0001437749-23-014005.txt : 20230511 0001437749-23-014005.hdr.sgml : 20230511 20230511180727 ACCESSION NUMBER: 0001437749-23-014005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONZALEZ WILLIAM R CENTRAL INDEX KEY: 0001576473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52694 FILM NUMBER: 23912570 MAIL ADDRESS: STREET 1: QUAINT OAK BANCORP, INC. STREET 2: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUAINT OAK BANCORP INC CENTRAL INDEX KEY: 0001391933 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 352293957 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 215 364 4059 MAIL ADDRESS: STREET 1: 501 KNOWLES AVENUE CITY: SOUTHAMPTON STATE: PA ZIP: 18966 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-10 0001391933 QUAINT OAK BANCORP INC QNTO 0001576473 GONZALEZ WILLIAM R C/O QUAINT OAK BANCORP, INC. 501 KNOWLES AVENUE SOUTHAMPTON PA 18966 1 EVP and COO* 0 Common Stock 2023-05-09 4 F 0 306 18.10 D 6713 D Common Stock 2023-05-10 4 A 0 4500 0 A 11213 D Common Stock 11348.58 I By 401(k) Plan Common Stock 11030.487 I By ESOP Common Stock 897.3950 I By spouse through ESOP Stock Option (Right to Buy) 18 2023-05-10 4 A 0 15000 0 A 2033-05-10 Common Stock 15000 15000 D Stock Option (Right to Buy) 13.3000 2028-05-09 Common Stock 15000 15000 D Disposition solely to meet tax obligation for distribution from stock benefit plan. Represents the grant of shares pursuant to the Issuer's 2023 Stock Incentive Plan that vest ratably over five years at 20% per year commencing on May 10, 2024. Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated March 31, 2023. Includes shares allocated to the reporting person's and spouse's ESOP accounts since the last filed Form 4. The options are vesting at a rate of 20% per year commencing on May 10, 2024. The options vested at a rate of 20% per year commencing on May 9, 2019. * Executive Vice President and Chief Operating Officer of Quaint Oak Bank (Issuer subsidiary) /s/ John J. Augustine by P.O.A. for William R. Gonzalez 2023-05-11