The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLSTATE CORP | COM | 020002101 | 41 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 15 | 500 | SH | Call | DFND | 48 | 500 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 2,444 | 439,577 | SH | DFND | 48 | 439,577 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 16 | 2,798 | SH | Call | DFND | 48 | 2,798 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 98 | 17,569 | SH | Put | DFND | 48 | 17,569 | 0 | 0 |
BANK OF AMERICA CORP | COM | 060505104 | 58 | 10,500 | SH | Put | DFND | 10,500 | 0 | 0 | |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 100 | 1,310 | SH | Put | DFND | 48 | 1,310 | 0 | 0 |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 30 | 392 | SH | Call | DFND | 48 | 392 | 0 | 0 |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 1,292 | 92,192 | SH | DFND | 92,192 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 98 | 18,321 | SH | Call | DFND | 48 | 18,321 | 0 | 0 |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 297 | 55,707 | SH | Put | DFND | 48 | 55,707 | 0 | 0 |
BP PLC-SPONS ADR | SPON | 055622104 | 901 | 21,086 | SH | DFND | 21,086 | 0 | 0 | ||
BP PLC-SPONS ADR | SPON | 055622104 | 18 | 424 | SH | Call | DFND | 424 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 83 | 2,346 | SH | Call | DFND | 2,346 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 139 | 3,957 | SH | Put | DFND | 3,957 | 0 | 0 | |
CATERPILLAR INC | COM | 149123101 | 67 | 740 | SH | Call | DFND | 48 | 740 | 0 | 0 |
CISCO SYSTEMS INC | COM | 17275R102 | 6,764 | 374,140 | SH | DFND | 48 | 374,140 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 9 | 500 | SH | Call | DFND | 500 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 9 | 500 | SH | Put | DFND | 500 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 338 | 18,698 | SH | Put | DFND | 48 | 18,698 | 0 | 0 |
CITIGROUP INC | COM | 172967424 | 1,576 | 59,883 | SH | DFND | 59,883 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 94 | 3,569 | SH | Call | DFND | 3,569 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 27 | 1,020 | SH | Put | DFND | 1,020 | 0 | 0 | |
COCA-COLA CO/THE | COM | 191216100 | 404 | 5,778 | SH | DFND | 48 | 5,778 | 0 | 0 | |
COCA-COLA CO/THE | COM | 191216100 | 98 | 1,400 | SH | Put | DFND | 48 | 1,400 | 0 | 0 |
COCA-COLA CO/THE | COM | 191216100 | 29 | 420 | SH | Call | DFND | 420 | 0 | 0 | |
COCA-COLA CO/THE | COM | 191216100 | 29 | 420 | SH | Put | DFND | 420 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 586 | 8,040 | SH | DFND | 48 | 8,040 | 0 | 0 | |
DELL INC | COM | 24702R101 | 842 | 57,562 | SH | DFND | 57,562 | 0 | 0 | ||
DELL INC | COM | 24702R101 | 12 | 844 | SH | Call | DFND | 844 | 0 | 0 | |
DELL INC | COM | 24702R101 | 11 | 723 | SH | Put | DFND | 723 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 3,989 | 47,058 | SH | DFND | 48 | 47,058 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 93 | 1,099 | SH | Put | DFND | 1,099 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 148 | 1,750 | SH | Call | DFND | 1,750 | 0 | 0 | |
FINANCIAL SELECT SECTOR SPDR | SBI | 81369Y605 | 7 | 500 | SH | Put | DFND | 500 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 7,923 | 736,322 | SH | DFND | 736,322 | 0 | 0 | ||
FORD MOTOR CO | COM | 345370860 | 161 | 14,993 | SH | Put | DFND | 14,993 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 50 | 4,654 | SH | Call | DFND | 4,654 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 8,823 | 492,645 | SH | DFND | 48 | 492,645 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 87 | 4,856 | SH | DFND | 4,856 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 9 | 485 | SH | Put | DFND | 485 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 184 | 10,250 | SH | Put | DFND | 48 | 10,250 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 69 | 3,830 | SH | Call | DFND | 48 | 3,830 | 0 | 0 |
GENERAL MOTORS CO | COM | 37045V100 | 1,806 | 89,100 | SH | DFND | 89,100 | 0 | 0 | ||
GENERAL MOTORS CO | COM | 37045V100 | 18 | 900 | SH | Call | DFND | 900 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 28 | 1,400 | SH | Put | DFND | 1,400 | 0 | 0 | |
HASBRO INC | COM | 418056107 | 11 | 350 | SH | Call | DFND | 350 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 128 | 3,050 | SH | Put | DFND | 48 | 3,050 | 0 | 0 |
INTEL CORP | COM | 458140100 | 2,328 | 96,000 | SH | DFND | 96,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 121 | 5,000 | SH | DFND | 48 | 5,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 24 | 1,000 | SH | Call | DFND | 48 | 1,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 230 | 9,500 | SH | Put | DFND | 48 | 9,500 | 0 | 0 |
INTEL CORP | COM | 458140100 | 468 | 19,299 | SH | Call | DFND | 19,299 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 161 | 6,646 | SH | Put | DFND | 6,646 | 0 | 0 | |
INTL BUSINESS MACHINES CORP | COM | 459200101 | 69 | 377 | SH | DFND | 48 | 377 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 702 | 14,178 | SH | Put | DFND | 48 | 14,178 | 0 | 0 |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 604 | 12,190 | SH | Call | DFND | 48 | 12,190 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 21,031 | 554,316 | SH | DFND | 48 | 554,316 | 0 | 0 | |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 2,395 | 63,115 | SH | Put | DFND | 48 | 63,115 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 1,061 | 27,972 | SH | Call | DFND | 48 | 27,972 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 131 | 2,000 | SH | Put | DFND | 48 | 2,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 66 | 1,000 | SH | Call | DFND | 48 | 1,000 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 56 | 850 | SH | Call | DFND | 850 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,826 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 83 | 2,500 | SH | Call | DFND | 48 | 2,500 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 67 | 2,000 | SH | Put | DFND | 48 | 2,000 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 121 | 3,625 | SH | Put | DFND | 3,625 | 0 | 0 | |
MARSH & MCLENNAN COS | COM | 571748102 | 21 | 679 | SH | Put | DFND | 48 | 679 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 4,960 | 131,554 | SH | DFND | 48 | 131,554 | 0 | 0 | |
MERCK & CO. INC. | COM | 58933Y105 | 90 | 2,384 | SH | Call | DFND | 48 | 2,384 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 259 | 6,881 | SH | Put | DFND | 48 | 6,881 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 1,995 | 63,994 | SH | DFND | 63,994 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 66 | 2,125 | SH | Put | DFND | 2,125 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 54 | 1,725 | SH | Call | DFND | 1,725 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 24 | 3,850 | SH | Put | DFND | 3,850 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 0 | 34 | SH | Call | DFND | 34 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 32,142 | 1,238,120 | SH | DFND | 48 | 1,238,120 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,054 | 40,613 | SH | Put | DFND | 48 | 40,613 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 836 | 32,202 | SH | Call | DFND | 48 | 32,202 | 0 | 0 |
MORGAN STANLEY | COM | 617446448 | 45 | 3,000 | SH | Call | DFND | 3,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 41 | 1,895 | SH | DFND | 1,895 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 15,640 | 722,758 | SH | DFND | 48 | 722,758 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 14 | 669 | SH | Put | DFND | 669 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 622 | 28,750 | SH | Put | DFND | 48 | 28,750 | 0 | 0 |
PFIZER INC | COM | 717081103 | 49 | 2,242 | SH | Call | DFND | 48 | 2,242 | 0 | 0 |
QUALCOMM INC | COM | 747525103 | 71 | 2,160 | SH | Put | DFND | 2,160 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 98 | 1,800 | SH | Call | DFND | 1,800 | 0 | 0 | |
SPDR S&P 500 ETF TRUST | TR U | 78462F103 | 4,318 | 34,404 | SH | DFND | 48 | 34,404 | 0 | 0 | |
SPDR S&P 500 ETF TRUST | TR U | 78462F103 | 126 | 1,000 | SH | Put | DFND | 48 | 1,000 | 0 | 0 |
SPRINT COMMUNICATIONS INC | COM | 852061100 | 4 | 1,750 | SH | Put | DFND | 1,750 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 40 | 1,500 | SH | Call | DFND | 1,500 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,661 | 66,334 | SH | DFND | 66,334 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 60 | 1,505 | SH | Call | DFND | 1,505 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 124 | 3,100 | SH | Put | DFND | 3,100 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 84 | 1,400 | SH | Put | DFND | 48 | 1,400 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 154 | 5,604 | SH | Call | DFND | 48 | 5,604 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 298 | 10,825 | SH | Put | DFND | 48 | 10,825 | 0 | 0 |
YAHOO! INC | COM | 984332106 | 10 | 596 | SH | Put | DFND | 596 | 0 | 0 |