Senior Vice President

0001390777-15-000109.txt : 20150828 0001390777-15-000109.hdr.sgml : 20150828 20150828124127 ACCESSION NUMBER: 0001390777-15-000109 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 EFFECTIVENESS DATE: 20150828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12592 FILM NUMBER: 151081146 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001390777 XXXXXXXX 12-31-2011 12-31-2011 true 1 NEW HOLDINGS Bank of New York Mellon Corp

ONE WALL STREET, 31ST FLOOR NEW YORK NY 10286

13F COMBINATION REPORT 028-12592 028-01190 Frank Russell Company N Nicholas R. Darrow Senior Vice President 516-338-3740 /s/ Nicholas R. Darrow Uniondale NY 08-28-2015 1 98 138563 48 028-02009 The Bank of New York Mellon INFORMATION TABLE 2 xml_filing.xml ALLSTATE CORP COM 020002101 41 1500 SH Call DFND 1500 0 0 AT&T INC COM 00206R102 15 500 SH Call DFND 48 500 0 0 BANK OF AMERICA CORP COM 060505104 2444 439577 SH DFND 48 439577 0 0 BANK OF AMERICA CORP COM 060505104 16 2798 SH Call DFND 48 2798 0 0 BANK OF AMERICA CORP COM 060505104 98 17569 SH Put DFND 48 17569 0 0 BANK OF AMERICA CORP COM 060505104 58 10500 SH Put DFND 10500 0 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 100 1310 SH Put DFND 48 1310 0 0 BERKSHIRE HATHAWAY INC-CL B CL B 084670702 30 392 SH Call DFND 48 392 0 0 BLACKSTONE GROUP LP/THE COM 09253U108 1292 92192 SH DFND 92192 0 0 BOSTON SCIENTIFIC CORP COM 101137107 98 18321 SH Call DFND 48 18321 0 0 BOSTON SCIENTIFIC CORP COM 101137107 297 55707 SH Put DFND 48 55707 0 0 BP PLC-SPONS ADR SPON 055622104 901 21086 SH DFND 21086 0 0 BP PLC-SPONS ADR SPON 055622104 18 424 SH Call DFND 424 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 83 2346 SH Call DFND 2346 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 139 3957 SH Put DFND 3957 0 0 CATERPILLAR INC COM 149123101 67 740 SH Call DFND 48 740 0 0 CISCO SYSTEMS INC COM 17275R102 6764 374140 SH DFND 48 374140 0 0 CISCO SYSTEMS INC COM 17275R102 9 500 SH Call DFND 500 0 0 CISCO SYSTEMS INC COM 17275R102 9 500 SH Put DFND 500 0 0 CISCO SYSTEMS INC COM 17275R102 338 18698 SH Put DFND 48 18698 0 0 CITIGROUP INC COM 172967424 1576 59883 SH DFND 59883 0 0 CITIGROUP INC COM 172967424 94 3569 SH Call DFND 3569 0 0 CITIGROUP INC COM 172967424 27 1020 SH Put DFND 1020 0 0 COCA-COLA CO/THE COM 191216100 404 5778 SH DFND 48 5778 0 0 COCA-COLA CO/THE COM 191216100 98 1400 SH Put DFND 48 1400 0 0 COCA-COLA CO/THE COM 191216100 29 420 SH Call DFND 420 0 0 COCA-COLA CO/THE COM 191216100 29 420 SH Put DFND 420 0 0 CONOCOPHILLIPS COM 20825C104 586 8040 SH DFND 48 8040 0 0 DELL INC COM 24702R101 842 57562 SH DFND 57562 0 0 DELL INC COM 24702R101 12 844 SH Call DFND 844 0 0 DELL INC COM 24702R101 11 723 SH Put DFND 723 0 0 EXXON MOBIL CORP COM 30231G102 3989 47058 SH DFND 48 47058 0 0 EXXON MOBIL CORP COM 30231G102 93 1099 SH Put DFND 1099 0 0 EXXON MOBIL CORP COM 30231G102 148 1750 SH Call DFND 1750 0 0 FINANCIAL SELECT SECTOR SPDR SBI 81369Y605 7 500 SH Put DFND 500 0 0 FORD MOTOR CO COM 345370860 7923 736322 SH DFND 736322 0 0 FORD MOTOR CO COM 345370860 161 14993 SH Put DFND 14993 0 0 FORD MOTOR CO COM 345370860 50 4654 SH Call DFND 4654 0 0 GENERAL ELECTRIC CO COM 369604103 8823 492645 SH DFND 48 492645 0 0 GENERAL ELECTRIC CO COM 369604103 87 4856 SH DFND 4856 0 0 GENERAL ELECTRIC CO COM 369604103 9 485 SH Put DFND 485 0 0 GENERAL ELECTRIC CO COM 369604103 184 10250 SH Put DFND 48 10250 0 0 GENERAL ELECTRIC CO COM 369604103 69 3830 SH Call DFND 48 3830 0 0 GENERAL MOTORS CO COM 37045V100 1806 89100 SH DFND 89100 0 0 GENERAL MOTORS CO COM 37045V100 18 900 SH Call DFND 900 0 0 GENERAL MOTORS CO COM 37045V100 28 1400 SH Put DFND 1400 0 0 HASBRO INC COM 418056107 11 350 SH Call DFND 350 0 0 HOME DEPOT INC COM 437076102 128 3050 SH Put DFND 48 3050 0 0 INTEL CORP COM 458140100 2328 96000 SH DFND 96000 0 0 INTEL CORP COM 458140100 121 5000 SH DFND 48 5000 0 0 INTEL CORP COM 458140100 24 1000 SH Call DFND 48 1000 0 0 INTEL CORP COM 458140100 230 9500 SH Put DFND 48 9500 0 0 INTEL CORP COM 458140100 468 19299 SH Call DFND 19299 0 0 INTEL CORP COM 458140100 161 6646 SH Put DFND 6646 0 0 INTL BUSINESS MACHINES CORP COM 459200101 69 377 SH DFND 48 377 0 0 ISHARES MSCI EAFE ETF MSCI 464287465 702 14178 SH Put DFND 48 14178 0 0 ISHARES MSCI EAFE ETF MSCI 464287465 604 12190 SH Call DFND 48 12190 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 21031 554316 SH DFND 48 554316 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 2395 63115 SH Put DFND 48 63115 0 0 ISHARES MSCI EMERGING MARKET MSCI 464287234 1061 27972 SH Call DFND 48 27972 0 0 JOHNSON & JOHNSON COM 478160104 131 2000 SH Put DFND 48 2000 0 0 JOHNSON & JOHNSON COM 478160104 66 1000 SH Call DFND 48 1000 0 0 JOHNSON & JOHNSON COM 478160104 56 850 SH Call DFND 850 0 0 JPMORGAN CHASE & CO COM 46625H100 2826 85000 SH DFND 85000 0 0 JPMORGAN CHASE & CO COM 46625H100 83 2500 SH Call DFND 48 2500 0 0 JPMORGAN CHASE & CO COM 46625H100 67 2000 SH Put DFND 48 2000 0 0 JPMORGAN CHASE & CO COM 46625H100 121 3625 SH Put DFND 3625 0 0 MARSH & MCLENNAN COS COM 571748102 21 679 SH Put DFND 48 679 0 0 MERCK & CO. 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