485BPOS 1 d542262d485bpos.htm GABELLI SRI FUND, INC. Gabelli SRI Fund, Inc.

As filed with the Securities and Exchange Commission on August 16, 2013

Securities Act File No. 333-141093

Investment Company Act File No. 811-22026

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933    x
Pre-Effective Amendment No.             ¨
Post-Effective Amendment No. 10    x

and/or

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940    x
Amendment No. 12    x

 

 

GABELLI SRI FUND, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

One Corporate Center,

Rye, New York 10580-1422

(Address of Principal Executive Offices)

Registrant’s Telephone Number, including Area Code: 1-800-422-3554

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

(Name and Address of Agent for Service)

 

 

Copies to:

 

Bruce N. Alpert   Michael R. Rosella, Esq.
Gabelli SRI Fund, Inc.   Paul Hastings LLP
One Corporate Center   75 East 55th Street
Rye, New York 10580-1422   New York, New York 10022

 

 

It is proposed that this filing will become effective:

 

¨ immediately upon filing pursuant to paragraph (b); or
x on August 16, 2013 pursuant to paragraph (b); or
¨ 60 days after filing pursuant to paragraph (a)(1); or
¨ on [            ] pursuant to paragraph (a)(1); or
¨ 75 days after filing pursuant to paragraph (a)(2); or
¨ on [            ] pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

 

¨ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant, GABELLI SRI FUND, INC., certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Rye and State of New York, on the 16th day of August, 2013.

 

GABELLI SRI FUND, INC.
By:   /s/ Bruce N. Alpert
 

Bruce N. Alpert

President, Secretary and Principal Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 10 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signatures

  

Title

  

Date

Mario J. Gabelli*

   Chairman of the Board    August 16, 2013
Mario J. Gabelli    (Chief Investment Officer)   

/s/ Bruce N. Alpert

   President and Secretary    August 16, 2013
Bruce N. Alpert    (Principal Executive Officer)   

/s/ Agnes Mullady

   Treasurer    August 16, 2013
Agnes Mullady    (Principal Financial and Accounting Officer)   

Clarence A. Davis*

   Director    August 16, 2013
Clarence A. Davis      

Vincent D. Enright*

   Director    August 16, 2013
Vincent D. Enright      

Mario J. Gabelli*

   Director    August 16, 2013
Mario J. Gabelli      

William F. Heitmann*

   Director    August 16, 2013
William F. Heitmann      

Anthonie C. van Ekris*

   Director    August 16, 2013
Anthonie C. van Ekris      

 

*By:  

/s/ Bruce N. Alpert

  Bruce N. Alpert
  Attorney-in-Fact


Exhibit Index

 

Exhibit No.

  

Description

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase