI INCOME FD FIXED 38142v746 518 33219 SH SOLE 0 0 33219 GUGG MACRO OPPS FIXED 40168w582 2403 100013 SH SOLE 0 0 100013 LD ABT SHT DURN FIXED 543916688 4336 1097725 SH SOLE 0 0 1097725 MATTHEWS ASIA STRAT INC FIXED 577125602 2161 224646 SH SOLE 0 0 224646 METROPOLITAN WEST TR FIXED 592905509 571 51326 SH SOLE 0 0 51326 PIMCO DIVERS INCOME FIXED 693391880 1501 147032 SH SOLE 0 0 147032 PIMCO INCOME FUND CL I FIXED 72201F490 1951 177975 SH SOLE 0 0 177975 T ROWE PRICE HIGH YIELD FIXED 741481105 187 32790 SH SOLE 0 0 32790 VANGUARD LT CA TAX-EX FIXED 922021506 875 70596 SH SOLE 0 0 70596 VNGRD INTERM CA TAX EX FIXED 922021407 1616 135229 SH SOLE 0 0 135229 VNGRD INTERMED CA TAX EX FIXED 922021308 1224 102467 SH SOLE 0 0 102467 WESTERN ASSET CORE CL I FIXED 957663305 2657 205973 SH SOLE 0 0 205973 WESTERN ASSET MANAGED FIXED 52469j509 1650 105412 SH SOLE 0 0 105412 ABBOTT LABORATORIES COM 002824100 3281 41576 SH SOLE 0 0 41576 ABBVIE INC COM 00287Y109 1670 21920 SH SOLE 0 0 21920 ACCENTURE PLC COM g1151c101 1493 9143 SH SOLE 0 0 9143 ADOBE INC COM COM 00724f101 2335 7337 SH SOLE 0 0 7337 ADVANCE AUTO PARTS COM 00751Y106 899 9638 SH SOLE 0 0 9638 AIA GROUP LTD ORDF COM y002a1105 122 13449 SH SOLE 0 0 13449 AIR PRODUCTS & CHEMICALS COM 009158106 1765 8843 SH SOLE 0 0 8843 AKAMAI TECHNOLOGIES COM 00971T101 1250 13659 SH SOLE 0 0 13659 ALIBABA GROUP COM 01609w102 3235 16635 SH SOLE 0 0 16635 ALNYLAM PHARMACEUTICALS COM 02043Q107 255 2341 SH SOLE 0 0 2341 ALPHABET INC A COM 02079k305 8330 7169 SH SOLE 0 0 7169 ALPHABET INC C COM 02079k107 1035 890 SH SOLE 0 0 890 ALTERYX INC COM CL A COM 02156b103 890 9347 SH SOLE 0 0 9347 AMAZON.COM INC COM 023135106 15208 7800 SH SOLE 0 0 7800 AMERICAN EXPRESS COM 025816109 362 4232 SH SOLE 0 0 4232 AMERICAN TOWER COM 03027x100 6406 29419 SH SOLE 0 0 29419 AMGEN INC COM 031162100 5442 26843 SH SOLE 0 0 26843 ANTERO RESOURCES CORP COM 03674x106 36 50000 SH SOLE 0 0 50000 APPLE INC COM 037833100 18710 73577 SH SOLE 0 0 73577 AT&T INC COM 00206R102 301 10342 SH SOLE 0 0 10342 ATLASSIAN CORP COM g06242104 676 4926 SH SOLE 0 0 4926 AVALARA INC COM COM 05338g106 782 10478 SH SOLE 0 0 10478 AVALON BAY COM 053484101 2109 14331 SH SOLE 0 0 14331 BANK OF AMERICA CORP COM 060505104 744 35031 SH SOLE 0 0 35031 BECTON DICKINSON & CO COM 075887109 2439 10616 SH SOLE 0 0 10616 BERKSHIRE HATHAWAY A COM 084670108 1360 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY B COM 084670702 307 1677 SH SOLE 0 0 1677 BIOHAVEN PHARMACEUTICAL COM g11196105 3854 113251 SH SOLE 0 0 113251 BIOMARIN PHARMACEUTICAL COM 09061G101 713 8440 SH SOLE 0 0 8440 BLACKROCK INC COM 09247x101 372 846 SH SOLE 0 0 846 BRISTOL MYERS SQUIBB COM 110122108 2580 46289 SH SOLE 0 0 46289 BROADCOM LIMITED COM 11135F101 3009 12693 SH SOLE 0 0 12693 CANADIAN NATIONAL RR COM 136375102 378 4869 SH SOLE 0 0 4869 CHARTER COMMUNICATIONS COM 16119P108 793 1818 SH SOLE 0 0 1818 CHEGG INC COM 163092109 666 18625 SH SOLE 0 0 18625 CHEVRON CORPORATION COM 166764100 712 9821 SH SOLE 0 0 9821 CISCO SYSTEMS INC COM 17275r102 2100 53415 SH SOLE 0 0 53415 CITRIX SYSTEMS INC COM 177376100 2328 16443 SH SOLE 0 0 16443 CME GROUP INC COM 12572q105 748 4328 SH SOLE 0 0 4328 COCA COLA COMPANY COM 191216100 484 10940 SH SOLE 0 0 10940 CONSOLIDATED EDISON INC COM 209115104 2335 29941 SH SOLE 0 0 29941 COSTCO WHOLESALE CORP COM 22160k105 5527 19383 SH SOLE 0 0 19383 COUPA SOFTWARE INC. COM 22266L106 517 3701 SH SOLE 0 0 3701 CYTODYN INC COM 23283m101 135 50500 SH SOLE 0 0 50500 DANAHER CORP COM 235851102 812 5866 SH SOLE 0 0 5866 DEXCOM INC COM 252131107 513 1907 SH SOLE 0 0 1907 DIAGEO PLC (ADR) COM 25243q205 1288 10132 SH SOLE 0 0 10132 DIGITAL REALTY TRUST INC COM 253868103 1091 7852 SH SOLE 0 0 7852 DOLLAR GENERAL COM 256677105 889 5887 SH SOLE 0 0 5887 EHEALTH INC COM 28238p109 1078 7656 SH SOLE 0 0 7656 EQUITY LIFESTYLE PPTIES COM 29472r108 9985 173707 SH SOLE 0 0 173707 EXXON MOBIL CORP COM 30231g102 784 20646 SH SOLE 0 0 20646 FACEBOOK INC COM 30303m102 8718 52268 SH SOLE 0 0 52268 FATE THERAPEUTICS INC COM 31189p102 405 18230 SH SOLE 0 0 18230 FORTINET INC COM 34959E109 716 7080 SH SOLE 0 0 7080 GENERAL ELECTRIC CO COM 369604103 101 12777 SH SOLE 0 0 12777 GLOBAL PAYMENTS INC COM 37940X102 1515 10506 SH SOLE 0 0 10506 HOME DEPOT COM 437076102 2438 13058 SH SOLE 0 0 13058 HONEYWELL COM 438516106 2284 17071 SH SOLE 0 0 17071 IBM CORP COM 459200101 1294 11664 SH SOLE 0 0 11664 ILLINOIS TOOL WORKS COM 452308109 230 1618 SH SOLE 0 0 1618 INTEL CORP COM 458140100 6383 117938 SH SOLE 0 0 117938 INTUIT INC COM 461202103 7157 31116 SH SOLE 0 0 31116 INTUITIVE SURGICAL COM 46120e602 3712 7495 SH SOLE 0 0 7495 JOHNSON & JOHNSON COM 478160104 6978 53213 SH SOLE 0 0 53213 JPMORGAN CHASE & CO COM 46625h100 2442 27125 SH SOLE 0 0 27125 KEYENCE CORP ORD F COM j32491102 299 924 SH SOLE 0 0 924 KIMBERLY-CLARK CORP COM 494368103 3893 30447 SH SOLE 0 0 30447 KLA TENCOR CORP COM 482480100 1623 11291 SH SOLE 0 0 11291 L3HARRIS TECHNOLOGIES INC COM 502431109 1605 8912 SH SOLE 0 0 8912 LAM RESEARCH CORP COM 512807108 1696 7066 SH SOLE 0 0 7066 LAREDO PETROLEUM INC COM 516806106 30 80000 SH SOLE 0 0 80000 LOCKHEED MARTIN COM 539830109 2003 5910 SH SOLE 0 0 5910 LOGIC DEVICES COM 541402103 0 10000 SH SOLE 0 0 10000 LOWES COMPANIES COM 548661107 315 3661 SH SOLE 0 0 3661 MARVELL TECH GROUP COM G5876H105 510 22546 SH SOLE 0 0 22546 MASTERCARD COM 57636q104 439 1818 SH SOLE 0 0 1818 MCKESSON CORPORATION COM 58155q103 1377 10183 SH SOLE 0 0 10183 MDC HOLDINGS INC COM 552676108 453 19522 SH SOLE 0 0 19522 MEDTRONIC PLC COM g5960l103 1746 19361 SH SOLE 0 0 19361 MERCADOLIBRE INC COM 58733R102 1460 2988 SH SOLE 0 0 2988 MERCK & CO INC COM 58933y105 10572 137403 SH SOLE 0 0 137403 MICRON TECHNOLOGY INC COM 595112103 1184 28157 SH SOLE 0 0 28157 MICROSOFT CORPORATION COM 594918104 15251 96706 SH SOLE 0 0 96706 MODERNA INC COM 60770k107 1790 59756 SH SOLE 0 0 59756 MONDELEZ INTERNATIONAL COM 609207105 1735 34644 SH SOLE 0 0 34644 NETEASE INC COM 64110W102 591 1841 SH SOLE 0 0 1841 NETFLIX INC COM 64110l106 2607 6943 SH SOLE 0 0 6943 NEXSTAR MEDIA GROUP COM 65336k103 1173 20320 SH SOLE 0 0 20320 NEXTERA ENERGY INC COM 65339f101 3406 14156 SH SOLE 0 0 14156 NIGHTFOOD HLDGS IN COM 65412f101 2 11900 SH SOLE 0 0 11900 NIKE INC CLASS B COM 654106103 1982 23949 SH SOLE 0 0 23949 NORFOLK SOUTHERN CORP COM 655844108 1282 8778 SH SOLE 0 0 8778 NVIDIA CORP COM 67066g104 1691 6416 SH SOLE 0 0 6416 OWENS & MINOR INC COM 690732102 91 10000 SH SOLE 0 0 10000 PALO ALTO NETWORKS INC COM 697435105 1183 7214 SH SOLE 0 0 7214 PAYPAL HOLDINGS INC COM 70450y103 800 8360 SH SOLE 0 0 8360 PEPSICO INC COM 713448108 265 2206 SH SOLE 0 0 2206 PROCTER & GAMBLE COM 742718109 6225 56594 SH SOLE 0 0 56594 PROLOGIS INC COM 74340w103 2695 33530 SH SOLE 0 0 33530 PUBLIC STORAGE COM 74460d109 292 1471 SH SOLE 0 0 1471 QUEST DIAGNOSTICS INC COM 74834L100 1161 14454 SH SOLE 0 0 14454 RAYTHEON CO COM 755111507 1326 10110 SH SOLE 0 0 10110 SALESFORCE.COM INC COM 79466l302 1941 13482 SH SOLE 0 0 13482 SAREPTA THERAPEUTICS COM 803607100 1204 12310 SH SOLE 0 0 12310 SBA COMMUNICATIONS CORP COM 78410g104 1476 5469 SH SOLE 0 0 5469 SEA LTD (ADR) COM 81141r100 857 19351 SH SOLE 0 0 19351 SEATTLE GENETICS INC COM 812578102 1349 11690 SH SOLE 0 0 11690 SERVICENOW INC COM 81762p102 2455 8568 SH SOLE 0 0 8568 SHERWIN WILLIAMS CO COM 824348106 1181 2570 SH SOLE 0 0 2570 SHOPIFY INC COM 82509l107 2004 4806 SH SOLE 0 0 4806 SPLUNK INC COM 848637104 998 7904 SH SOLE 0 0 7904 SQUARE INC CL A COM 852234103 1011 19300 SH SOLE 0 0 19300 STARBUCKS CORP COM 855244109 3907 59426 SH SOLE 0 0 59426 STONECO LTD COM g85158106 453 20810 SH SOLE 0 0 20810 STRYKER CORP COM 863667101 694 4170 SH SOLE 0 0 4170 SYNOPSYS INC COM 871607107 761 5908 SH SOLE 0 0 5908 TANDEM DIABETES CARE INC. COM 875372203 631 9811 SH SOLE 0 0 9811 TARGET CORP COM COM 87612e106 2387 25672 SH SOLE 0 0 25672 TESLA MOTORS INC COM 88160r101 1334 2545 SH SOLE 0 0 2545 THE TRADE DESK CL A COM 88339j105 551 2856 SH SOLE 0 0 2856 THERMO FISHER SCIENTIFIC COM 883556102 2532 8928 SH SOLE 0 0 8928 TOMI ENVIRONMENTAL COM 890023104 6 10000 SH SOLE 0 0 10000 TRANSDIGM GROUP INC COM 893641100 1800 5623 SH SOLE 0 0 5623 TYSON FOODS INC COM 902494103 1108 19152 SH SOLE 0 0 19152 UNITED TECHNOLOGIES COM 913017109 412 4369 SH SOLE 0 0 4369 UNITEDHEALTH GROUP COM 91324p102 3053 12242 SH SOLE 0 0 12242 US BANCORP COM 902973304 583 16925 SH SOLE 0 0 16925 VERIZON COMMUNICATIONS COM 92343v104 5109 95091 SH SOLE 0 0 95091 VERTEX PHARMACEUTCLS INC COM 92532f100 995 4181 SH SOLE 0 0 4181 VIKING THERAPEUTICS COM 92686J106 505 107931 SH SOLE 0 0 107931 VIRNETX HOLDING CORP COM 92823t108 1350 246855 SH SOLE 0 0 246855 VISA INC COM 92826c839 2102 13047 SH SOLE 0 0 13047 WAL-MART STORES INC COM 931142103 6459 56848 SH SOLE 0 0 56848 WALT DISNEY CO COM 254687106 2417 25019 SH SOLE 0 0 25019 WASTE MANAGEMENT INC COM 94106l109 949 10254 SH SOLE 0 0 10254 XPO LOGISTICS INC COM 983793100 836 17140 SH SOLE 0 0 17140 ZENDESK INC COM 98936j101 693 10830 SH SOLE 0 0 10830 ZOETIS INC COM 98978v103 6281 53365 SH SOLE 0 0 53365 ZOOM VIDEO COMMS COM 98980l101 953 6521 SH SOLE 0 0 6521 DJ INDUSTRIAL ETF COM 78467x109 5997 27354 SH SOLE 0 0 27354 GOLDMAN SACHS HEDGE ETF COM 381430545 229 4495 SH SOLE 0 0 4495 INV S&P 500 EQ WT ETF COM 46137V357 996 11850 SH SOLE 0 0 11850 INVESCO QQQ TRUST ETF COM 46090E103 433 2276 SH SOLE 0 0 2276 ISH RUSS MID-CAP GRWTH COM 464287481 3602 29621 SH SOLE 0 0 29621 ISH RUSSELL 2000 GRWTH COM 464287648 1128 7130 SH SOLE 0 0 7130 ISH RUSSELL 2000 VALUE COM 464287630 254 3101 SH SOLE 0 0 3101 ISHARES CHINA LARGE CAP COM 464287184 379 10087 SH SOLE 0 0 10087 ISHARES MSCI EAFE ETF COM 464287465 541 10118 SH SOLE 0 0 10118 ISHARES RUSSELL 2000 COM 464287655 724 6325 SH SOLE 0 0 6325 ISHARES RUSSELL MIDCAP COM 464287499 270 6250 SH SOLE 0 0 6250 ISHARES TR INDIA 50 ETF COM 464289529 366 14264 SH SOLE 0 0 14264 JPM ULTRA-SHORT INCOME COM 46641Q837 3055 61500 SH SOLE 0 0 61500 SPDR GOLD SHARES ETF COM 78463v107 221 1492 SH SOLE 0 0 1492 SPDR S&P 500 ETF COM 78462f103 68046 263999 SH SOLE 0 0 263999 SPDR S&P MIDCAP 400 ETF COM 78467y107 1281 4873 SH SOLE 0 0 4873 TECHNOLOGY SPDR ETF COM 81369y803 385 4791 SH SOLE 0 0 4791 VANGUARD DEVELOPED ETF COM 921943858 724 21703 SH SOLE 0 0 21703 VANGUARD GROWTH ETF COM 922908736 1353 8633 SH SOLE 0 0 8633 VANGUARD TOTAL STOCK ETF COM 922908769 3012 23367 SH SOLE 0 0 23367 VANGUARD VALUE ETF COM 922908744 1641 18428 SH SOLE 0 0 18428 EDGEWOOD GROWTH RETAIL COM 0075w0742 269 8273 SH SOLE 0 0 8273 FIDELITY CONTRAFUND COM 316071109 123 10438 SH SOLE 0 0 10438 GS EMERGING MKT EQUITIES COM 38142b369 1666 92180 SH SOLE 0 0 92180 GS GQG INTL OPPORTUNITIES COM 38147n293 6226 467444 SH SOLE 0 0 467444 HRDG LVNR INTL EQUITY COM 412295107 5198 270853 SH SOLE 0 0 270853 MATTHEWS ASIA GROWTH FD COM 577130776 1894 80656 SH SOLE 0 0 80656 VICTORY SYCAMORE VAL I COM 92646a831 235 8344 SH SOLE 0 0 8344 BROADCOM INC 8 PERCENT PFD PFD 11135f200 1060 1135 SH SOLE 0 0 1135