0001437749-23-026052.txt : 20230915 0001437749-23-026052.hdr.sgml : 20230915 20230915171750 ACCESSION NUMBER: 0001437749-23-026052 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230915 DATE AS OF CHANGE: 20230915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUGUSTINE JOHN J CENTRAL INDEX KEY: 0001403489 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52694 FILM NUMBER: 231259491 MAIL ADDRESS: STREET 1: QUAINT OAK BANK STREET 2: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUAINT OAK BANCORP INC CENTRAL INDEX KEY: 0001391933 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 352293957 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 215 364 4059 MAIL ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 4/A 1 rdgdoc.xml FORM 4/A X0508 4/A 2023-05-08 2023-05-10 0001391933 QUAINT OAK BANCORP INC QNTO 0001403489 AUGUSTINE JOHN J C/O QUAINT OAK BANCORP, INC. 501 KNOWLES AVENUE SOUTHAMPTON PA 18966 1 1 EVP & Chief Financial Officer 0 Common Stock 2023-05-08 4 M 0 20000 8.10 A 45536 D Common Stock 2023-05-08 4 F 0 4028 18.10 D 41508 D Common Stock 4687.016 I By 401(k) Plan Common Stock 22200 I By IRA* Common Stock 3000 I By Spouse Common Stock 19184.2557 I By ESOP Employee Stock Option (Right to Buy) 8.10 2023-05-08 4 M 0 20000 0 D 2018-05-08 2023-05-08 Common Stock 20000 0 D Employee Stock Option (Right to Buy) 13.3000 2028-05-09 Common Stock 20000 20000 D Includes 1,500 shares granted pursuant to the Issuer's 2018 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 7,500 shares that commenced vesting at a rate of 20% per year on May 9, 2019. Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 31, 2023. Includes shares allocated to the reporting person's ESOP account since the last filed Form 4. The options vested at a rate of 20% per year commencing on May 8, 2014. The options are vesting at a rate of 20% per year commencing on May 9, 2019. * The reporting person is amending this Form 4 solely to correct that the 22,200 shares are held in his individual retirement account. /s/ Diane J. Colyer POA for John J. Augustine 2023-09-15