0001390777-15-000116.txt : 20150828
0001390777-15-000116.hdr.sgml : 20150828
20150828125617
ACCESSION NUMBER: 0001390777-15-000116
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
EFFECTIVENESS DATE: 20150828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12592
FILM NUMBER: 151081225
BUSINESS ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001390777
XXXXXXXX
09-30-2012
09-30-2012
true
1
NEW HOLDINGS
Bank of New York Mellon Corp
ONE WALL STREET, 31ST FLOOR
NEW YORK
NY
10286
13F COMBINATION REPORT
028-12592
028-05810
United Services Automobile Association
N
Nicholas R. Darrow
Senior Vice President
516-338-3740
/s/ Nicholas R. Darrow
Uniondale
NY
08-28-2015
1
129
209975
48
028-02009
The Bank of New York Mellon
INFORMATION TABLE
2
xml_filing.xml
3M CO
COM
88579Y101
654
7076
SH
DFND
7076
0
0
ABBOTT LABORATORIES
COM
002824100
5
75
SH
DFND
48
75
0
0
ALCOA INC
COM
013817101
24
2666
SH
Put
DFND
2666
0
0
ALCOA INC
COM
013817101
753
85000
SH
DFND
85000
0
0
AMAZON.COM INC
COM
023135106
51
200
SH
Put
DFND
200
0
0
AT&T INC
COM
00206R102
11
294
SH
Put
DFND
294
0
0
AT&T INC
COM
00206R102
446
11827
SH
Put
DFND
11827
0
0
AVON PRODUCTS INC
COM
054303102
6
400
SH
Put
DFND
48
400
0
0
BANK OF AMERICA CORP
COM
060505104
20
2250
SH
Put
DFND
2250
0
0
BANK OF AMERICA CORP
COM
060505104
80
9108
SH
Put
DFND
9108
0
0
BANK OF AMERICA CORP
COM
060505104
8564
969819
SH
DFND
969819
0
0
BERKSHIRE HATHAWAY INC-CL A
CL A
084670108
6768
51
SH
DFND
48
51
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B
084670702
122
1388
SH
Put
DFND
48
1388
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B
084670702
430
4873
SH
Put
DFND
48
4873
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B
084670702
15703
178043
SH
DFND
48
178043
0
0
BLACKSTONE GROUP LP/THE
COM
09253U108
23
1640
SH
Put
DFND
1640
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
26
4530
SH
Put
DFND
48
4530
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
6
1000
SH
Put
DFND
48
1000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
181
31463
SH
DFND
48
31463
0
0
BP PLC-SPONS ADR
SPON
055622104
18
424
SH
Put
DFND
424
0
0
BP PLC-SPONS ADR
SPON
055622104
1224
28886
SH
DFND
28886
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
98
2900
SH
Put
DFND
2900
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
5549
164412
SH
DFND
164412
0
0
CARNIVAL CORP
PAIR
143658300
42
1150
SH
Put
DFND
1150
0
0
CARNIVAL CORP
PAIR
143658300
746
20464
SH
DFND
20464
0
0
CATERPILLAR INC
COM
149123101
0
2
SH
Put
DFND
2
0
0
CATERPILLAR INC
COM
149123101
86
1000
SH
Put
DFND
48
1000
0
0
CATERPILLAR INC
COM
149123101
9
100
SH
DFND
100
0
0
CISCO SYSTEMS INC
COM
17275R102
136
7115
SH
Put
DFND
7115
0
0
CISCO SYSTEMS INC
COM
17275R102
34
1788
SH
Put
DFND
1788
0
0
CISCO SYSTEMS INC
COM
17275R102
791
41435
SH
DFND
41435
0
0
CITIGROUP INC
COM
172967424
126
3842
SH
Put
DFND
3842
0
0
CITIGROUP INC
COM
172967424
522
15961
SH
Put
DFND
15961
0
0
CITIGROUP INC
COM
172967424
4
128
SH
Put
DFND
48
128
0
0
CITIGROUP INC
COM
172967424
11055
337880
SH
DFND
337880
0
0
COCA-COLA CO/THE
COM
191216100
2
60
SH
Put
DFND
60
0
0
DELL INC
COM
24702R101
20
2000
SH
Put
DFND
2000
0
0
DIREXION DAILY FINL BEAR 3X
ETP
25459W144
23
1248
SH
Put
DFND
1248
0
0
Direxion Daily Small Cap Bear 3x
DLY
25459W110
17
1111
SH
Put
DFND
1111
0
0
Direxion Daily Small Cap Bear 3x
DLY
25459W110
387
26000
SH
DFND
26000
0
0
ELI LILLY & CO
COM
532457108
37
785
SH
DFND
785
0
0
EXXON MOBIL CORP
COM
30231G102
38
415
SH
Put
DFND
415
0
0
EXXON MOBIL CORP
COM
30231G102
1
10
SH
Put
DFND
10
0
0
FINANCIAL SELECT SECTOR SPDR
SBI
81369Y605
145
9300
SH
Put
DFND
9300
0
0
FORD MOTOR CO
COM
345370860
22
2204
SH
Put
DFND
2204
0
0
FORD MOTOR CO
COM
345370860
4417
447958
SH
DFND
447958
0
0
FREEPORT-MCMORAN INC
COM
35671D857
91
2310
SH
Put
DFND
2310
0
0
GENERAL ELECTRIC CO
COM
369604103
7
300
SH
Put
DFND
300
0
0
GENERAL ELECTRIC CO
COM
369604103
25
1100
SH
Put
DFND
48
1100
0
0
GENERAL ELECTRIC CO
COM
369604103
62
2750
SH
Put
DFND
2750
0
0
GENERAL ELECTRIC CO
COM
369604103
236
10385
SH
Put
DFND
48
10385
0
0
GENERAL ELECTRIC CO
COM
369604103
273
12000
SH
DFND
48
12000
0
0
GENERAL MOTORS CO
COM
37045V100
85
3750
SH
Put
DFND
3750
0
0
GENERAL MOTORS CO
COM
37045V100
4896
215200
SH
DFND
215200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2
17
SH
Put
DFND
17
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
0
4
SH
Put
DFND
4
0
0
HEWLETT-PACKARD CO
COM
428236103
83
4855
SH
Put
DFND
4855
0
0
HEWLETT-PACKARD CO
COM
428236103
0
11
SH
Put
DFND
11
0
0
HOME DEPOT INC
COM
437076102
1570
26000
SH
DFND
26000
0
0
INTEL CORP
COM
458140100
61
2677
SH
Put
DFND
2677
0
0
INTEL CORP
COM
458140100
207
9150
SH
Put
DFND
9150
0
0
IPATH S&P 500 VIX S/T FU ETN
IPTH
06740C261
30
3333
SH
Put
DFND
3333
0
0
IPATH S&P 500 VIX S/T FU ETN
IPTH
06740C261
400
44400
SH
DFND
44400
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
1690
31882
SH
Put
DFND
48
31882
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
910
17162
SH
Put
DFND
48
17162
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
14257
269000
SH
DFND
48
269000
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
951
23001
SH
Put
DFND
48
23001
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
1980
47920
SH
Put
DFND
48
47920
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
32656
790217
SH
DFND
48
790217
0
0
ISHARES RUSSELL 2000 ETF
RUSS
464287655
1
11
SH
Put
DFND
48
11
0
0
ISHARES RUSSELL 2000 ETF
RUSS
464287655
209
2500
SH
Put
DFND
48
2500
0
0
JOHNSON & JOHNSON
COM
478160104
73
1054
SH
Put
DFND
1054
0
0
JOHNSON & JOHNSON
COM
478160104
90
1300
SH
Put
DFND
1300
0
0
JOHNSON & JOHNSON
COM
478160104
1365
19806
SH
DFND
19806
0
0
JPMORGAN CHASE & CO
COM
46625H100
163
4028
SH
Put
DFND
4028
0
0
JPMORGAN CHASE & CO
COM
46625H100
303
7494
SH
Put
DFND
7494
0
0
JPMORGAN CHASE & CO
COM
46625H100
18629
460193
SH
DFND
460193
0
0
LENNAR CORP-A
CL A
526057104
21
600
SH
Put
DFND
600
0
0
MARSH & MCLENNAN COS
COM
571748102
238
7000
SH
DFND
48
7000
0
0
MERCK & CO. INC.
COM
58933Y105
38
836
SH
Put
DFND
836
0
0
MERCK & CO. INC.
COM
58933Y105
5
102
SH
Put
DFND
48
102
0
0
MERCK & CO. INC.
COM
58933Y105
62
1375
SH
Put
DFND
1375
0
0
MERCK & CO. INC.
COM
58933Y105
302
6700
SH
Put
DFND
48
6700
0
0
MERCK & CO. INC.
COM
58933Y105
1452
32200
SH
DFND
32200
0
0
MERCK & CO. INC.
COM
58933Y105
4147
91971
SH
DFND
48
91971
0
0
METLIFE INC
COM
59156R108
55
1600
SH
Put
DFND
1600
0
0
METLIFE INC
COM
59156R108
3945
114484
SH
DFND
114484
0
0
MICRON TECHNOLOGY INC
COM
595112103
30
4950
SH
Put
DFND
4950
0
0
MICRON TECHNOLOGY INC
COM
595112103
306
51240
SH
Put
DFND
51240
0
0
MICROSOFT CORP
COM
594918104
8
271
SH
Put
DFND
271
0
0
MICROSOFT CORP
COM
594918104
563
18914
SH
Put
DFND
48
18914
0
0
MICROSOFT CORP
COM
594918104
904
30361
SH
Put
DFND
48
30361
0
0
MICROSOFT CORP
COM
594918104
21
700
SH
DFND
700
0
0
MICROSOFT CORP
COM
594918104
24568
825526
SH
DFND
48
825526
0
0
MORGAN STANLEY
COM
617446448
2576
153908
SH
DFND
153908
0
0
NEXTERA ENERGY INC
COM
65339F101
11
150
SH
DFND
48
150
0
0
ORACLE CORP
COM
68389X105
1054
33500
SH
DFND
33500
0
0
PETROLEO BRASILEIRO-SPON ADR
SPON
71654V408
2
100
SH
DFND
48
100
0
0
PFIZER INC
COM
717081103
255
10263
SH
Put
DFND
10263
0
0
PFIZER INC
COM
717081103
137
5522
SH
Put
DFND
48
5522
0
0
PFIZER INC
COM
717081103
70
2800
SH
Put
DFND
2800
0
0
PFIZER INC
COM
717081103
6
250
SH
Put
DFND
48
250
0
0
PFIZER INC
COM
717081103
592
23829
SH
DFND
48
23829
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
1
8
SH
Put
DFND
48
8
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
2916
42036
SH
DFND
48
42036
0
0
PROSHARES ULTRASHORT DOW30
SPON
74348A590
52
1111
SH
Put
DFND
1111
0
0
PROSHARES ULTRASHORT DOW30
SPON
74348A590
281
6000
SH
DFND
6000
0
0
SCHLUMBERGER LTD
COM
806857108
337
4662
SH
Put
DFND
4662
0
0
SCHLUMBERGER LTD
COM
806857108
1736
24000
SH
DFND
24000
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
160
1108
SH
Put
DFND
48
1108
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
87
607
SH
Put
DFND
48
607
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
15621
108500
SH
DFND
48
108500
0
0
SPRINT COMMUNICATIONS INC
COM
852061100
241
43600
SH
DFND
43600
0
0
T ROWE PRICE GROUP INC
COM
74144T108
13
200
SH
DFND
48
200
0
0
TELEFONICA SA-SPON ADR
SPON
879382208
2
160
SH
Put
DFND
160
0
0
TOLL BROTHERS INC
COM
889478103
465
14000
SH
DFND
14000
0
0
UNITED STATES STEEL CORP
COM
912909108
6
328
SH
DFND
328
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
137
3011
SH
Put
DFND
3011
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3122
68500
SH
DFND
68500
0
0
WAL-MART STORES INC
COM
931142103
0
4
SH
Put
DFND
4
0
0
WAL-MART STORES INC
COM
931142103
3
42
SH
Put
DFND
42
0
0
WAL-MART STORES INC
COM
931142103
517
7000
SH
DFND
7000
0
0
WALT DISNEY CO/THE
COM
254687106
52
1000
SH
Put
DFND
1000
0
0
WELLS FARGO & CO
COM
949746101
19
560
SH
Put
DFND
560
0
0
WELLS FARGO & CO
COM
949746101
35
1000
SH
Put
DFND
48
1000
0
0
WELLS FARGO & CO
COM
949746101
309
8959
SH
Put
DFND
8959
0
0
WELLS FARGO & CO
COM
949746101
207
6000
SH
Put
DFND
48
6000
0
0
YAHOO! INC
COM
984332106
887
55500
SH
DFND
55500
0
0
ZYNGA INC - CL A
CL A
98986T108
674
237640
SH
DFND
237640
0
0