0001390777-15-000112.txt : 20150828 0001390777-15-000112.hdr.sgml : 20150828 20150828124510 ACCESSION NUMBER: 0001390777-15-000112 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 EFFECTIVENESS DATE: 20150828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12592 FILM NUMBER: 151081167 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001390777 XXXXXXXX 09-30-2011 09-30-2011 true 1 NEW HOLDINGS Bank of New York Mellon Corp
ONE WALL STREET, 31ST FLOOR NEW YORK NY 10286
13F COMBINATION REPORT 028-12592 028-01190 Frank Russell Company N
Nicholas R. Darrow Senior Vice President 516-338-3740 /s/ Nicholas R. Darrow Uniondale NY 08-28-2015 1 85 165276 48 028-02009 The Bank of New York Mellon
INFORMATION TABLE 2 xml_filing.xml ALCOA INC COM 013817101 7 750 SH Call DFND 750 0 0 ALLSTATE CORP COM 020002101 36 1500 SH Call DFND 1500 0 0 APPLE INC COM 037833100 199 521 SH Call DFND 48 521 0 0 APPLE INC COM 037833100 381 1000 SH Put DFND 48 1000 0 0 APPLE INC COM 037833100 28408 74500 SH DFND 48 74500 0 0 AT&T INC COM 00206R102 14 500 SH Call DFND 48 500 0 0 AT&T INC COM 00206R102 1154 40458 SH DFND 48 40458 0 0 BANK OF AMERICA CORP COM 060505104 14 2298 SH Call DFND 48 2298 0 0 BANK OF AMERICA CORP COM 060505104 66 10734 SH Put DFND 48 10734 0 0 BANK OF AMERICA CORP COM 060505104 915 149477 SH DFND 48 149477 0 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 76 1065 SH Call DFND 48 1065 0 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 207 2910 SH Put DFND 48 2910 0 0 BLACKSTONE GROUP LP/THE COM 09253U108 970 80983 SH DFND 80983 0 0 BOSTON SCIENTIFIC CORP COM 101137107 139 23523 SH Call DFND 48 23523 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1 214 SH Put DFND 48 214 0 0 BP PLC-SPONS ADR SPON 055622104 25 684 SH Call DFND 684 0 0 BP PLC-SPONS ADR SPON 055622104 1096 30386 SH DFND 30386 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 74 2346 SH Call DFND 2346 0 0 CATERPILLAR INC COM 149123101 55 740 SH Call DFND 48 740 0 0 CISCO SYSTEMS INC COM 17275R102 185 11918 SH Call DFND 48 11918 0 0 CISCO SYSTEMS INC COM 17275R102 32 2045 SH Put DFND 48 2045 0 0 CISCO SYSTEMS INC COM 17275R102 13940 899340 SH DFND 48 899340 0 0 CITIGROUP INC COM 172967424 52 2034 SH Call DFND 2034 0 0 CITIGROUP INC COM 172967424 95 3700 SH Put DFND 3700 0 0 CITIGROUP INC COM 172967424 1187 46333 SH DFND 46333 0 0 COCA-COLA CO/THE COM 191216100 28 420 SH Call DFND 420 0 0 COCA-COLA CO/THE COM 191216100 34 500 SH Put DFND 500 0 0 CONOCOPHILLIPS COM 20825C104 173 2740 SH DFND 48 2740 0 0 DELL INC COM 24702R101 12 844 SH Call DFND 844 0 0 DELL INC COM 24702R101 887 62762 SH DFND 62762 0 0 DU PONT (E.I.) DE NEMOURS COM 263534109 35 874 SH Call DFND 48 874 0 0 EASTMAN KODAK CO COM 277461109 2 2280 SH Put DFND 2280 0 0 EXXON MOBIL CORP COM 30231G102 127 1750 SH Call DFND 1750 0 0 EXXON MOBIL CORP COM 30231G102 178 2447 SH Put DFND 2447 0 0 FINANCIAL SELECT SECTOR SPDR SBI 81369Y605 65 5500 SH Put DFND 5500 0 0 FORD MOTOR CO COM 345370860 26 2654 SH Call DFND 2654 0 0 FORD MOTOR CO COM 345370860 8135 841280 SH DFND 841280 0 0 GENERAL ELECTRIC CO COM 369604103 49 3250 SH Call DFND 48 3250 0 0 GENERAL ELECTRIC CO COM 369604103 19 1239 SH Put DFND 48 1239 0 0 GENERAL ELECTRIC CO COM 369604103 6683 439099 SH DFND 48 439099 0 0 GENERAL ELECTRIC CO COM 369604103 141 9256 SH DFND 9256 0 0 GENERAL MOTORS CO COM 37045V100 18 900 SH Call DFND 900 0 0 GENERAL MOTORS CO COM 37045V100 1520 75300 SH DFND 75300 0 0 HOME DEPOT INC COM 437076102 8025 244142 SH DFND 48 244142 0 0 INTEL CORP COM 458140100 383 17955 SH Call DFND 17955 0 0 INTEL CORP COM 458140100 104 4882 SH Put DFND 4882 0 0 INTEL CORP COM 458140100 12780 599015 SH DFND 599015 0 0 INTL BUSINESS MACHINES CORP COM 459200101 3043 17403 SH DFND 48 17403 0 0 ISHARES CHINA LARGE-CAP ETF FTSE 464287184 12 400 SH Put DFND 400 0 0 ISHARES MSCI EAFE ETF MSCI 464287465 943 19736 SH Call DFND 48 19736 0 0 ISHARES MSCI EAFE ETF MSCI 464287465 607 12695 SH Put DFND 48 12695 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 1689 48121 SH Call DFND 48 48121 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 1923 54801 SH Put DFND 48 54801 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 12834 365683 SH DFND 48 365683 0 0 JOHNSON & JOHNSON COM 478160104 54 850 SH Call DFND 850 0 0 JPMORGAN CHASE & CO COM 46625H100 155 5150 SH Call DFND 48 5150 0 0 JPMORGAN CHASE & CO COM 46625H100 60 2000 SH Put DFND 48 2000 0 0 JPMORGAN CHASE & CO COM 46625H100 3731 123878 SH DFND 48 123878 0 0 MERCK & CO. INC. COM 58933Y105 104 3184 SH Call DFND 48 3184 0 0 MERCK & CO. INC. COM 58933Y105 188 5743 SH Put DFND 48 5743 0 0 METLIFE INC COM 59156R108 76 2725 SH Call DFND 2725 0 0 METLIFE INC COM 59156R108 4840 172794 SH DFND 172794 0 0 MICRON TECHNOLOGY INC COM 595112103 15 3050 SH Put DFND 3050 0 0 MICROSOFT CORP COM 594918104 884 35527 SH Call DFND 48 35527 0 0 MICROSOFT CORP COM 594918104 586 23529 SH Put DFND 48 23529 0 0 MICROSOFT CORP COM 594918104 30712 1233920 SH DFND 48 1233920 0 0 MORGAN STANLEY COM 617446448 810 59959 SH DFND 48 59959 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 7 100 SH DFND 48 100 0 0 ORACLE CORP COM 68389X105 36 1250 SH Put DFND 1250 0 0 PEPSICO INC COM 713448108 93 1500 SH Call DFND 48 1500 0 0 PFIZER INC COM 717081103 29 1625 SH Call DFND 48 1625 0 0 PFIZER INC COM 717081103 11 640 SH Put DFND 48 640 0 0 PFIZER INC COM 717081103 5658 320009 SH DFND 48 320009 0 0 PFIZER INC COM 717081103 226 12795 SH DFND 12795 0 0 SPDR S&P 500 ETF TRUST TR U 78462F103 57 500 SH Put DFND 48 500 0 0 SPRINT COMMUNICATIONS INC COM 852061100 5 1750 SH Put DFND 1750 0 0 UNITED STATES STEEL CORP COM 912909108 33 1500 SH Call DFND 1500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 55 1505 SH Call DFND 1505 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2125 57734 SH DFND 57734 0 0 WAL-MART STORES INC COM 931142103 83 1600 SH Put DFND 48 1600 0 0 WAL-MART STORES INC COM 931142103 876 16882 SH DFND 48 16882 0 0 WELLS FARGO & CO COM 949746101 235 9754 SH Call DFND 48 9754 0 0 WELLS FARGO & CO COM 949746101 211 8745 SH Put DFND 48 8745 0 0 WELLS FARGO & CO COM 949746101 3480 144264 SH DFND 48 144264 0 0 YAHOO! INC COM 984332106 38 2900 SH Put DFND 2900 0 0