0001752724-21-261971.txt : 20211129 0001752724-21-261971.hdr.sgml : 20211129 20211129110956 ACCESSION NUMBER: 0001752724-21-261971 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211129 PERIOD START: 20220331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gabelli ESG Fund, Inc. CENTRAL INDEX KEY: 0001391839 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22026 FILM NUMBER: 211453850 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 1 800 422 3554 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli SRI Fund, Inc. DATE OF NAME CHANGE: 20130423 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli SRI Green Fund, Inc. DATE OF NAME CHANGE: 20090909 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli SRI Fund, Inc. DATE OF NAME CHANGE: 20070302 0001391839 S000017367 Gabelli ESG Fund, Inc. C000048071 Class AAA ESGGX C000048072 Class A ESGHX C000048073 Class C ESGJX C000048074 Class I ESGKX NPORT-P 1 primary_doc.xml NPORT-P false 0001391839 XXXXXXXX S000017367 C000048074 C000048073 C000048072 C000048071 Gabelli ESG Fund, Inc. 811-22026 0001391839 54930071DONP8PQLI882 One Corporate Center Rye 10580-1422 1-800-422-3554 Gabelli ESG Fund, Inc. S000017367 54930071DONP8PQLI882 2022-03-31 2021-09-30 N 39930218.52 212868.31 39717350.21 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N HCA Healthcare Inc 529900PH4ZGUH2MNEU89 HCA Healthcare Inc 40412C101 583.00000000 NS USD 141505.76000000 0.356281975639 Long EC CORP US N 1 N N N Agilent Technologies Inc QUIX8Y7A2WP0XRMW7G29 Agilent Technologies Inc 00846U101 900.00000000 NS USD 141777.00000000 0.356964901360 Long EC CORP US N 1 N N N Daiwa Securities Group Inc 353800WRC7Y23PWFJG38 Daiwa Securities Group Inc 000000000 62300.00000000 NS 366035.94000000 0.921602116114 Long EC CORP JP N 1 N N N Aptiv PLC N/A Aptiv PLC 000000000 885.00000000 NS USD 131838.45000000 0.331941706339 Long EC CORP IE N 1 N N N Societe Generale SA O2RNE8IBXP4R0TD8PU41 Societe Generale SA 000000000 3244.00000000 NS 102190.31000000 0.257293876504 Long EC CORP FR N 1 N N N Danone SA 969500KMUQ2B6CBAF162 Danone SA 000000000 16100.00000000 NS 1101249.14000000 2.772715536603 Long EC CORP FR N 1 N N N BioHiTech Global Inc 54930077H3GWV8GKWE76 BioHiTech Global Inc 09074B107 15000.00000000 NS USD 20700.00000000 0.052118280526 Long EC CORP US N 1 N N N Evoqua Water Technologies Corp 529900YQAOMEZRGRRP43 Evoqua Water Technologies Corp 30057T105 24000.00000000 NS USD 901440.00000000 2.269637816303 Long EC CORP US N 1 N N N 3M Co LUZQVYP4VS22CLWDAR65 3M Co 88579Y101 715.00000000 NS USD 125425.30000000 0.315794732873 Long EC CORP US N 1 N N N SAP SE 529900D6BF99LW9R2E68 SAP SE 803054204 1250.00000000 NS USD 168800.00000000 0.425003176464 Long EC CORP DE N 1 N N N IFF BZLRL03D3GPGMOGFO832 International Flavors & Fragrances Inc 459506101 4800.00000000 NS USD 641856.00000000 1.616059471757 Long EC CORP US N 1 N N N Ecolab Inc 82DYEISM090VG8LTLS26 Ecolab Inc 278865100 3885.00000000 NS USD 810488.70000000 2.040641421732 Long EC CORP US N 1 N N N Flex Ltd 549300EAQH74YHD07T53 Flex Ltd 000000000 12500.00000000 NS USD 221000.00000000 0.556431883878 Long EC CORP US N 1 N N N Henry Schein Inc VGO3WGL8H45T73F4RR92 Henry Schein Inc 806407102 10000.00000000 NS USD 761600.00000000 1.917549876749 Long EC CORP US N 1 N N N Watts Water Technologies Inc 549300REJOO94ERQN318 Watts Water Technologies Inc 942749102 2500.00000000 NS USD 420225.00000000 1.058038861550 Long EC CORP US N 1 N N N Vivendi SE 969500FU4DRAEVJW7U54 Vivendi SE 000000000 15000.00000000 NS 189477.10000000 0.477063799569 Long EC CORP FR N 1 N N N BBVA K8MS7FD7N5Z2WQ51AZ71 Banco Bilbao Vizcaya Argentaria SA 000000000 25000.00000000 NS 165557.17000000 0.416838407206 Long EC CORP ES N 1 N N N IHS Markit Ltd 549300HLPTRASHS0E726 IHS Markit Ltd 000000000 7500.00000000 NS USD 874650.00000000 2.202186186579 Long EC CORP GB N 1 N N N Intel Corp KNX4USFCNGPY45LOCE31 Intel Corp 458140100 7100.00000000 NS USD 378288.00000000 0.952450246554 Long EC CORP US N 1 N N N General Motors Co 54930070NSV60J38I987 General Motors Co 37045V100 1575.00000000 NS USD 83018.25000000 0.209022630062 Long EC CORP US N 1 N N N Credit Suisse Group AG 549300506SI9CRFV9Z86 Credit Suisse Group AG 225401108 8500.00000000 NS USD 83810.00000000 0.211016091347 Long EC CORP CH N 1 N N N Comcast Corp 51M0QTTNCGUN7KFCFZ59 Comcast Corp 20030N101 13200.00000000 NS USD 738276.00000000 1.858824911773 Long EC CORP US N 1 N N N Gilead Sciences Inc 549300WTZWR07K8MNV44 Gilead Sciences Inc 375558103 7800.00000000 NS USD 544830.00000000 1.371768250196 Long EC CORP US N 1 N N N Coca-Cola Co/The UWJKFUJFZ02DKWI3RY53 Coca-Cola Co/The 191216100 4200.00000000 NS USD 220374.00000000 0.554855746505 Long EC CORP US N 1 N N N Lowe's Cos Inc WAFCR4OKGSC504WU3E95 Lowe's Cos Inc 548661107 2315.00000000 NS USD 469620.90000000 1.182407430296 Long EC CORP US N 1 N N N Ranpak Holdings Corp 5493000Z9EZR9DCYOO86 Ranpak Holdings Corp 75321W103 5500.00000000 NS USD 147510.00000000 0.371399399053 Long EC CORP US N 1 N N N PNC Financial Services Group I CFGNEKW0P8842LEUIA51 PNC Financial Services Group Inc/The 693475105 750.00000000 NS USD 146730.00000000 0.369435521816 Long EC CORP US N 1 N N N Sony Group Corp 529900R5WX9N2OI2N910 Sony Group Corp 835699307 11850.00000000 NS USD 1310373.00000000 3.299245778158 Long EC CORP JP N 1 N N N Eos Energy Enterprises Inc N/A Eos Energy Enterprises Inc 29415C101 6000.00000000 NS USD 84180.00000000 0.211947674139 Long EC CORP US N 1 N N N Liberty Broadband Corp 549300MIX43II8JLN536 Liberty Broadband Corp 530307305 700.00000000 NS USD 120890.00000000 0.304375793855 Long EC CORP US N 1 N N N Applied Materials Inc 41BNNE1AFPNAZELZ6K07 Applied Materials Inc 038222105 650.00000000 NS USD 83674.50000000 0.210674930622 Long EC CORP US N 1 N N N Baxter International Inc J5OIVXX3P24RJRW5CK77 Baxter International Inc 071813109 3325.00000000 NS USD 267429.75000000 0.673332305871 Long EC CORP US N 1 N N N Jacobs Engineering Group Inc 549300CZ8QS1GE53O776 Jacobs Engineering Group Inc 469814107 1290.00000000 NS USD 170963.70000000 0.430450921564 Long EC CORP US N 1 N N N NVIDIA Corp 549300S4KLFTLO7GSQ80 NVIDIA Corp 67066G104 630.00000000 NS USD 130510.80000000 0.328598960680 Long EC CORP US N 1 N N N Cisco Systems Inc/Delaware 549300LKFJ962MZ46593 Cisco Systems Inc/Delaware 17275R102 4100.00000000 NS USD 223163.00000000 0.561877866524 Long EC CORP US N 1 N N N American Express Co R4PP93JZOLY261QX3811 American Express Co 025816109 5000.00000000 NS USD 837650.00000000 2.109027907378 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796G60 90000.00000000 PA USD 89996.42000000 0.226592205985 Long DBT UST US N 2 2021-10-21 None 0.00000000 N N N N N N Alphabet Inc 5493006MHB84DD0ZWV18 Alphabet Inc 02079K305 527.00000000 NS USD 1408945.04000000 3.547429605828 Long EC CORP US N 1 N N N Hewlett Packard Enterprise Co 549300BX44RGX6ANDV88 Hewlett Packard Enterprise Co 42824C109 10000.00000000 NS USD 142500.00000000 0.358785264491 Long EC CORP US N 1 N N N Cigna Corp 549300VIWYMSIGT1U456 Cigna Corp 125523100 725.00000000 NS USD 145116.00000000 0.365371806610 Long EC CORP US N 1 N N N Momentive Global Inc 549300PR9RG3VC9OH575 Momentive Global Inc 60878Y108 4500.00000000 NS USD 88200.00000000 0.222069195285 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796H51 150000.00000000 PA USD 149992.56000000 0.377649967097 Long DBT UST US N 2 2021-11-12 None 0.00000000 N N N N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 Microsoft Corp 594918104 1150.00000000 NS USD 324208.00000000 0.816288091440 Long EC CORP US N 1 N N N S&P Global Inc Y6X4K52KMJMZE7I7MY94 S&P Global Inc 78409V104 400.00000000 NS USD 169956.00000000 0.427913743241 Long EC CORP US N 1 N N N Becton Dickinson and Co ICE2EP6D98PQUILVRZ91 Becton Dickinson and Co 075887109 600.00000000 NS USD 147492.00000000 0.371354078809 Long EC CORP US N 1 N N N Credit Agricole SA 969500TJ5KRTCJQWXH05 Credit Agricole SA 000000000 35196.00000000 NS 487029.90000000 1.226239659556 Long EC CORP FR N 1 N N N Zoetis Inc 549300HD9Q1LOC9KLJ48 Zoetis Inc 98978V103 3000.00000000 NS USD 582420.00000000 1.466412026282 Long EC CORP US N 1 N N N NatWest Group PLC 2138005O9XJIJN4JPN90 NatWest Group PLC 000000000 101893.00000000 NS 308766.62000000 0.777409918757 Long EC CORP GB N 1 N N N Air Products and Chemicals Inc 7QEON6Y1RL5XR3R1W237 Air Products and Chemicals Inc 009158106 1150.00000000 NS USD 294526.50000000 0.741556268086 Long EC CORP US N 1 N N N CSG GUERNSEY VII LTD 213800SZFMXTCMU6PK17 Credit Suisse Group Guernsey VII Ltd 000000000 3000.00000000 PA 3468.53000000 0.008733034761 Long DBT CORP GG Y 2 2021-11-12 Fixed 3.00000000 N N N Y N Credit Suisse Group AG Credit Suisse Group AG CHF XXXX N N N Union Pacific Corp 549300LMMRSZZCZ8CL11 Union Pacific Corp 907818108 830.00000000 NS USD 162688.30000000 0.409615191194 Long EC CORP US N 1 N N N Dun & Bradstreet Holdings Inc N/A Dun & Bradstreet Holdings Inc 26484T106 5000.00000000 NS USD 84050.00000000 0.211620361266 Long EC CORP US N 1 N N N Hain Celestial Group Inc/The 5493000S8QXWHLIXDP75 Hain Celestial Group Inc/The 405217100 21200.00000000 NS USD 906936.00000000 2.283475597452 Long EC CORP US N 1 N N N Terminix Global Holdings Inc 549300GS10644JGL8R77 Terminix Global Holdings Inc 88087E100 11000.00000000 NS USD 458370.00000000 1.154080011824 Long EC CORP US N 1 N N N Illumina Inc SQ95QG8SR5Q56LSNF682 Illumina Inc 452327109 340.00000000 NS USD 137907.40000000 0.347222056030 Long EC CORP US N 1 N N N Toyota Motor Corp 5493006W3QUS5LMH6R84 Toyota Motor Corp 892331307 2170.00000000 NS USD 385717.50000000 0.971156177238 Long EC CORP JP N 1 N N N Commerzbank AG 851WYGNLUQLFZBSYGB56 Commerzbank AG 000000000 18800.00000000 NS 125326.52000000 0.315546025445 Long EC CORP DE N 1 N N N Xylem Inc/NY 549300DF5MV96DRYLQ48 Xylem Inc/NY 98419M100 13500.00000000 NS USD 1669680.00000000 4.203905827482 Long EC CORP US N 1 N N N Unilever PLC 549300MKFYEKVRWML317 Unilever PLC 904767704 9500.00000000 NS USD 515090.00000000 1.296889136048 Long EC CORP GB N 1 N N N Janus Henderson Group PLC 2138009WPYMWJN3RVF44 Janus Henderson Group PLC 000000000 12500.00000000 NS USD 516625.00000000 1.300753945740 Long EC CORP GB N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796J67 145000.00000000 PA USD 144992.27000000 0.365060280289 Long DBT UST US N 2 2021-12-16 None 0.00000000 N N N N N N Parker-Hannifin Corp 5493002CONDB4N2HKI23 Parker-Hannifin Corp 701094104 640.00000000 NS USD 178956.80000000 0.450575879442 Long EC CORP US N 1 N N N Siemens AG W38RGI023J3WT1HWRP32 Siemens AG 826197501 2900.00000000 NS USD 238206.00000000 0.599753001498 Long EC CORP DE N 1 N N N Takeda Pharmaceutical Co Ltd 549300ZLMVP4X0OGR454 Takeda Pharmaceutical Co Ltd 874060205 6350.00000000 NS USD 104013.00000000 0.261883029582 Long EC CORP JP N 1 N N N Ally Financial Inc 549300JBN1OSM8YNAI90 Ally Financial Inc 02005N100 9300.00000000 NS USD 474765.00000000 1.195359200676 Long EC CORP US N 1 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 Walt Disney Co/The 254687106 1545.00000000 NS USD 261367.65000000 0.658069203051 Long EC CORP US N 1 N N N Delta Air Lines Inc Q2CCMS6R0AS67HJMBN42 Delta Air Lines Inc 247361702 2850.00000000 NS USD 121438.50000000 0.305756802399 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796K99 250000.00000000 PA USD 249965.28000000 0.629360414726 Long DBT UST US N 2 2022-02-03 None 0.00000000 N N N N N N Franklin Resources Inc RIFQSET379FOGTEFKS80 Franklin Resources Inc 354613101 8500.00000000 NS USD 252620.00000000 0.636044445725 Long EC CORP US N 1 N N N ChargePoint Holdings Inc N/A ChargePoint Holdings Inc 15961R105 1450.00000000 NS USD 28985.50000000 0.072979440588 Long EC CORP US N 1 N N N Nestle SA KY37LUS27QQX7BB93L28 Nestle SA 000000000 10250.00000000 NS 1239524.65000000 3.120864416800 Long EC CORP CH N 1 N N N TJX Cos Inc/The V167QI9I69W364E2DY52 TJX Cos Inc/The 872540109 1500.00000000 NS USD 98970.00000000 0.249185807906 Long EC CORP US N 1 N N N Kinnevik AB 2138006PZH76JOS6MN27 Kinnevik AB 000000000 10600.00000000 NS 374324.91000000 0.942472012913 Long EC CORP SE N 1 N N N Liberty Media Corp-Liberty Sir N/A Liberty Media Corp-Liberty SiriusXM 531229607 4500.00000000 NS USD 213615.00000000 0.537837994907 Long EC CORP US N 1 N N N Daimler AG 529900R27DL06UVNT076 Daimler AG 000000000 3450.00000000 NS 306596.71000000 0.771946538172 Long EC CORP DE N 1 N N N Caterpillar Inc WRJR7GS4GTRECRRTVX92 Caterpillar Inc 149123101 690.00000000 NS USD 132459.30000000 0.333504877086 Long EC CORP US N 1 N N N Cavco Industries Inc N/A Cavco Industries Inc 149568107 1550.00000000 NS USD 366947.00000000 0.923895975083 Long EC CORP US N 1 N N N Medtronic PLC 549300GX3ZBSQWUXY261 Medtronic PLC 000000000 3900.00000000 NS USD 488865.00000000 1.230860058425 Long EC CORP IE N 1 N N N Bank of New York Mellon Corp/T WFLLPEPC7FZXENRZV188 Bank of New York Mellon Corp/The 064058100 4700.00000000 NS USD 243648.00000000 0.613454821914 Long EC CORP US N 1 N N N Zalando SE 529900YRFFGH5AXU4S86 Zalando SE 000000000 146.00000000 NS 13414.53000000 0.033774987326 Long EC CORP DE Y 1 N N N Mueller Water Products Inc 549300F7ZU4P1F8V8L60 Mueller Water Products Inc 624758108 10000.00000000 NS USD 152200.00000000 0.383207840390 Long EC CORP US N 1 N N N Seven Oaks Acquisition Corp N/A Seven Oaks Acquisition Corp 81787X106 5000.00000000 NS USD 49650.00000000 0.125008339522 Long EC CORP US N 1 N N N ABB Ltd 5493000LKVGOO9PELI61 ABB Ltd 000375204 10800.00000000 NS USD 360288.00000000 0.907130002618 Long EC CORP CH N 1 N N N PayPal Holdings Inc 5493005X2GO78EFZ3E94 PayPal Holdings Inc 70450Y103 3650.00000000 NS USD 949766.50000000 2.391313859001 Long EC CORP US N 1 N N N AT&T Inc 549300Z40J86GGSTL398 AT&T Inc 00206R102 7000.00000000 NS USD 189070.00000000 0.476038806718 Long EC CORP US N 1 N N N NextEra Energy Inc N/A NextEra Energy Inc 65339F101 18400.00000000 NS USD 1444768.00000000 3.637624343922 Long EC CORP US N 1 N N N Mondelez International Inc 549300DV9GIB88LZ5P30 Mondelez International Inc 609207105 10000.00000000 NS USD 581800.00000000 1.464850995657 Long EC CORP US N 1 N N N State Street Corp 549300ZFEEJ2IP5VME73 State Street Corp 857477103 3650.00000000 NS USD 309228.00000000 0.778571577320 Long EC CORP US N 1 N N N ING Groep NV 549300NYKK9MWM7GGW15 ING Groep NV 000000000 35100.00000000 NS 510990.81000000 1.286568231007 Long EC CORP NL N 1 N N N Aegon NV O4QK7KMMK83ITNTHUG69 Aegon NV 000000000 41430.00000000 NS 214373.30000000 0.539747236073 Long EC CORP NL N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796H69 300000.00000000 PA USD 299990.00000000 0.755312221016 Long DBT UST US N 2 2021-11-18 None 0.00000000 N N N N N N Standard Chartered PLC U4LOSYZ7YG4W3S5F2G91 Standard Chartered PLC 000000000 21800.00000000 NS 128067.68000000 0.322447694327 Long EC CORP GB N 1 N N N SoftBank Group Corp 5493003BZYYYCDIO0R13 SoftBank Group Corp 83404D109 5100.00000000 NS USD 148104.00000000 0.372894967103 Long EC CORP JP N 1 N N N Ardagh Metal Packaging SA 5493009WKQTU4FN9G032 Ardagh Metal Packaging SA 000000000 21000.00000000 NS USD 209160.00000000 0.526621234533 Long EC CORP LU N 1 N N N Waste Connections Inc 549300HDLRTPBQU69P29 Waste Connections Inc 94106B101 3000.00000000 NS USD 377790.00000000 0.951196386472 Long EC CORP US N 1 N N N IBM VGRQXHF3J8VDLUA7XE92 International Business Machines Corp 459200101 2750.00000000 NS USD 382057.50000000 0.961941060971 Long EC CORP US N 1 N N N EchoStar Corp 549300EE20907QZ9GT38 EchoStar Corp 278768106 3850.00000000 NS USD 98213.50000000 0.247281098765 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796J59 155000.00000000 PA USD 154993.98000000 0.390242499009 Long DBT UST US N 2 2021-12-09 None 0.00000000 N N N N N N NortonLifeLock Inc YF6ZV0M6AU4FY94MK914 NortonLifeLock Inc 668771108 6525.00000000 NS USD 165082.50000000 0.415643287196 Long EC CORP US N 1 N N N Johnson Controls International 549300XQ6S1GYKGBL205 Johnson Controls International plc 000000000 2000.00000000 NS USD 136160.00000000 0.342822467460 Long EC CORP US N 1 N N N CNH Industrial NV 549300WGC2HZ5J67V817 CNH Industrial NV 000000000 121000.00000000 NS USD 2009810.00000000 5.060282192476 Long EC CORP GB N 1 N N N NN Group NV 724500OHYNDT9OY6Q215 NN Group NV 000000000 11716.00000000 NS 614369.52000000 1.546854250728 Long EC CORP NL N 1 N N N Vodafone Group PLC 213800TB53ELEUKM7Q61 Vodafone Group PLC 92857W308 25000.00000000 NS USD 386250.00000000 0.972496901121 Long EC CORP GB N 1 N N N GlaxoSmithKline PLC 5493000HZTVUYLO1D793 GlaxoSmithKline PLC 37733W105 2000.00000000 NS USD 76420.00000000 0.192409613420 Long EC CORP GB N 1 N N N NIKE Inc 787RXPR0UX0O0XUXPZ81 NIKE Inc 654106103 700.00000000 NS USD 101661.00000000 0.255961184375 Long EC CORP US N 1 N N N Universal Music Group NV 724500GJBUL3D9TW9Y18 Universal Music Group NV 000000000 5000.00000000 NS 133876.30000000 0.337072587401 Long EC CORP NL N 1 N N N Resideo Technologies Inc 5493006TKFPYISY2DS54 Resideo Technologies Inc 76118Y104 8000.00000000 NS USD 198320.00000000 0.499328376519 Long EC CORP US N 1 N N N Bristol-Myers Squibb Co HLYYNH7UQUORYSJQCN42 Bristol-Myers Squibb Co 110122108 16100.00000000 NS USD 952637.00000000 2.398541179013 Long EC CORP US N 1 N N N Dell Technologies Inc 549300TJB5YBRUPOG437 Dell Technologies Inc 24703L202 1800.00000000 NS USD 187272.00000000 0.471511817907 Long EC CORP US N 1 N N N 2021-11-23 Gabelli ESG Fund, Inc. John C. Ball John C. Ball Treasurer