0001390777-15-000112.txt : 20150828
0001390777-15-000112.hdr.sgml : 20150828
20150828124510
ACCESSION NUMBER: 0001390777-15-000112
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
EFFECTIVENESS DATE: 20150828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12592
FILM NUMBER: 151081167
BUSINESS ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: ONE WALL STREET, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001390777
XXXXXXXX
09-30-2011
09-30-2011
true
1
NEW HOLDINGS
Bank of New York Mellon Corp
ONE WALL STREET, 31ST FLOOR
NEW YORK
NY
10286
13F COMBINATION REPORT
028-12592
028-01190
Frank Russell Company
N
Nicholas R. Darrow
Senior Vice President
516-338-3740
/s/ Nicholas R. Darrow
Uniondale
NY
08-28-2015
1
85
165276
48
028-02009
The Bank of New York Mellon
INFORMATION TABLE
2
xml_filing.xml
ALCOA INC
COM
013817101
7
750
SH
Call
DFND
750
0
0
ALLSTATE CORP
COM
020002101
36
1500
SH
Call
DFND
1500
0
0
APPLE INC
COM
037833100
199
521
SH
Call
DFND
48
521
0
0
APPLE INC
COM
037833100
381
1000
SH
Put
DFND
48
1000
0
0
APPLE INC
COM
037833100
28408
74500
SH
DFND
48
74500
0
0
AT&T INC
COM
00206R102
14
500
SH
Call
DFND
48
500
0
0
AT&T INC
COM
00206R102
1154
40458
SH
DFND
48
40458
0
0
BANK OF AMERICA CORP
COM
060505104
14
2298
SH
Call
DFND
48
2298
0
0
BANK OF AMERICA CORP
COM
060505104
66
10734
SH
Put
DFND
48
10734
0
0
BANK OF AMERICA CORP
COM
060505104
915
149477
SH
DFND
48
149477
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B
084670702
76
1065
SH
Call
DFND
48
1065
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B
084670702
207
2910
SH
Put
DFND
48
2910
0
0
BLACKSTONE GROUP LP/THE
COM
09253U108
970
80983
SH
DFND
80983
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
139
23523
SH
Call
DFND
48
23523
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
1
214
SH
Put
DFND
48
214
0
0
BP PLC-SPONS ADR
SPON
055622104
25
684
SH
Call
DFND
684
0
0
BP PLC-SPONS ADR
SPON
055622104
1096
30386
SH
DFND
30386
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
74
2346
SH
Call
DFND
2346
0
0
CATERPILLAR INC
COM
149123101
55
740
SH
Call
DFND
48
740
0
0
CISCO SYSTEMS INC
COM
17275R102
185
11918
SH
Call
DFND
48
11918
0
0
CISCO SYSTEMS INC
COM
17275R102
32
2045
SH
Put
DFND
48
2045
0
0
CISCO SYSTEMS INC
COM
17275R102
13940
899340
SH
DFND
48
899340
0
0
CITIGROUP INC
COM
172967424
52
2034
SH
Call
DFND
2034
0
0
CITIGROUP INC
COM
172967424
95
3700
SH
Put
DFND
3700
0
0
CITIGROUP INC
COM
172967424
1187
46333
SH
DFND
46333
0
0
COCA-COLA CO/THE
COM
191216100
28
420
SH
Call
DFND
420
0
0
COCA-COLA CO/THE
COM
191216100
34
500
SH
Put
DFND
500
0
0
CONOCOPHILLIPS
COM
20825C104
173
2740
SH
DFND
48
2740
0
0
DELL INC
COM
24702R101
12
844
SH
Call
DFND
844
0
0
DELL INC
COM
24702R101
887
62762
SH
DFND
62762
0
0
DU PONT (E.I.) DE NEMOURS
COM
263534109
35
874
SH
Call
DFND
48
874
0
0
EASTMAN KODAK CO
COM
277461109
2
2280
SH
Put
DFND
2280
0
0
EXXON MOBIL CORP
COM
30231G102
127
1750
SH
Call
DFND
1750
0
0
EXXON MOBIL CORP
COM
30231G102
178
2447
SH
Put
DFND
2447
0
0
FINANCIAL SELECT SECTOR SPDR
SBI
81369Y605
65
5500
SH
Put
DFND
5500
0
0
FORD MOTOR CO
COM
345370860
26
2654
SH
Call
DFND
2654
0
0
FORD MOTOR CO
COM
345370860
8135
841280
SH
DFND
841280
0
0
GENERAL ELECTRIC CO
COM
369604103
49
3250
SH
Call
DFND
48
3250
0
0
GENERAL ELECTRIC CO
COM
369604103
19
1239
SH
Put
DFND
48
1239
0
0
GENERAL ELECTRIC CO
COM
369604103
6683
439099
SH
DFND
48
439099
0
0
GENERAL ELECTRIC CO
COM
369604103
141
9256
SH
DFND
9256
0
0
GENERAL MOTORS CO
COM
37045V100
18
900
SH
Call
DFND
900
0
0
GENERAL MOTORS CO
COM
37045V100
1520
75300
SH
DFND
75300
0
0
HOME DEPOT INC
COM
437076102
8025
244142
SH
DFND
48
244142
0
0
INTEL CORP
COM
458140100
383
17955
SH
Call
DFND
17955
0
0
INTEL CORP
COM
458140100
104
4882
SH
Put
DFND
4882
0
0
INTEL CORP
COM
458140100
12780
599015
SH
DFND
599015
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
3043
17403
SH
DFND
48
17403
0
0
ISHARES CHINA LARGE-CAP ETF
FTSE
464287184
12
400
SH
Put
DFND
400
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
943
19736
SH
Call
DFND
48
19736
0
0
ISHARES MSCI EAFE ETF
MSCI
464287465
607
12695
SH
Put
DFND
48
12695
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
1689
48121
SH
Call
DFND
48
48121
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
1923
54801
SH
Put
DFND
48
54801
0
0
ISHARES MSCI EMERGING MARKET
MSCI
464287234
12834
365683
SH
DFND
48
365683
0
0
JOHNSON & JOHNSON
COM
478160104
54
850
SH
Call
DFND
850
0
0
JPMORGAN CHASE & CO
COM
46625H100
155
5150
SH
Call
DFND
48
5150
0
0
JPMORGAN CHASE & CO
COM
46625H100
60
2000
SH
Put
DFND
48
2000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3731
123878
SH
DFND
48
123878
0
0
MERCK & CO. INC.
COM
58933Y105
104
3184
SH
Call
DFND
48
3184
0
0
MERCK & CO. INC.
COM
58933Y105
188
5743
SH
Put
DFND
48
5743
0
0
METLIFE INC
COM
59156R108
76
2725
SH
Call
DFND
2725
0
0
METLIFE INC
COM
59156R108
4840
172794
SH
DFND
172794
0
0
MICRON TECHNOLOGY INC
COM
595112103
15
3050
SH
Put
DFND
3050
0
0
MICROSOFT CORP
COM
594918104
884
35527
SH
Call
DFND
48
35527
0
0
MICROSOFT CORP
COM
594918104
586
23529
SH
Put
DFND
48
23529
0
0
MICROSOFT CORP
COM
594918104
30712
1233920
SH
DFND
48
1233920
0
0
MORGAN STANLEY
COM
617446448
810
59959
SH
DFND
48
59959
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
7
100
SH
DFND
48
100
0
0
ORACLE CORP
COM
68389X105
36
1250
SH
Put
DFND
1250
0
0
PEPSICO INC
COM
713448108
93
1500
SH
Call
DFND
48
1500
0
0
PFIZER INC
COM
717081103
29
1625
SH
Call
DFND
48
1625
0
0
PFIZER INC
COM
717081103
11
640
SH
Put
DFND
48
640
0
0
PFIZER INC
COM
717081103
5658
320009
SH
DFND
48
320009
0
0
PFIZER INC
COM
717081103
226
12795
SH
DFND
12795
0
0
SPDR S&P 500 ETF TRUST
TR U
78462F103
57
500
SH
Put
DFND
48
500
0
0
SPRINT COMMUNICATIONS INC
COM
852061100
5
1750
SH
Put
DFND
1750
0
0
UNITED STATES STEEL CORP
COM
912909108
33
1500
SH
Call
DFND
1500
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
55
1505
SH
Call
DFND
1505
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2125
57734
SH
DFND
57734
0
0
WAL-MART STORES INC
COM
931142103
83
1600
SH
Put
DFND
48
1600
0
0
WAL-MART STORES INC
COM
931142103
876
16882
SH
DFND
48
16882
0
0
WELLS FARGO & CO
COM
949746101
235
9754
SH
Call
DFND
48
9754
0
0
WELLS FARGO & CO
COM
949746101
211
8745
SH
Put
DFND
48
8745
0
0
WELLS FARGO & CO
COM
949746101
3480
144264
SH
DFND
48
144264
0
0
YAHOO! INC
COM
984332106
38
2900
SH
Put
DFND
2900
0
0