0001415889-24-011896.txt : 20240501
0001415889-24-011896.hdr.sgml : 20240501
20240501181106
ACCESSION NUMBER: 0001415889-24-011896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240429
FILED AS OF DATE: 20240501
DATE AS OF CHANGE: 20240501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chandna Asheem
CENTRAL INDEX KEY: 0001392138
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-42028
FILM NUMBER: 24904442
MAIL ADDRESS:
STREET 1: 2550 SAND HILL ROAD
STREET 2: SUITE 500
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rubrik, Inc.
CENTRAL INDEX KEY: 0001943896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 464560494
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 8444782745
MAIL ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
form4-05012024_100558.xml
X0508
4
2024-04-29
0001943896
Rubrik, Inc.
RBRK
0001392138
Chandna Asheem
C/O GREYLOCK PARTNERS
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
true
false
true
false
0
Series B Preferred Stock
2024-04-29
4
C
0
11583248
0
D
Class B Common Stock
11583248
0
I
By Greylock XIV Limited Partnership
Series C Preferred Stock
2024-04-29
4
C
0
1950165
0
D
Class B Common Stock
1950165
0
I
By Greylock XIV Limited Partnership
Series D Preferred Stock
2024-04-29
4
C
0
3417116
0
D
Class B Common Stock
3417116
0
I
By Greylock XIV Limited Partnership
Series E Preferred Stock
2024-04-29
4
C
0
955260
0
D
Class B Common Stock
955260
0
I
By Greylock XIV Limited Partnership
Class B Common Stock
2024-04-29
4
C
0
17905789
0
A
Class A Common Stock
17905789
17905789
I
By Greylock XIV Limited Partnership
Series B Preferred Stock
2024-04-29
4
C
0
643512
0
D
Class B Common Stock
643512
0
I
By Greylock XIV-A Limited Partnership
Series C Preferred Stock
2024-04-29
4
C
0
108342
0
D
Class B Common Stock
108342
0
I
By Greylock XIV-A Limited Partnership
Series D Preferred Stock
2024-04-29
4
C
0
189840
0
D
Class B Common Stock
189840
0
I
By Greylock XIV-A Limited Partnership
Series E Preferred Stock
2024-04-29
4
C
0
53070
0
D
Class B Common Stock
53070
0
I
By Greylock XIV-A Limited Partnership
Class B Common Stock
2024-04-29
4
C
0
994764
0
A
Class A Common Stock
994764
994764
I
By Greylock XIV-A Limited Partnership
Series B Preferred Stock
2024-04-29
4
C
0
643512
0
D
Class B Common Stock
643512
0
I
By Greylock XIV Principals LLC
Series C Preferred Stock
2024-04-29
4
C
0
108342
0
D
Class B Common Stock
108342
0
I
By Greylock XIV Principals LLC
Series D Preferred Stock
2024-04-29
4
C
0
189840
0
D
Class B Common Stock
189840
0
I
By Greylock XIV Principals LLC
Series E Preferred Stock
2024-04-29
4
C
0
53070
0
D
Class B Common Stock
53070
0
I
By Greylock XIV Principals LLC
Class B Common Stock
2024-04-29
4
C
0
994764
0
A
Class A Common Stock
994764
994764
I
By Greylock XIV Principals LLC
The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
/s/ Anne-Kathrin Lalendran, Attorney-in-Fact
2024-05-01