Senior Vice President

0001390777-15-000111.txt : 20150828 0001390777-15-000111.hdr.sgml : 20150828 20150828124355 ACCESSION NUMBER: 0001390777-15-000111 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 EFFECTIVENESS DATE: 20150828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12592 FILM NUMBER: 151081163 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001390777 XXXXXXXX 03-31-2011 03-31-2011 true 2 NEW HOLDINGS Bank of New York Mellon Corp

ONE WALL STREET, 31ST FLOOR NEW YORK NY 10286

13F COMBINATION REPORT 028-12592 028-01190 Frank Russell Company N Nicholas R. Darrow Senior Vice President 516-338-3740 /s/ Nicholas R. Darrow Uniondale NY 08-28-2015 1 74 105474 48 028-02009 The Bank of New York Mellon INFORMATION TABLE 2 xml_filing.xml ALCOA INC COM 013817101 35 2000 SH DFND 2000 0 0 AMYLIN PHARMACEUTICALS LLC COM 032346108 3 247 SH DFND 48 247 0 0 AT&T INC COM 00206R102 142 4641 SH DFND 48 4641 0 0 AT&T INC COM 00206R102 18 600 SH Put DFND 48 600 0 0 BANK OF AMERICA CORP COM 060505104 1566 117458 SH DFND 48 117458 0 0 BANK OF AMERICA CORP COM 060505104 55 4098 SH Call DFND 48 4098 0 0 BANK OF AMERICA CORP COM 060505104 37 2800 SH Put DFND 48 2800 0 0 BARRICK GOLD CORP COM 067901108 1582 29700 SH DFND 29700 0 0 BB&T CORP COM 054937107 45 1630 SH Call DFND 1630 0 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 113 1353 SH Call DFND 48 1353 0 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 364 4350 SH Put DFND 48 4350 0 0 BLACKSTONE GROUP LP/THE COM 09253U108 2485 138980 SH DFND 138980 0 0 BOSTON SCIENTIFIC CORP COM 101137107 193 26808 SH Call DFND 48 26808 0 0 BP PLC-SPONS ADR SPON 055622104 1589 36000 SH DFND 36000 0 0 BP PLC-SPONS ADR SPON 055622104 30 684 SH Call DFND 684 0 0 BROCADE COMMUNICATIONS SYS COM 111621306 12 2000 SH Call DFND 2000 0 0 CEMEX SAB-SPONS ADR PART CER SPON 151290889 3 300 SH Call DFND 300 0 0 CINTAS CORP COM 172908105 2 72 SH DFND 48 72 0 0 CISCO SYSTEMS INC COM 17275R102 1131 65953 SH DFND 48 65953 0 0 CISCO SYSTEMS INC COM 17275R102 139 8094 SH Call DFND 48 8094 0 0 CISCO SYSTEMS INC COM 17275R102 96 5620 SH Put DFND 48 5620 0 0 CITIGROUP INC COM 172967101 186 42000 SH Call DFND 42000 0 0 CITIGROUP INC COM 172967101 23 5100 SH Put DFND 5100 0 0 COCA-COLA CO/THE COM 191216100 10 156 SH Call DFND 156 0 0 CONOCOPHILLIPS COM 20825C104 379 4743 SH DFND 48 4743 0 0 DU PONT (E.I.) DE NEMOURS COM 263534109 14 250 SH Call DFND 48 250 0 0 EASTMAN KODAK CO COM 277461109 6 1808 SH Call DFND 1808 0 0 EXPEDIA INC COM 30212P105 0 18 SH DFND 18 0 0 EXXON MOBIL CORP COM 30231G102 1673 19887 SH DFND 48 19887 0 0 EXXON MOBIL CORP COM 30231G102 143 1699 SH Call DFND 1699 0 0 EXXON MOBIL CORP COM 30231G102 25 300 SH Call DFND 48 300 0 0 EXXON MOBIL CORP COM 30231G102 139 1650 SH Put DFND 48 1650 0 0 FINANCIAL SELECT SECTOR SPDR SBI 81369Y605 51 3082 SH Call DFND 3082 0 0 FINANCIAL SELECT SECTOR SPDR SBI 81369Y605 123 7500 SH Put DFND 7500 0 0 FORD MOTOR CO COM 345370860 1900 127400 SH DFND 127400 0 0 FORD MOTOR CO COM 345370860 14 910 SH Call DFND 910 0 0 GENERAL ELECTRIC CO COM 369604103 7200 359094 SH DFND 48 359094 0 0 GENERAL ELECTRIC CO COM 369604103 245 12206 SH DFND 12206 0 0 GENERAL ELECTRIC CO COM 369604103 60 3000 SH Call DFND 48 3000 0 0 GENERAL ELECTRIC CO COM 369604103 299 14889 SH Put DFND 48 14889 0 0 HJ HEINZ CO COM 423074103 960 19673 SH DFND 19673 0 0 HOME DEPOT INC COM 437076102 4316 116462 SH DFND 48 116462 0 0 INTEL CORP COM 458140100 9732 492023 SH DFND 492023 0 0 INTEL CORP COM 458140100 20 995 SH Call DFND 995 0 0 INTEL CORP COM 458140100 49 2500 SH Put DFND 2500 0 0 ISHARES MSCI EAFE ETF MSCI 464287465 8755 145723 SH DFND 48 145723 0 0 ISHARES MSCI EAFE ETF MSCI 464287465 526 8752 SH Call DFND 48 8752 0 0 ISHARES MSCI EAFE ETF MSCI 464287465 2034 33860 SH Put DFND 48 33860 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 19251 395541 SH DFND 48 395541 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 1611 33091 SH Call DFND 48 33091 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 2057 42260 SH Put DFND 48 42260 0 0 ISHARES RUSSELL 2000 ETF RUSS 464287655 480 5700 SH DFND 5700 0 0 JOHNSON & JOHNSON COM 478160104 18 300 SH Call DFND 300 0 0 JPMORGAN CHASE & CO COM 46625H100 235 5087 SH Call DFND 48 5087 0 0 JPMORGAN CHASE & CO COM 46625H100 222 4806 SH Put DFND 48 4806 0 0 MERCK & CO. INC. COM 58933Y105 66 1986 SH Call DFND 48 1986 0 0 MERCK & CO. INC. COM 58933Y105 79 2400 SH Put DFND 48 2400 0 0 METLIFE INC COM 59156R108 1302 29100 SH DFND 29100 0 0 METLIFE INC COM 59156R108 89 2000 SH Call DFND 2000 0 0 MICROSOFT CORP COM 594918104 15834 609460 SH DFND 48 609460 0 0 MICROSOFT CORP COM 594918104 122 4700 SH Call DFND 48 4700 0 0 MICROSOFT CORP COM 594918104 96 3700 SH Put DFND 48 3700 0 0 MORGAN STANLEY COM 617446448 16 600 SH Put DFND 48 600 0 0 PFIZER INC COM 717081103 9765 480798 SH DFND 48 480798 0 0 PFIZER INC COM 717081103 168 8295 SH DFND 8295 0 0 PFIZER INC COM 717081103 46 2250 SH Call DFND 48 2250 0 0 PFIZER INC COM 717081103 107 5290 SH Put DFND 48 5290 0 0 RESEARCH IN MOTION COM 760975102 25 450 SH Put DFND 450 0 0 SPRINT COMMUNICATIONS INC COM 852061100 3 550 SH Put DFND 550 0 0 UNITED STATES STEEL CORP COM 912909108 81 1500 SH Call DFND 1500 0 0 WAL-MART STORES INC COM 931142103 11 200 SH Put DFND 48 200 0 0 WELLS FARGO & CO COM 949746101 5036 158802 SH DFND 48 158802 0 0 WELLS FARGO & CO COM 949746101 46 1454 SH Call DFND 48 1454 0 0 WELLS FARGO & CO COM 949746101 186 5881 SH Put DFND 48 5881 0 0