The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,631 | 18,200 | SH | DFND | 18,200 | 0 | 0 | ||
ABBOTT LABORATORIES | COM | 002824100 | 593 | 9,200 | SH | DFND | 9,200 | 0 | 0 | ||
ALCOA INC | COM | 013817101 | 23 | 2,666 | SH | Put | DFND | 2,666 | 0 | 0 | |
ALCOA INC | COM | 013817101 | 534 | 61,000 | SH | DFND | 61,000 | 0 | 0 | ||
AMAZON.COM INC | COM | 023135106 | 43 | 189 | SH | DFND | 48 | 189 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 32 | 894 | SH | Call | DFND | 894 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 160 | 4,492 | SH | Put | DFND | 4,492 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 5,185 | 145,410 | SH | DFND | 145,410 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 14 | 380 | SH | DFND | 48 | 380 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 59 | 7,250 | SH | Call | DFND | 7,250 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 113 | 13,822 | SH | Put | DFND | 13,822 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 28 | 900 | SH | Call | DFND | 900 | 0 | 0 | |
BB&T CORP | COM | 054937107 | 734 | 23,800 | SH | DFND | 23,800 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC-CL A | CL A | 084670108 | 125 | 1 | SH | DFND | 48 | 1 | 0 | 0 | |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 66 | 796 | SH | Put | DFND | 48 | 796 | 0 | 0 |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 1,644 | 19,730 | SH | DFND | 48 | 19,730 | 0 | 0 | |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 21 | 1,640 | SH | Call | DFND | 1,640 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 71 | 12,532 | SH | Call | DFND | 48 | 12,532 | 0 | 0 |
BP PLC-SPONS ADR | SPON | 055622104 | 17 | 424 | SH | Call | DFND | 424 | 0 | 0 | |
BP PLC-SPONS ADR | SPON | 055622104 | 806 | 19,886 | SH | DFND | 19,886 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 75 | 2,100 | SH | Put | DFND | 2,100 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 3,204 | 89,112 | SH | DFND | 89,112 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 13 | 152 | SH | Call | DFND | 48 | 152 | 0 | 0 |
CATERPILLAR INC | COM | 149123101 | 8,229 | 96,913 | SH | DFND | 48 | 96,913 | 0 | 0 | |
CELANESE CORP-SERIES A | COM | 150870103 | 17 | 500 | SH | DFND | 48 | 500 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 34 | 2,000 | SH | Call | DFND | 2,000 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 17 | 988 | SH | Put | DFND | 988 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 1,976 | 115,075 | SH | DFND | 115,075 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 110 | 4,013 | SH | Call | DFND | 4,013 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 366 | 13,350 | SH | Put | DFND | 13,350 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 5,514 | 201,167 | SH | DFND | 201,167 | 0 | 0 | ||
DELL INC | COM | 24702R101 | 211 | 16,866 | SH | DFND | 16,866 | 0 | 0 | ||
DIREXION DAILY FIN BULL 3X | DLY | 25459Y694 | 177 | 1,986 | SH | Put | DFND | 1,986 | 0 | 0 | |
DIREXION DAILY FIN BULL 3X | DLY | 25459Y694 | 98 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
DIREXION DAILY FINL BEAR 3X | ETP | 25459W144 | 25 | 1,111 | SH | Put | DFND | 1,111 | 0 | 0 | |
Direxion Daily Small Cap Bear 3x | DLY | 25459W110 | 0 | 1,111 | SH | Put | DFND | 1,111 | 0 | 0 | |
DIREXION DLY SM CAP BULL 3X | DLY | 25459W847 | 60 | 1,111 | SH | Put | DFND | 1,111 | 0 | 0 | |
EBAY INC | COM | 278642103 | 126 | 3,000 | SH | Put | DFND | 3,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 9,925 | 236,265 | SH | DFND | 236,265 | 0 | 0 | ||
ELI LILLY & CO | COM | 532457108 | 43 | 1,000 | SH | Call | DFND | 1,000 | 0 | 0 | |
EMC CORP/MA | COM | 268648102 | 1 | 50 | SH | DFND | 48 | 50 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 29 | 340 | SH | Call | DFND | 340 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 1 | 6 | SH | Put | DFND | 6 | 0 | 0 | |
FINANCIAL SELECT SECTOR SPDR | SBI | 81369Y605 | 18 | 1,200 | SH | Put | DFND | 1,200 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 92 | 9,620 | SH | Call | DFND | 9,620 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 968 | 100,929 | SH | DFND | 100,929 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 22 | 1,070 | SH | Call | DFND | 1,070 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 31 | 1,509 | SH | Call | DFND | 48 | 1,509 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 136 | 6,547 | SH | Put | DFND | 6,547 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 90 | 4,300 | SH | Put | DFND | 48 | 4,300 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 1,344 | 64,500 | SH | DFND | 48 | 64,500 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 74 | 3,750 | SH | Call | DFND | 3,750 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 1 | 50 | SH | Put | DFND | 50 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 6,263 | 317,600 | SH | DFND | 317,600 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 11 | 400 | SH | DFND | 48 | 400 | 0 | 0 | |
HEALTH CARE SELECT SECTOR | SBI | 81369Y209 | 730 | 19,200 | SH | DFND | 48 | 19,200 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 954 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 33 | 615 | SH | DFND | 48 | 615 | 0 | 0 | |
HUMAN GENOME SCIENCES INC | COM | 444903108 | 37 | 2,850 | SH | Call | DFND | 2,850 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 98 | 3,695 | SH | Call | DFND | 3,695 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 257 | 9,650 | SH | Put | DFND | 9,650 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 7,819 | 293,400 | SH | DFND | 293,400 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 30 | 1,050 | SH | Call | DFND | 1,050 | 0 | 0 | |
INTERNATIONAL PAPER CO | COM | 460146103 | 2,648 | 91,587 | SH | DFND | 91,587 | 0 | 0 | ||
IPATH S&P 500 VIX S/T FU ETN | ETP | 06740C261 | 71 | 4,683 | SH | Put | DFND | 4,683 | 0 | 0 | |
IPATH S&P 500 VIX S/T FU ETN | ETP | 06740C261 | 274 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 1,912 | 38,263 | SH | Call | DFND | 48 | 38,263 | 0 | 0 |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 1,161 | 23,235 | SH | Put | DFND | 48 | 23,235 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 1,366 | 34,912 | SH | Call | DFND | 48 | 34,912 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 2,176 | 55,592 | SH | Put | DFND | 48 | 55,592 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 7,738 | 197,714 | SH | DFND | 48 | 197,714 | 0 | 0 | |
ISHARES RUSSELL 2000 ETF | RUSS | 464287655 | 191 | 2,400 | SH | Call | DFND | 48 | 2,400 | 0 | 0 |
ISHARES RUSSELL 2000 ETF | RUSS | 464287655 | 179 | 2,250 | SH | Put | DFND | 48 | 2,250 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 119 | 1,763 | SH | Call | DFND | 1,763 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 88 | 1,300 | SH | Put | DFND | 1,300 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 16,291 | 241,132 | SH | DFND | 241,132 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 103 | 2,888 | SH | Call | DFND | 2,888 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 358 | 10,011 | SH | Put | DFND | 10,011 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 17,759 | 497,040 | SH | DFND | 497,040 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 8 | 500 | SH | Call | DFND | 500 | 0 | 0 | |
MACY'S INC | COM | 55616P104 | 14 | 415 | SH | DFND | 415 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 10 | 400 | SH | DFND | 48 | 400 | 0 | 0 | |
MERCK & CO. INC. | COM | 58933Y105 | 46 | 1,102 | SH | Call | DFND | 48 | 1,102 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 280 | 6,700 | SH | Put | DFND | 48 | 6,700 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 12,311 | 294,870 | SH | DFND | 48 | 294,870 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 77 | 2,500 | SH | Put | DFND | 2,500 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 926 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 14 | 2,145 | SH | Call | DFND | 2,145 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 3 | 500 | SH | Call | DFND | 48 | 500 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 548 | 86,781 | SH | Put | DFND | 86,781 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 13,483 | 2,136,774 | SH | DFND | 2,136,774 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 7 | 230 | SH | Call | DFND | 230 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 524 | 17,135 | SH | Call | DFND | 48 | 17,135 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 449 | 14,676 | SH | Put | DFND | 48 | 14,676 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 36,399 | 1,189,883 | SH | DFND | 48 | 1,189,883 | 0 | 0 | |
MORGAN STANLEY | COM | 617446448 | 1,844 | 126,400 | SH | DFND | 126,400 | 0 | 0 | ||
MORGAN STANLEY | COM | 617446448 | 584 | 40,000 | SH | DFND | 48 | 40,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 120 | 5,200 | SH | Call | DFND | 5,200 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 127 | 5,521 | SH | Call | DFND | 48 | 5,521 | 0 | 0 |
PFIZER INC | COM | 717081103 | 64 | 2,800 | SH | Put | DFND | 2,800 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 6 | 250 | SH | Put | DFND | 48 | 250 | 0 | 0 |
PLAINS EXPLORATION & PRODUCT | COM | 726505100 | 18 | 500 | SH | DFND | 48 | 500 | 0 | 0 | |
PNC FINANCIAL SERVICES GROUP | COM | 693475105 | 23 | 379 | SH | DFND | 379 | 0 | 0 | ||
PPG INDUSTRIES INC | COM | 693506107 | 45 | 420 | SH | DFND | 48 | 420 | 0 | 0 | |
PROSHARES ULTRASHORT DOW30 | PSHS | 74348A590 | 0 | 1,111 | SH | Put | DFND | 1,111 | 0 | 0 | |
PROSHARES ULTRASHORT DOW30 | PSHS | 74348A590 | 0 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 95 | 1,700 | SH | Call | DFND | 1,700 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 303 | 4,662 | SH | Put | DFND | 4,662 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 519 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
SPDR DJIA TRUST | UT S | 78467X109 | 4,881 | 38,000 | SH | DFND | 48 | 38,000 | 0 | 0 | |
SPDR S&P 500 ETF TRUST | TR U | 78462F103 | 27 | 200 | SH | Put | DFND | 48 | 200 | 0 | 0 |
SPRINT COMMUNICATIONS INC | COM | 852061100 | 1,058 | 324,600 | SH | DFND | 324,600 | 0 | 0 | ||
TOYOTA MOTOR CORP -SPON ADR | SP A | 892331307 | 69 | 856 | SH | Put | DFND | 856 | 0 | 0 | |
TOYOTA MOTOR CORP -SPON ADR | SP A | 892331307 | 936 | 11,633 | SH | DFND | 11,633 | 0 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 3 | 163 | SH | Put | DFND | 163 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 23 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 134 | 3,011 | SH | Put | DFND | 3,011 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 889 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 1,926 | 39,717 | SH | DFND | 48 | 39,717 | 0 | 0 | |
WALT DISNEY CO/THE | COM | 254687106 | 694 | 14,300 | SH | DFND | 14,300 | 0 | 0 | ||
WALT DISNEY CO/THE | COM | 254687106 | 110 | 2,278 | SH | DFND | 48 | 2,278 | 0 | 0 | |
WATSON PHARMACEUTICALS INC | COM | 942683103 | 33 | 440 | SH | DFND | 48 | 440 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 169 | 5,058 | SH | Call | DFND | 5,058 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 33 | 1,000 | SH | Call | DFND | 48 | 1,000 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 191 | 5,709 | SH | Put | DFND | 5,709 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 135 | 4,025 | SH | Put | DFND | 48 | 4,025 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 935 | 27,949 | SH | DFND | 48 | 27,949 | 0 | 0 | |
YAHOO! INC | COM | 984332106 | 193 | 12,200 | SH | DFND | 12,200 | 0 | 0 |