0001752724-22-052891.txt : 20220301 0001752724-22-052891.hdr.sgml : 20220301 20220301105348 ACCESSION NUMBER: 0001752724-22-052891 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220301 PERIOD START: 20220331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gabelli ESG Fund, Inc. CENTRAL INDEX KEY: 0001391839 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22026 FILM NUMBER: 22695116 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 1 800 422 3554 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli SRI Fund, Inc. DATE OF NAME CHANGE: 20130423 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli SRI Green Fund, Inc. DATE OF NAME CHANGE: 20090909 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli SRI Fund, Inc. DATE OF NAME CHANGE: 20070302 0001391839 S000017367 Gabelli ESG Fund, Inc. C000048071 Class AAA ESGGX C000048072 Class A ESGHX C000048073 Class C ESGJX C000048074 Class I ESGKX NPORT-P 1 primary_doc.xml NPORT-P false 0001391839 XXXXXXXX S000017367 C000048074 C000048073 C000048072 C000048071 Gabelli ESG Fund, Inc. 811-22026 0001391839 54930071DONP8PQLI882 One Corporate Center Rye 10580-1422 1-800-422-3554 Gabelli ESG Fund, Inc. 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CORP US N 1 N N N PNC Financial Services Group I CFGNEKW0P8842LEUIA51 PNC Financial Services Group Inc/The 693475105 800.00000000 NS USD 160416.00000000 0.393577973949 Long EC CORP US N 1 N N N Sony Group Corp 529900R5WX9N2OI2N910 Sony Group Corp 835699307 11675.00000000 NS USD 1475720.00000000 3.620654346925 Long EC CORP JP N 1 N N N BBVA K8MS7FD7N5Z2WQ51AZ71 Banco Bilbao Vizcaya Argentaria SA 000000000 25000.00000000 NS 149428.12000000 0.366619394079 Long EC CORP ES N 1 N N N Societe Generale SA O2RNE8IBXP4R0TD8PU41 Societe Generale SA 000000000 3244.00000000 NS 111555.95000000 0.273700658182 Long EC CORP FR N 1 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 Microsoft Corp 594918104 960.00000000 NS USD 322867.20000000 0.792149277071 Long EC CORP US N 1 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 Walt Disney Co/The 254687106 1445.00000000 NS USD 223816.05000000 0.549128936616 Long EC CORP US N 1 N N N Danone SA 969500KMUQ2B6CBAF162 Danone SA 000000000 17000.00000000 NS 1056562.15000000 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375.00000000 NS USD 109687.50000000 0.269116447346 Long EC CORP US N 1 N N N Flex Ltd 549300EAQH74YHD07T53 Flex Ltd 000000000 12500.00000000 NS USD 229125.00000000 0.562154356679 Long EC CORP US N 1 N N N IHS Markit Ltd 549300HLPTRASHS0E726 IHS Markit Ltd 000000000 7500.00000000 NS USD 996900.00000000 2.445877482483 Long EC CORP GB N 1 N N N Ecolab Inc 82DYEISM090VG8LTLS26 Ecolab Inc 278865100 3885.00000000 NS USD 911382.15000000 2.236060867310 Long EC CORP US N 1 N N N Johnson Controls International 549300XQ6S1GYKGBL205 Johnson Controls International plc 000000000 2000.00000000 NS USD 162620.00000000 0.398985451099 Long EC CORP US N 1 N N N ABB Ltd 5493000LKVGOO9PELI61 ABB Ltd 000375204 11550.00000000 NS USD 440863.50000000 1.081651226300 Long EC CORP CH N 1 N N N Illumina Inc SQ95QG8SR5Q56LSNF682 Illumina Inc 452327109 350.00000000 NS USD 133154.00000000 0.326691112752 Long EC CORP US N 1 N N N Hewlett Packard Enterprise Co 549300BX44RGX6ANDV88 Hewlett Packard Enterprise Co 42824C109 10000.00000000 NS USD 157700.00000000 0.386914313358 Long EC CORP US N 1 N N N Dun & Bradstreet Holdings Inc N/A Dun & Bradstreet Holdings Inc 26484T106 5400.00000000 NS USD 110646.00000000 0.271468111071 Long EC CORP US N 1 N N N Henry Schein Inc VGO3WGL8H45T73F4RR92 Henry Schein Inc 806407102 6000.00000000 NS USD 465180.00000000 1.141311352494 Long EC CORP US N 1 N N N NortonLifeLock Inc YF6ZV0M6AU4FY94MK914 NortonLifeLock Inc 668771108 6725.00000000 NS USD 174715.50000000 0.428661558120 Long EC CORP US N 1 N N N Commerzbank AG 851WYGNLUQLFZBSYGB56 Commerzbank AG 000000000 17000.00000000 NS 129462.25000000 0.317633465850 Long EC CORP DE N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796L98 425000.00000000 PA USD 424970.40000000 1.042657771172 Long DBT UST US N 2 2022-03-03 None 0.00000000 N N N N N N Lowe's Cos Inc WAFCR4OKGSC504WU3E95 Lowe's Cos Inc 548661107 2240.00000000 NS USD 578995.20000000 1.420555042778 Long EC CORP US N 1 N N N VMware Inc 549300BUDHS3LRWBE814 VMware Inc 928563402 1150.00000000 NS USD 133262.00000000 0.326956088946 Long EC CORP US N 1 N N N Unilever PLC 549300MKFYEKVRWML317 Unilever PLC 904767704 9500.00000000 NS USD 511005.00000000 1.253742223830 Long EC CORP GB N 1 N N N Kinnevik AB 2138006PZH76JOS6MN27 Kinnevik AB 000000000 9600.00000000 NS 342887.50000000 0.841268748394 Long EC CORP SE N 1 N N N Bristol-Myers Squibb Co HLYYNH7UQUORYSJQCN42 Bristol-Myers Squibb Co 110122108 14700.00000000 NS USD 916545.00000000 2.248727833466 Long EC CORP US N 1 N N N Intel Corp KNX4USFCNGPY45LOCE31 Intel Corp 458140100 7100.00000000 NS USD 365650.00000000 0.897116161570 Long EC CORP US N 1 N N N Resideo Technologies Inc 5493006TKFPYISY2DS54 Resideo Technologies Inc 76118Y104 8500.00000000 NS USD 221255.00000000 0.542845443260 Long EC CORP US N 1 N N N Canfor Corp N/A Canfor Corp 137576104 8700.00000000 NS 220500.42000000 0.540994093846 Long EC CORP CA N 1 N N N Vivendi SE 969500FU4DRAEVJW7U54 Vivendi SE 000000000 30000.00000000 NS 406102.95000000 0.996366798048 Long EC CORP FR N 1 N N N IFF BZLRL03D3GPGMOGFO832 International Flavors & Fragrances Inc 459506101 4925.00000000 NS USD 741951.25000000 1.820364986934 Long EC CORP US N 1 N N N CNH Industrial NV 549300WGC2HZ5J67V817 CNH Industrial NV 000000000 106500.00000000 NS USD 2069295.00000000 5.076980685238 Long EC CORP GB N 1 N N N Mueller Water Products Inc 549300F7ZU4P1F8V8L60 Mueller Water Products Inc 624758108 10000.00000000 NS USD 144000.00000000 0.353301592414 Long EC CORP US N 1 N N N GlaxoSmithKline PLC 5493000HZTVUYLO1D793 GlaxoSmithKline PLC 37733W105 1450.00000000 NS USD 63945.00000000 0.156887988381 Long EC CORP GB N 1 N N N Medtronic PLC 549300GX3ZBSQWUXY261 Medtronic PLC 000000000 3900.00000000 NS USD 403455.00000000 0.989870096995 Long EC CORP IE N 1 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 Citigroup Inc 172967424 2450.00000000 NS USD 147955.50000000 0.363006345530 Long EC CORP US N 1 N N N American Express Co R4PP93JZOLY261QX3811 American Express Co 025816109 5000.00000000 NS USD 818000.00000000 2.006949323574 Long EC CORP US N 1 N N N Franklin Resources Inc RIFQSET379FOGTEFKS80 Franklin Resources Inc 354613101 9500.00000000 NS USD 318155.00000000 0.780587973156 Long EC CORP US N 1 N N N Xylem Inc/NY 549300DF5MV96DRYLQ48 Xylem Inc/NY 98419M100 13500.00000000 NS USD 1618920.00000000 3.971993152714 Long EC CORP US N 1 N N N Laboratory Corp of America Hol OZ7UA8IXAIFILY2VZH07 Laboratory Corp of America Holdings 50540R409 375.00000000 NS USD 117828.75000000 0.289090868105 Long EC CORP US N 1 N N N Universal Music Group NV 724500GJBUL3D9TW9Y18 Universal Music Group NV 000000000 9800.00000000 NS 276477.89000000 0.678333880585 Long EC CORP NL N 1 N N N SAP SE 529900D6BF99LW9R2E68 SAP SE 803054204 1300.00000000 NS USD 182143.00000000 0.446884805187 Long EC CORP DE N 1 N N N Daimler Truck Holding AG 529900PW78JIYOUBSR24 Daimler Truck Holding AG 000000000 3975.00000000 NS 146129.61000000 0.358526554943 Long EC CORP DE N 1 N N N NextEra Energy Inc N/A NextEra Energy Inc 65339F101 18400.00000000 NS USD 1717824.00000000 4.214652463104 Long EC CORP US N 1 N N N 2022-02-28 Gabelli ESG Fund, Inc. John C. Ball John C. Ball Treasurer XXXX NPORT-EX 2 GB16GB123121.htm
1
Gabelli
ESG
Fund,
Inc.
Schedule
of
Investments
—
December
31,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
 —
98.1%
Airlines
 —
0.2%
1,500‌
Delta
Air
Lines
Inc.†
.................................
$
58,620‌
Automotive
 —
2.2%
3,450‌
Daimler
AG
..............................................
265,482‌
3,975‌
Daimler
Truck
Holding
AG†
.......................
146,129‌
1,700‌
General
Motors
Co.†
................................
99,671‌
2,170‌
Toyota
Motor
Corp.,
ADR
..........................
402,101‌
913,383‌
Automotive:
Parts
and
Accessories
 —
0.3%
780‌
Aptiv
plc†
.................................................
128,661‌
Beverage
 —
3.1%
17,000‌
Danone
SA
...............................................
1,056,562‌
3,200‌
The
Coca-Cola
Co.
....................................
189,472‌
1,246,034‌
Broadcasting
 —
0.6%
5,000‌
Liberty
Media
Corp.-
Liberty
SiriusXM,
Cl. C†
........................
254,250‌
Building
and
Construction
 —
2.1%
8,700‌
Canfor
Corp.†
...........................................
220,500‌
1,010‌
Cavco
Industries
Inc.†
..............................
320,827‌
1,180‌
Jacobs
Engineering
Group
Inc.
.................
164,291‌
2,000‌
Johnson
Controls
International
plc
............
162,620‌
868,238‌
Business
Services
 —
2.5%
7,500‌
IHS
Markit
Ltd.
.........................................
996,900‌
Cable
and
Satellite
 —
1.6%
10,700‌
Comcast
Corp.,
Cl. A
................................
538,531‌
3,850‌
EchoStar
Corp.,
Cl. A†
..............................
101,448‌
639,979‌
Computer
Hardware
 —
0.9%
2,750‌
International
Business
Machines
Corp.
......
367,565‌
Computer
Software
and
Services
 —
7.4%
496‌
Alphabet
Inc.,
Cl. A†
.................................
1,436,932‌
2,950‌
Cisco
Systems
Inc.
...................................
186,941‌
2,400‌
Dell
Technologies
Inc.,
Cl. C†
....................
134,808‌
5,400‌
Dun
&
Bradstreet
Holdings
Inc.†
...............
110,646‌
10,000‌
Hewlett
Packard
Enterprise
Co.
.................
157,700‌
960‌
Microsoft
Corp.
........................................
322,867‌
6,725‌
NortonLifeLock
Inc.
..................................
174,716‌
510‌
salesforce.com
Inc.†
................................
129,606‌
1,300‌
SAP
SE,
ADR
............................................
182,143‌
200‌
Splunk
Inc.†
.............................................
23,144‌
1,150‌
VMware
Inc.,
Cl. A
....................................
133,262‌
2,992,765‌
Consumer
Products
 —
3.6%
11,675‌
Sony
Group
Corp.,
ADR
............................
1,475,720‌
Shares
Market
Value
Consumer
Services
 —
1.8%
8,500‌
Resideo
Technologies
Inc.†
......................
$
221,255‌
11,000‌
Terminix
Global
Holdings
Inc.†
.................
497,530‌
600‌
Uber
Technologies
Inc.†
...........................
25,158‌
743,943‌
Diversified
Industrial
 —
2.9%
11,550‌
ABB
Ltd.,
ADR
..........................................
440,864‌
950‌
Agilent
Technologies
Inc.
..........................
151,667‌
12,500‌
Flex
Ltd.†
.................................................
229,125‌
2,400‌
Siemens
AG,
ADR
.....................................
207,840‌
655‌
Union
Pacific
Corp.
...................................
165,014‌
1,194,510‌
Energy
and
Utilities
 —
4.2%
18,400‌
NextEra
Energy
Inc.
..................................
1,717,824‌
Entertainment
 —
2.2%
1,445‌
The
Walt
Disney
Co.†
...............................
223,816‌
9,800‌
Universal
Music
Group
NV
........................
276,478‌
30,000‌
Vivendi
SE
................................................
406,103‌
906,397‌
Environmental
Services
 —
5.5%
3,885‌
Ecolab
Inc.
...............................................
911,382‌
19,199‌
Evoqua
Water
Technologies
Corp.†
...........
897,553‌
3,000‌
Waste
Connections
Inc.
............................
408,810‌
2,217,745‌
Equipment
and
Supplies
 —
3.2%
700‌
3M
Co.
.....................................................
124,341‌
41,000‌
Ardagh
Metal
Packaging
SA†
....................
370,230‌
2,700‌
ChargePoint
Holdings
Inc.†
......................
51,435‌
10,000‌
Mueller
Water
Products
Inc.,
Cl. A
.............
144,000‌
630‌
Parker-Hannifin
Corp.
...............................
200,416‌
5,500‌
Ranpak
Holdings
Corp.†
...........................
206,690‌
1,000‌
Watts
Water
Technologies
Inc.,
Cl. A
.........
194,170‌
1,291,282‌
Financial
Services
 —
17.6%
41,430‌
Aegon
NV
.................................................
207,209‌
8,300‌
Ally
Financial
Inc.
.....................................
395,163‌
5,000‌
American
Express
Co.
...............................
818,000‌
25,000‌
Banco
Bilbao
Vizcaya
Argentaria
SA
..........
149,428‌
2,450‌
Citigroup
Inc.
...........................................
147,956‌
17,000‌
Commerzbank
AG†
...................................
129,462‌
28,196‌
Credit
Agricole
SA
....................................
402,869‌
8,500‌
Credit
Suisse
Group
AG,
ADR
...................
81,940‌
62,300‌
Daiwa
Securities
Group
Inc.
......................
351,335‌
9,500‌
Franklin
Resources
Inc.
............................
318,155‌
35,100‌
ING
Groep
NV
..........................................
489,207‌
1,100‌
Intercontinental
Exchange
Inc.
..................
150,447‌
10,100‌
Janus
Henderson
Group
plc
......................
423,594‌
9,600‌
Kinnevik
AB,
Cl. B†
...................................
342,888‌
101,893‌
NatWest
Group
plc
...................................
311,279‌
9,516‌
NN
Group
NV
...........................................
515,805‌
2
Gabelli
ESG
Fund,
Inc.
Schedule
of
Investments
(Continued)
—
December
31,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
Financial
Services
(Continued)
3,650‌
PayPal
Holdings
Inc.†
...............................
$
688,317‌
400‌
S&P
Global
Inc.
........................................
188,772‌
3,244‌
Societe
Generale
SA
.................................
111,556‌
29,300‌
Standard
Chartered
plc
.............................
177,831‌
3,650‌
State
Street
Corp.
.....................................
339,450‌
4,700‌
The
Bank
of
New
York
Mellon
Corp.
..........
272,976‌
800‌
The
PNC
Financial
Services
Group
Inc.
......
160,416‌
7,174,055‌
Food
 —
8.8%
10,000‌
Mondelēz
International
Inc.,
Cl. A
..............
663,100‌
9,950‌
Nestlé
SA
.................................................
1,391,602‌
24,200‌
The
Hain
Celestial
Group
Inc.†
..................
1,031,162‌
9,500‌
Unilever
plc,
ADR
.....................................
511,005‌
3,596,869‌
Health
Care
 —
10.2%
3,200‌
Baxter
International
Inc.
............................
274,688‌
600‌
Becton,
Dickinson
and
Co.
........................
150,888‌
14,700‌
Bristol-Myers
Squibb
Co.
..........................
916,545‌
605‌
Cigna
Corp.
..............................................
138,926‌
7,800‌
Gilead
Sciences
Inc.
.................................
566,358‌
1,450‌
GlaxoSmithKline
plc,
ADR
.........................
63,945‌
620‌
HCA
Healthcare
Inc.
..................................
159,290‌
6,000‌
Henry
Schein
Inc.†
...................................
465,180‌
350‌
Illumina
Inc.†
...........................................
133,154‌
375‌
Laboratory
Corp.
of
America
Holdings†
.....
117,829‌
3,900‌
Medtronic
plc
...........................................
403,455‌
1,600‌
Merck
&
Co.
Inc.
......................................
122,624‌
2,700‌
Zoetis
Inc.
................................................
658,881‌
4,171,763‌
Machinery
 —
9.4%
685‌
Caterpillar
Inc.
..........................................
141,617‌
106,500‌
CNH
Industrial
NV
....................................
2,069,295‌
13,500‌
Xylem
Inc.
................................................
1,618,920‌
3,829,832‌
Retail
 —
1.8%
2,240‌
Lowe's
Companies
Inc.
.............................
578,995‌
1,025‌
NIKE
Inc.,
Cl. B
.........................................
170,837‌
749,832‌
Semiconductors
 —
1.5%
825‌
Applied
Materials
Inc.
...............................
129,822‌
7,100‌
Intel
Corp.
................................................
365,650‌
445‌
NVIDIA
Corp.
...........................................
130,879‌
626,351‌
Specialty
Chemicals
 —
3.0%
1,225‌
Air
Products
and
Chemicals
Inc.
...............
372,719‌
4,925‌
International
Flavors
&
Fragrances
Inc.
.....
741,951‌
Shares
Market
Value
4,300‌
Momentive
Global
Inc.†
............................
$
90,945‌
1,205,615‌
Telecommunications
 —
1.5%
375‌
American
Tower
Corp.,
REIT
.....................
109,688‌
3,500‌
SoftBank
Group
Corp.,
ADR
......................
84,175‌
26,500‌
Vodafone
Group
plc,
ADR
.........................
395,645‌
589,508‌
TOTAL
COMMON
STOCKS
..................
39,957,641‌
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
 —
1.9%
$
789,000‌
U.S.
Treasury
Bills,
0.040%
to
0.049%††,
02/17/22
to
03/10/22
............................
788,956‌
TOTAL
INVESTMENTS
—
100.0%
(Cost
$26,418,636)
...............................
$
40,746,597‌
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt
REIT
Real
Estate
Investment
Trust