The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 24 | 259 | SH | DFND | 48 | 259 | 0 | 0 | |
ALLSTATE CORP | COM | 020002101 | 46 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 369 | 1,100 | SH | Call | DFND | 48 | 1,100 | 0 | 0 |
AT&T INC | COM | 00206R102 | 407 | 12,958 | SH | DFND | 48 | 12,958 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 19 | 600 | SH | Put | DFND | 48 | 600 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 3,260 | 297,477 | SH | DFND | 48 | 297,477 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 45 | 4,098 | SH | Call | DFND | 48 | 4,098 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 11 | 1,000 | SH | Put | DFND | 48 | 1,000 | 0 | 0 |
BB&T CORP | COM | 054937107 | 15 | 550 | SH | Call | DFND | 550 | 0 | 0 | |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 104 | 1,345 | SH | Call | DFND | 48 | 1,345 | 0 | 0 |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 19 | 250 | SH | Put | DFND | 48 | 250 | 0 | 0 |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 2,025 | 122,280 | SH | DFND | 122,280 | 0 | 0 | ||
BMC SOFTWARE INC | COM | 055921100 | 12 | 215 | SH | DFND | 48 | 215 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 201 | 29,140 | SH | Call | DFND | 48 | 29,140 | 0 | 0 |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1 | 214 | SH | Put | DFND | 48 | 214 | 0 | 0 |
BP PLC-SPONS ADR | SPON | 055622104 | 1,811 | 40,900 | SH | DFND | 40,900 | 0 | 0 | ||
BP PLC-SPONS ADR | SPON | 055622104 | 30 | 684 | SH | Call | DFND | 684 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 527 | 18,200 | SH | DFND | 18,200 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 29 | 1,000 | SH | Call | DFND | 1,000 | 0 | 0 | |
BROCADE COMMUNICATIONS SYS | COM | 111621306 | 11 | 1,700 | SH | DFND | 1,700 | 0 | 0 | ||
CARNIVAL CORP | PAIR | 143658300 | 15 | 389 | SH | DFND | 48 | 389 | 0 | 0 | |
CEMEX SAB-SPONS ADR PART CER | SPON | 151290889 | 3 | 300 | SH | Call | DFND | 300 | 0 | 0 | |
CHUBB CORP | COM | 171232101 | 4 | 61 | SH | DFND | 48 | 61 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 4,869 | 311,944 | SH | DFND | 48 | 311,944 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 186 | 11,941 | SH | Call | DFND | 48 | 11,941 | 0 | 0 |
CISCO SYSTEMS INC | COM | 17275R102 | 176 | 11,245 | SH | Put | DFND | 48 | 11,245 | 0 | 0 |
CITIGROUP INC | COM | 172967424 | 466 | 11,183 | SH | DFND | 11,183 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 237 | 5,693 | SH | Call | DFND | 5,693 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 154 | 3,700 | SH | Put | DFND | 3,700 | 0 | 0 | |
COCA-COLA CO/THE | COM | 191216100 | 10 | 156 | SH | Call | DFND | 156 | 0 | 0 | |
COMERICA INC | COM | 200340107 | 9 | 267 | SH | DFND | 48 | 267 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 533 | 7,094 | SH | DFND | 48 | 7,094 | 0 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 16 | 301 | SH | DFND | 48 | 301 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 47 | 458 | SH | DFND | 48 | 458 | 0 | 0 | |
DANAHER CORP | COM | 235851102 | 18 | 340 | SH | DFND | 48 | 340 | 0 | 0 | |
DELL INC | COM | 24702R101 | 249 | 14,962 | SH | DFND | 14,962 | 0 | 0 | ||
DELL INC | COM | 24702R101 | 25 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 14 | 250 | SH | Call | DFND | 48 | 250 | 0 | 0 |
EASTMAN KODAK CO | COM | 277461109 | 9 | 2,569 | SH | Put | DFND | 2,569 | 0 | 0 | |
EBAY INC | COM | 278642103 | 65 | 2,000 | SH | Put | DFND | 2,000 | 0 | 0 | |
ENERGIZER HOLDINGS INC | COM | 29266R108 | 9 | 125 | SH | DFND | 48 | 125 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 6,788 | 83,414 | SH | DFND | 83,414 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 65 | 795 | SH | Call | DFND | 48 | 795 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 12 | 150 | SH | Put | DFND | 48 | 150 | 0 | 0 |
FINANCIAL SELECT SECTOR SPDR | SBI | 81369Y605 | 38 | 2,500 | SH | Put | DFND | 2,500 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 3,759 | 272,600 | SH | DFND | 272,600 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 10,401 | 551,463 | SH | DFND | 48 | 551,463 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 68 | 3,606 | SH | DFND | 3,606 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 28 | 1,500 | SH | Call | DFND | 48 | 1,500 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 303 | 16,089 | SH | Put | DFND | 48 | 16,089 | 0 | 0 |
GENERAL MOTORS CO | COM | 37045V100 | 33 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 27 | 900 | SH | Call | DFND | 900 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 13 | 175 | SH | DFND | 48 | 175 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 4,607 | 127,188 | SH | DFND | 48 | 127,188 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 257 | 11,351 | SH | DFND | 11,351 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 287 | 12,651 | SH | Call | DFND | 12,651 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 175 | 7,707 | SH | Put | DFND | 7,707 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | COM | 459200101 | 3,111 | 18,135 | SH | DFND | 48 | 18,135 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 7,048 | 117,200 | SH | DFND | 48 | 117,200 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 340 | 5,653 | SH | Call | DFND | 48 | 5,653 | 0 | 0 |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 1,469 | 24,429 | SH | Put | DFND | 48 | 24,429 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 1,022 | 21,479 | SH | Call | DFND | 48 | 21,479 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 2,745 | 57,665 | SH | Put | DFND | 48 | 57,665 | 0 | 0 |
ISHARES RUSSELL 2000 ETF | RUSS | 464287655 | 489 | 5,900 | SH | DFND | 5,900 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | RUSS | 464287655 | 41 | 500 | SH | Call | DFND | 500 | 0 | 0 | |
ISHARES US REAL ESTATE ETF | DJ U | 464287739 | 90 | 1,500 | SH | Put | DFND | 1,500 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 70 | 1,050 | SH | Call | DFND | 1,050 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,641 | 40,078 | SH | DFND | 48 | 40,078 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 170 | 4,145 | SH | Call | DFND | 48 | 4,145 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 92 | 2,255 | SH | Put | DFND | 48 | 2,255 | 0 | 0 |
MEDTRONIC INC | COM | 585055106 | 2 | 64 | SH | DFND | 48 | 64 | 0 | 0 | |
MERCK & CO. INC. | COM | 58933Y105 | 49 | 1,400 | SH | Call | DFND | 48 | 1,400 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 94 | 2,675 | SH | Put | DFND | 48 | 2,675 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 554 | 12,621 | SH | DFND | 12,621 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 163 | 3,725 | SH | Call | DFND | 3,725 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 424 | 56,700 | SH | DFND | 56,700 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 23,650 | 909,633 | SH | DFND | 48 | 909,633 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,181 | 45,437 | SH | Call | DFND | 48 | 45,437 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 346 | 13,319 | SH | Put | DFND | 48 | 13,319 | 0 | 0 |
MORGAN STANLEY | COM | 617446448 | 14 | 600 | SH | Put | DFND | 48 | 600 | 0 | 0 |
MOTOROLA SOLUTIONS INC | COM | 620076307 | 6 | 125 | SH | DFND | 48 | 125 | 0 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 3 | 201 | SH | DFND | 48 | 201 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 3 | 59 | SH | DFND | 48 | 59 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 78 | 2,375 | SH | Put | DFND | 48 | 2,375 | 0 | 0 |
PFIZER INC | COM | 717081103 | 9,316 | 452,227 | SH | DFND | 48 | 452,227 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 107 | 5,195 | SH | DFND | 5,195 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 19 | 900 | SH | Call | DFND | 48 | 900 | 0 | 0 |
PFIZER INC | COM | 717081103 | 37 | 1,790 | SH | Put | DFND | 48 | 1,790 | 0 | 0 |
PNC FINANCIAL SERVICES GROUP | COM | 693475105 | 15 | 250 | SH | DFND | 48 | 250 | 0 | 0 | |
PRAXAIR INC | COM | 74005P104 | 24 | 220 | SH | DFND | 48 | 220 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 28 | 500 | SH | Call | DFND | 48 | 500 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 28 | 500 | SH | Put | DFND | 48 | 500 | 0 | 0 |
RESEARCH IN MOTION | COM | 760975102 | 1,232 | 42,700 | SH | DFND | 42,700 | 0 | 0 | ||
SCHWAB (CHARLES) CORP | COM | 808513105 | 1 | 33 | SH | DFND | 48 | 33 | 0 | 0 | |
SPRINT COMMUNICATIONS INC | COM | 852061100 | 3 | 550 | SH | Put | DFND | 550 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 19 | 397 | SH | DFND | 48 | 397 | 0 | 0 | |
TIME WARNER INC | COM | 887317303 | 7 | 194 | SH | DFND | 48 | 194 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 69 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 11 | 200 | SH | Put | DFND | 48 | 200 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 2,387 | 85,070 | SH | DFND | 48 | 85,070 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 174 | 6,188 | SH | Call | DFND | 48 | 6,188 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 216 | 7,681 | SH | Put | DFND | 48 | 7,681 | 0 | 0 |
YAHOO! INC | COM | 984332106 | 5 | 300 | SH | DFND | 300 | 0 | 0 |