The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALCOA INC | COM | 013817101 | 7 | 750 | SH | Call | DFND | 750 | 0 | 0 | |
ALLSTATE CORP | COM | 020002101 | 36 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 199 | 521 | SH | Call | DFND | 48 | 521 | 0 | 0 |
APPLE INC | COM | 037833100 | 381 | 1,000 | SH | Put | DFND | 48 | 1,000 | 0 | 0 |
APPLE INC | COM | 037833100 | 28,408 | 74,500 | SH | DFND | 48 | 74,500 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 14 | 500 | SH | Call | DFND | 48 | 500 | 0 | 0 |
AT&T INC | COM | 00206R102 | 1,154 | 40,458 | SH | DFND | 48 | 40,458 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 14 | 2,298 | SH | Call | DFND | 48 | 2,298 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 66 | 10,734 | SH | Put | DFND | 48 | 10,734 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 915 | 149,477 | SH | DFND | 48 | 149,477 | 0 | 0 | |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 76 | 1,065 | SH | Call | DFND | 48 | 1,065 | 0 | 0 |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 207 | 2,910 | SH | Put | DFND | 48 | 2,910 | 0 | 0 |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 970 | 80,983 | SH | DFND | 80,983 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 139 | 23,523 | SH | Call | DFND | 48 | 23,523 | 0 | 0 |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1 | 214 | SH | Put | DFND | 48 | 214 | 0 | 0 |
BP PLC-SPONS ADR | SPON | 055622104 | 25 | 684 | SH | Call | DFND | 684 | 0 | 0 | |
BP PLC-SPONS ADR | SPON | 055622104 | 1,096 | 30,386 | SH | DFND | 30,386 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 74 | 2,346 | SH | Call | DFND | 2,346 | 0 | 0 | |
CATERPILLAR INC | COM | 149123101 | 55 | 740 | SH | Call | DFND | 48 | 740 | 0 | 0 |
CISCO SYSTEMS INC | COM | 17275R102 | 185 | 11,918 | SH | Call | DFND | 48 | 11,918 | 0 | 0 |
CISCO SYSTEMS INC | COM | 17275R102 | 32 | 2,045 | SH | Put | DFND | 48 | 2,045 | 0 | 0 |
CISCO SYSTEMS INC | COM | 17275R102 | 13,940 | 899,340 | SH | DFND | 48 | 899,340 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 52 | 2,034 | SH | Call | DFND | 2,034 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 95 | 3,700 | SH | Put | DFND | 3,700 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 1,187 | 46,333 | SH | DFND | 46,333 | 0 | 0 | ||
COCA-COLA CO/THE | COM | 191216100 | 28 | 420 | SH | Call | DFND | 420 | 0 | 0 | |
COCA-COLA CO/THE | COM | 191216100 | 34 | 500 | SH | Put | DFND | 500 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 173 | 2,740 | SH | DFND | 48 | 2,740 | 0 | 0 | |
DELL INC | COM | 24702R101 | 12 | 844 | SH | Call | DFND | 844 | 0 | 0 | |
DELL INC | COM | 24702R101 | 887 | 62,762 | SH | DFND | 62,762 | 0 | 0 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 35 | 874 | SH | Call | DFND | 48 | 874 | 0 | 0 |
EASTMAN KODAK CO | COM | 277461109 | 2 | 2,280 | SH | Put | DFND | 2,280 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 127 | 1,750 | SH | Call | DFND | 1,750 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 178 | 2,447 | SH | Put | DFND | 2,447 | 0 | 0 | |
FINANCIAL SELECT SECTOR SPDR | SBI | 81369Y605 | 65 | 5,500 | SH | Put | DFND | 5,500 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 26 | 2,654 | SH | Call | DFND | 2,654 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 8,135 | 841,280 | SH | DFND | 841,280 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 49 | 3,250 | SH | Call | DFND | 48 | 3,250 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 19 | 1,239 | SH | Put | DFND | 48 | 1,239 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 6,683 | 439,099 | SH | DFND | 48 | 439,099 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 141 | 9,256 | SH | DFND | 9,256 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 18 | 900 | SH | Call | DFND | 900 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 1,520 | 75,300 | SH | DFND | 75,300 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 8,025 | 244,142 | SH | DFND | 48 | 244,142 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 383 | 17,955 | SH | Call | DFND | 17,955 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 104 | 4,882 | SH | Put | DFND | 4,882 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 12,780 | 599,015 | SH | DFND | 599,015 | 0 | 0 | ||
INTL BUSINESS MACHINES CORP | COM | 459200101 | 3,043 | 17,403 | SH | DFND | 48 | 17,403 | 0 | 0 | |
ISHARES CHINA LARGE-CAP ETF | FTSE | 464287184 | 12 | 400 | SH | Put | DFND | 400 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 943 | 19,736 | SH | Call | DFND | 48 | 19,736 | 0 | 0 |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 607 | 12,695 | SH | Put | DFND | 48 | 12,695 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 1,689 | 48,121 | SH | Call | DFND | 48 | 48,121 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 1,923 | 54,801 | SH | Put | DFND | 48 | 54,801 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 12,834 | 365,683 | SH | DFND | 48 | 365,683 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 54 | 850 | SH | Call | DFND | 850 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 155 | 5,150 | SH | Call | DFND | 48 | 5,150 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 60 | 2,000 | SH | Put | DFND | 48 | 2,000 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,731 | 123,878 | SH | DFND | 48 | 123,878 | 0 | 0 | |
MERCK & CO. INC. | COM | 58933Y105 | 104 | 3,184 | SH | Call | DFND | 48 | 3,184 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 188 | 5,743 | SH | Put | DFND | 48 | 5,743 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 76 | 2,725 | SH | Call | DFND | 2,725 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 4,840 | 172,794 | SH | DFND | 172,794 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 15 | 3,050 | SH | Put | DFND | 3,050 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 884 | 35,527 | SH | Call | DFND | 48 | 35,527 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 586 | 23,529 | SH | Put | DFND | 48 | 23,529 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 30,712 | 1,233,920 | SH | DFND | 48 | 1,233,920 | 0 | 0 | |
MORGAN STANLEY | COM | 617446448 | 810 | 59,959 | SH | DFND | 48 | 59,959 | 0 | 0 | |
OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 7 | 100 | SH | DFND | 48 | 100 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 36 | 1,250 | SH | Put | DFND | 1,250 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 93 | 1,500 | SH | Call | DFND | 48 | 1,500 | 0 | 0 |
PFIZER INC | COM | 717081103 | 29 | 1,625 | SH | Call | DFND | 48 | 1,625 | 0 | 0 |
PFIZER INC | COM | 717081103 | 11 | 640 | SH | Put | DFND | 48 | 640 | 0 | 0 |
PFIZER INC | COM | 717081103 | 5,658 | 320,009 | SH | DFND | 48 | 320,009 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 226 | 12,795 | SH | DFND | 12,795 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | TR U | 78462F103 | 57 | 500 | SH | Put | DFND | 48 | 500 | 0 | 0 |
SPRINT COMMUNICATIONS INC | COM | 852061100 | 5 | 1,750 | SH | Put | DFND | 1,750 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 33 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 55 | 1,505 | SH | Call | DFND | 1,505 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,125 | 57,734 | SH | DFND | 57,734 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 83 | 1,600 | SH | Put | DFND | 48 | 1,600 | 0 | 0 |
WAL-MART STORES INC | COM | 931142103 | 876 | 16,882 | SH | DFND | 48 | 16,882 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 235 | 9,754 | SH | Call | DFND | 48 | 9,754 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 211 | 8,745 | SH | Put | DFND | 48 | 8,745 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 3,480 | 144,264 | SH | DFND | 48 | 144,264 | 0 | 0 | |
YAHOO! INC | COM | 984332106 | 38 | 2,900 | SH | Put | DFND | 2,900 | 0 | 0 |