0001390777-15-000118.txt : 20150828
0001390777-15-000118.hdr.sgml : 20150828
20150828125845
ACCESSION NUMBER: 0001390777-15-000118
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
EFFECTIVENESS DATE: 20150828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12592
FILM NUMBER: 151081236
BUSINESS ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001390777
XXXXXXXX
06-30-2013
06-30-2013
true
3
NEW HOLDINGS
Bank of New York Mellon Corp
ONE WALL STREET, 31ST FLOOR
NEW YORK
NY
10286
13F COMBINATION REPORT
028-12592
0001197921
028-15333
KELLOGG W K FOUNDATION TRUST
0000944388
028-11685
1832 Asset Management L.P.
0001006364
028-05210
JOHNSTON ASSET MANAGEMENT CORP
0000105692
028-01204
WHV Investments, Inc.
N
Nicholas R. Darrow
Senior Vice President
516-338-3740
/s/ Nicholas R. Darrow
Uniondale
NY
08-28-2015
2
173
1342339
48
028-02009
The Bank of New York Mellon
92
028-12592
BNY Mellon Capital Markets, LLC
INFORMATION TABLE
2
xml_filing.xml
ABBOTT LABORATORIES
COM
002824100
12
330
SH
DFND
48
330
0
0
ADT CORP/THE
COM
00101J106
12
300
SH
Call
DFND
92
300
0
0
ADT CORP/THE
COM
00101J106
408
10250
SH
DFND
92
10250
0
0
ADT CORP/THE
COM
00101J106
8
200
SH
DFND
48
200
0
0
ALCOA INC
COM
013817101
16
2000
SH
Call
DFND
92
2000
0
0
ALCOA INC
COM
013817101
16
2000
SH
Put
DFND
92
2000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
17
735
SH
DFND
48
735
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
4337
97030
SH
DFND
92
97030
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
1739
38914
SH
DFND
48
38914
0
0
APPLE INC
COM
037833100
75
188
SH
Call
DFND
92
188
0
0
APPLE INC
COM
037833100
102071
257411
SH
DFND
92
257411
0
0
AT&T INC
COM
00206R102
142
4000
SH
Call
DFND
92
4000
0
0
AT&T INC
COM
00206R102
97
2740
SH
Put
DFND
92
2740
0
0
AT&T INC
COM
00206R102
2199
62131
SH
DFND
92
62131
0
0
AUTOZONE INC
COM
053332102
127
300
SH
DFND
48
300
0
0
B&G FOODS INC
COM
05508R106
61
1800
SH
DFND
48
1800
0
0
BAIDU INC - SPON ADR
SPON
056752108
28
300
SH
DFND
48
300
0
0
BANK OF AMERICA CORP
COM
060505104
71
5496
SH
Call
DFND
92
5496
0
0
BANK OF AMERICA CORP
COM
060505104
95
7391
SH
Put
DFND
92
7391
0
0
BANK OF AMERICA CORP
COM
060505104
1195
92928
SH
DFND
92
92928
0
0
BARRICK GOLD CORP
COM
067901108
1
81
SH
Call
DFND
92
81
0
0
BARRICK GOLD CORP
COM
067901108
3426
217654
SH
DFND
92
217654
0
0
BB&T CORP
COM
054937107
47
1400
SH
Call
DFND
92
1400
0
0
BEAZER HOMES USA INC
COM
07556Q881
578
33019
SH
DFND
92
33019
0
0
BECTON DICKINSON AND CO
COM
075887109
40
400
SH
DFND
92
400
0
0
BERKSHIRE HATHAWAY INC-CL A
CL A
084670108
10790
64
SH
DFND
48
64
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B
084670702
229
2042
SH
Call
DFND
48
2042
0
0
BILL BARRETT CORP
COM
06846N104
25
1213
SH
Call
DFND
92
1213
0
0
BP PLC-SPONS ADR
SPON
055622104
288
6900
SH
DFND
92
6900
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
29
650
SH
Put
DFND
92
650
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
5071
113476
SH
DFND
92
113476
0
0
CAPITAL ONE FINANCIAL CORP
COM
14040H105
22
347
SH
DFND
92
347
0
0
CATERPILLAR INC
COM
149123101
18
219
SH
Call
DFND
92
219
0
0
CATERPILLAR INC
COM
149123101
49
600
SH
Call
DFND
48
600
0
0
CATERPILLAR INC
COM
149123101
0
4
SH
Put
DFND
92
4
0
0
CATERPILLAR INC
COM
149123101
1673
20282
SH
DFND
48
20282
0
0
CERNER CORP
COM
156782104
67
700
SH
DFND
48
700
0
0
CHINA MINSHENG BANKING-ADR
SPON
16949T106
27
2750
SH
DFND
48
2750
0
0
CHINA MOBILE LTD-SPON ADR
SPON
16941M109
19
375
SH
DFND
48
375
0
0
CHINA PETROLEUM & CHEM-ADR
SPON
16941R108
27
290
SH
DFND
48
290
0
0
CINCINNATI FINANCIAL CORP
COM
172062101
4
80
SH
Call
DFND
92
80
0
0
CINCINNATI FINANCIAL CORP
COM
172062101
4
80
SH
Put
DFND
92
80
0
0
CISCO SYSTEMS INC
COM
17275R102
108
4421
SH
Call
DFND
92
4421
0
0
CISCO SYSTEMS INC
COM
17275R102
36
1460
SH
Put
DFND
92
1460
0
0
CITIGROUP INC
COM
172967424
42
879
SH
Call
DFND
92
879
0
0
CITIGROUP INC
COM
172967424
268
5596
SH
Put
DFND
92
5596
0
0
CITIGROUP INC
COM
172967424
21999
458598
SH
DFND
92
458598
0
0
COCA-COLA CO/THE
COM
191216100
1331
33173
SH
DFND
92
33173
0
0
COLGATE-PALMOLIVE CO
COM
194162103
4
78
SH
Call
DFND
92
78
0
0
COLGATE-PALMOLIVE CO
COM
194162103
4
78
SH
Put
DFND
92
78
0
0
COMCAST CORP-CLASS A
CL A
20030N101
21
500
SH
Put
DFND
92
500
0
0
CONSOL ENERGY INC
COM
20854P109
1
28
SH
DFND
48
28
0
0
DEERE & CO
COM
244199105
4875
60001
SH
DFND
48
60001
0
0
DELL INC
COM
24702R101
13
950
SH
Call
DFND
92
950
0
0
DELL INC
COM
24702R101
46
3437
SH
DFND
92
3437
0
0
DEVON ENERGY CORP
COM
25179M103
138
2669
SH
DFND
92
2669
0
0
DOW CHEMICAL CO/THE
COM
260543103
55
1700
SH
Call
DFND
92
1700
0
0
DR HORTON INC
COM
23331A109
10
473
SH
DFND
92
473
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
46
1000
SH
DFND
48
1000
0
0
ELI LILLY & CO
COM
532457108
3820
77763
SH
DFND
92
77763
0
0
EMC CORP/MA
COM
268648102
8
350
SH
DFND
48
350
0
0
EMERSON ELECTRIC CO
COM
291011104
16
290
SH
Call
DFND
92
290
0
0
EXXON MOBIL CORP
COM
30231G102
183
2030
SH
Call
DFND
92
2030
0
0
EXXON MOBIL CORP
COM
30231G102
35
390
SH
Call
DFND
48
390
0
0
EXXON MOBIL CORP
COM
30231G102
41
456
SH
Put
DFND
92
456
0
0
EXXON MOBIL CORP
COM
30231G102
9
100
SH
Put
DFND
48
100
0
0
EXXON MOBIL CORP
COM
30231G102
5240
58000
SH
DFND
48
58000
0
0
FINANCIAL SELECT SECTOR SPDR
SBI
81369Y605
78
4000
SH
Call
DFND
92
4000
0
0
FINANCIAL SELECT SECTOR SPDR
SBI
81369Y605
71
3649
SH
Put
DFND
92
3649
0
0
FINANCIAL SELECT SECTOR SPDR
SBI
81369Y605
1566
80545
SH
DFND
92
80545
0
0
FORD MOTOR CO
COM
345370860
186
12000
SH
Call
DFND
92
12000
0
0
FREEPORT-MCMORAN INC
COM
35671D857
50
1800
SH
Call
DFND
92
1800
0
0
FREEPORT-MCMORAN INC
COM
35671D857
34
1224
SH
Put
DFND
92
1224
0
0
FREEPORT-MCMORAN INC
COM
35671D857
2584
93577
SH
DFND
92
93577
0
0
GENERAL ELECTRIC CO
COM
369604103
72
3100
SH
Call
DFND
92
3100
0
0
GENERAL ELECTRIC CO
COM
369604103
139
6000
SH
Put
DFND
92
6000
0
0
GENERAL ELECTRIC CO
COM
369604103
988
42613
SH
DFND
92
42613
0
0
GENERAL ELECTRIC CO
COM
369604103
537
23144
SH
DFND
48
23144
0
0
GENERAL MOTORS CO
COM
37045V100
136
4096
SH
Call
DFND
92
4096
0
0
GENERAL MOTORS CO
COM
37045V100
329
9863
SH
DFND
92
9863
0
0
GENWORTH FINANCIAL INC-CL A
COM
37247D106
229
20050
SH
DFND
92
20050
0
0
GROUPON INC
COM
399473107
13
1500
SH
Call
DFND
92
1500
0
0
HEWLETT-PACKARD CO
COM
428236103
2
90
SH
Call
DFND
92
90
0
0
HEWLETT-PACKARD CO
COM
428236103
0
5
SH
Put
DFND
92
5
0
0
HEWLETT-PACKARD CO
COM
428236103
420
16930
SH
DFND
92
16930
0
0
HOME DEPOT INC
COM
437076102
77
1000
SH
Call
DFND
92
1000
0
0
INFORMATICA CORP
COM
45666Q102
12
350
SH
DFND
48
350
0
0
INTEL CORP
COM
458140100
63
2600
SH
Call
DFND
92
2600
0
0
INTEL CORP
COM
458140100
85
3500
SH
Put
DFND
92
3500
0
0
INTEL CORP
COM
458140100
4083
168505
SH
DFND
92
168505
0
0
IPATH BLOOMBERG COMMODITY IN
DJUB
06738C778
471
12898
SH
DFND
48
12898
0
0
ISHARES IBOXX HIGH YIELD COR
HIGH
464288513
562
6182
SH
DFND
48
6182
0
0
ISHARES INTERMEDIATE CREDIT
BARC
464288638
421
3910
SH
DFND
48
3910
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
1333
23270
SH
Call
DFND
48
23270
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
920
16053
SH
Put
DFND
48
16053
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
1632
42384
SH
Call
DFND
48
42384
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
2694
69975
SH
Put
DFND
48
69975
0
0
ISHARES RUSSELL 2000 ETF
RUSS
464287655
49
500
SH
DFND
48
500
0
0
ISHARES RUSSELL MID-CAP ETF
RUSS
464287499
2139
16464
SH
DFND
48
16464
0
0
JACOBS ENGINEERING GROUP INC
COM
469814107
27
490
SH
Call
DFND
92
490
0
0
JOHNSON & JOHNSON
COM
478160104
86
1000
SH
Call
DFND
48
1000
0
0
JOHNSON & JOHNSON
COM
478160104
6401
74549
SH
DFND
48
74549
0
0
JPMORGAN CHASE & CO
COM
46625H100
146
2773
SH
Call
DFND
92
2773
0
0
JPMORGAN CHASE & CO
COM
46625H100
517
9791
SH
Put
DFND
92
9791
0
0
JPMORGAN CHASE & CO
COM
46625H100
15441
292497
SH
DFND
92
292497
0
0
LOCKHEED MARTIN CORP
COM
539830109
22
200
SH
DFND
48
200
0
0
LOWE'S COS INC
COM
548661107
394
9628
SH
DFND
92
9628
0
0
MCDONALD'S CORP
COM
580135101
50
500
SH
DFND
48
500
0
0
MERCK & CO. INC.
COM
58933Y105
14
300
SH
Call
DFND
92
300
0
0
MERCK & CO. INC.
COM
58933Y105
64
1375
SH
Put
DFND
92
1375
0
0
MERCK & CO. INC.
COM
58933Y105
583
12551
SH
DFND
92
12551
0
0
MERCK & CO. INC.
COM
58933Y105
93
2000
SH
DFND
48
2000
0
0
METLIFE INC
COM
59156R108
284
6208
SH
Call
DFND
92
6208
0
0
METLIFE INC
COM
59156R108
154
3375
SH
Put
DFND
92
3375
0
0
METLIFE INC
COM
59156R108
8674
189552
SH
DFND
92
189552
0
0
MICRON TECHNOLOGY INC
COM
595112103
202
14067
SH
Put
DFND
92
14067
0
0
MICRON TECHNOLOGY INC
COM
595112103
523
36523
SH
DFND
92
36523
0
0
MICROSOFT CORP
COM
594918104
0
2
SH
Call
DFND
92
2
0
0
MICROSOFT CORP
COM
594918104
216
6250
SH
Call
DFND
48
6250
0
0
MICROSOFT CORP
COM
594918104
0
10
SH
Put
DFND
92
10
0
0
MICROSOFT CORP
COM
594918104
550
15919
SH
Put
DFND
48
15919
0
0
MICROSOFT CORP
COM
594918104
48
1400
SH
DFND
92
1400
0
0
MICROSOFT CORP
COM
594918104
10295
298007
SH
DFND
48
298007
0
0
MONSTER BEVERAGE CORP
COM
611740101
79
1300
SH
DFND
48
1300
0
0
MORGAN STANLEY
COM
617446448
165
6750
SH
Call
DFND
92
6750
0
0
MORGAN STANLEY
COM
617446448
159
6500
SH
Put
DFND
92
6500
0
0
MORGAN STANLEY CHINA A SHARE
COM
617468103
82
4250
SH
DFND
48
4250
0
0
ORACLE CORP
COM
68389X105
1566
51000
SH
DFND
92
51000
0
0
PEPSICO INC
COM
713448108
16
200
SH
Put
DFND
48
200
0
0
PFIZER INC
COM
717081103
0
3
SH
Call
DFND
92
3
0
0
PFIZER INC
COM
717081103
1059
37821
SH
DFND
92
37821
0
0
PFIZER INC
COM
717081103
1148
40985
SH
DFND
48
40985
0
0
PRICELINE GROUP INC/THE
COM
741503403
83
100
SH
DFND
48
100
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
4
50
SH
Call
DFND
92
50
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
59
764
SH
Call
DFND
48
764
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
4
50
SH
Put
DFND
92
50
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
20
264
SH
Put
DFND
48
264
0
0
PULTEGROUP INC
COM
745867101
103
5443
SH
Call
DFND
92
5443
0
0
RADIAN GROUP INC
COM
750236101
676
58143
SH
DFND
92
58143
0
0
REYNOLDS AMERICAN INC
COM
761713106
19
400
SH
DFND
48
400
0
0
SEADRILL LTD
SHS
G7945E105
16
400
SH
DFND
48
400
0
0
SELECTIVE INSURANCE GROUP
COM
816300107
5
223
SH
Call
DFND
92
223
0
0
SINA CORP
ORD
G81477104
15
275
SH
DFND
48
275
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
764
4760
SH
Call
DFND
48
4760
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
110
683
SH
Put
DFND
48
683
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
1058231
6596628
SH
DFND
48
6596628
0
0
SUNCOKE ENERGY PARTNERS LP
COM
86722Y101
11054
500200
SH
DFND
48
500200
0
0
TENCENT HOLDINGS LTD-UNS ADR
SPON
88032Q109
58
1500
SH
DFND
48
1500
0
0
TEXAS INSTRUMENTS INC
COM
882508104
88
2516
SH
Call
DFND
92
2516
0
0
TEXAS INSTRUMENTS INC
COM
882508104
4806
137919
SH
DFND
92
137919
0
0
TIME WARNER CABLE
COM
88732J207
19
165
SH
DFND
92
165
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
22
250
SH
Call
DFND
92
250
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
72
829
SH
Call
DFND
48
829
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
9172
106059
SH
DFND
92
106059
0
0
US BANCORP
COM
902973304
263
7280
SH
Call
DFND
92
7280
0
0
US BANCORP
COM
902973304
231
6380
SH
Put
DFND
92
6380
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2
30
SH
DFND
48
30
0
0
WALGREEN CO
COM
931422109
27
600
SH
Put
DFND
92
600
0
0
WALT DISNEY CO/THE
COM
254687106
114
1800
SH
Call
DFND
92
1800
0
0
WALT DISNEY CO/THE
COM
254687106
158
2500
SH
Call
DFND
48
2500
0
0
WALT DISNEY CO/THE
COM
254687106
63
1000
SH
Put
DFND
92
1000
0
0
WALT DISNEY CO/THE
COM
254687106
101
1600
SH
Put
DFND
48
1600
0
0
WALT DISNEY CO/THE
COM
254687106
238
3765
SH
DFND
48
3765
0
0
WASTE MANAGEMENT INC
COM
94106L109
9
234
SH
DFND
92
234
0
0
WELLS FARGO & CO
COM
949746101
77
1860
SH
Call
DFND
92
1860
0
0
WELLS FARGO & CO
COM
949746101
636
15418
SH
Put
DFND
92
15418
0
0
WELLS FARGO & CO
COM
949746101
8842
214258
SH
DFND
92
214258
0
0
WESTERN UNION CO
COM
959802109
33
1938
SH
Call
DFND
92
1938
0
0
WYNN RESORTS LTD
COM
983134107
7
55
SH
DFND
92
55
0
0
YAHOO! INC
COM
984332106
63
2500
SH
Call
DFND
92
2500
0
0
YAHOO! INC
COM
984332106
70
2800
SH
Put
DFND
92
2800
0
0
ZYNGA INC - CL A
CL A
98986T108
3
1000
SH
Call
DFND
92
1000
0
0
ZYNGA INC - CL A
CL A
98986T108
1460
525101
SH
DFND
92
525101
0
0