0001415889-24-011896.txt : 20240501 0001415889-24-011896.hdr.sgml : 20240501 20240501181106 ACCESSION NUMBER: 0001415889-24-011896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240429 FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandna Asheem CENTRAL INDEX KEY: 0001392138 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-42028 FILM NUMBER: 24904442 MAIL ADDRESS: STREET 1: 2550 SAND HILL ROAD STREET 2: SUITE 500 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubrik, Inc. CENTRAL INDEX KEY: 0001943896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 464560494 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 8444782745 MAIL ADDRESS: STREET 1: 3495 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 form4-05012024_100558.xml X0508 4 2024-04-29 0001943896 Rubrik, Inc. RBRK 0001392138 Chandna Asheem C/O GREYLOCK PARTNERS 2550 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 true false true false 0 Series B Preferred Stock 2024-04-29 4 C 0 11583248 0 D Class B Common Stock 11583248 0 I By Greylock XIV Limited Partnership Series C Preferred Stock 2024-04-29 4 C 0 1950165 0 D Class B Common Stock 1950165 0 I By Greylock XIV Limited Partnership Series D Preferred Stock 2024-04-29 4 C 0 3417116 0 D Class B Common Stock 3417116 0 I By Greylock XIV Limited Partnership Series E Preferred Stock 2024-04-29 4 C 0 955260 0 D Class B Common Stock 955260 0 I By Greylock XIV Limited Partnership Class B Common Stock 2024-04-29 4 C 0 17905789 0 A Class A Common Stock 17905789 17905789 I By Greylock XIV Limited Partnership Series B Preferred Stock 2024-04-29 4 C 0 643512 0 D Class B Common Stock 643512 0 I By Greylock XIV-A Limited Partnership Series C Preferred Stock 2024-04-29 4 C 0 108342 0 D Class B Common Stock 108342 0 I By Greylock XIV-A Limited Partnership Series D Preferred Stock 2024-04-29 4 C 0 189840 0 D Class B Common Stock 189840 0 I By Greylock XIV-A Limited Partnership Series E Preferred Stock 2024-04-29 4 C 0 53070 0 D Class B Common Stock 53070 0 I By Greylock XIV-A Limited Partnership Class B Common Stock 2024-04-29 4 C 0 994764 0 A Class A Common Stock 994764 994764 I By Greylock XIV-A Limited Partnership Series B Preferred Stock 2024-04-29 4 C 0 643512 0 D Class B Common Stock 643512 0 I By Greylock XIV Principals LLC Series C Preferred Stock 2024-04-29 4 C 0 108342 0 D Class B Common Stock 108342 0 I By Greylock XIV Principals LLC Series D Preferred Stock 2024-04-29 4 C 0 189840 0 D Class B Common Stock 189840 0 I By Greylock XIV Principals LLC Series E Preferred Stock 2024-04-29 4 C 0 53070 0 D Class B Common Stock 53070 0 I By Greylock XIV Principals LLC Class B Common Stock 2024-04-29 4 C 0 994764 0 A Class A Common Stock 994764 994764 I By Greylock XIV Principals LLC The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. /s/ Anne-Kathrin Lalendran, Attorney-in-Fact 2024-05-01