0001437749-23-014113.txt : 20230512 0001437749-23-014113.hdr.sgml : 20230512 20230512123851 ACCESSION NUMBER: 0001437749-23-014113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS ROBERT J CENTRAL INDEX KEY: 0001403487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52694 FILM NUMBER: 23914390 MAIL ADDRESS: STREET 1: QUAINT OAK BANK STREET 2: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUAINT OAK BANCORP INC CENTRAL INDEX KEY: 0001391933 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 352293957 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 215 364 4059 MAIL ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-10 0001391933 QUAINT OAK BANCORP INC QNTO 0001403487 PHILLIPS ROBERT J C/O QUAINT OAK BANCORP, INC. 501 KNOWLES AVENUE SOUTHAMPTON PA 18966 1 0 Common Stock 2023-05-10 4 A 0 1000 0 A 69329 D Common Stock 1401 I By IRA Common Stock 608 I By Spouse in IRA Stock Option (Right to Buy) 18 2023-05-10 4 A 0 5000 0 A 2033-05-10 Common Stock 5000 5000 D Stock Option (Right to Buy) 13.3000 2023-05-09 2028-05-09 Common Stock 7500 7500 D Represents the grant of shares pursuant to the Issuer's 2023 Stock Incentive Plan that vest ratably over five years at 20% per year commencing on May 10, 2024 and includes 63,904 shares held jointly with the reporting person's spouse. The options are vesting at a rate of 20% per year commencing on May 10, 2024. The options vested at a rate of 20% per year commencing on May 9, 2019. /s/ John J. Augustine by P.O.A. for Robert J. Phillips 2023-05-12