-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LndaYMlP2Z5CTrd80s6w/CjU8CiLo4PdFNOdoXnvf0C0RbZ3qya4rTNKetyoJDbx cS/I/JOjEbM5U7moveK++Q== 0001193125-08-122151.txt : 20080527 0001193125-08-122151.hdr.sgml : 20080526 20080527101638 ACCESSION NUMBER: 0001193125-08-122151 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080520 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 08859629 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) – May 20, 2008

 

 

THE BANK OF NEW YORK MELLON CORPORATION

(Exact name of registrant as specified in charter)

 

 

 

Delaware   000-52710   13-2614959

(State or other jurisdiction

of incorporation)

   (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

One Wall Street

New York, New York

   10286
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code – (212) 495-1784

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.02. DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.

 

  (b) Bruce W. Van Saun will cease to serve as Chief Financial Officer of the registrant effective July 1, 2008. In connection with such cessation, Mr. Van Saun will receive the payments and other benefits provided for in Section 3(a) of his Transition Agreement with The Bank of New York Company, Inc. (“BNY Co.”), dated June 25, 2007 and filed as Exhibit 10.5 to the Current Report on Form 8-K dated June 28, 2007 filed by BNY Co. and incorporated by reference herein, which Transition Agreement was assumed by the registrant pursuant to the merger of BNY Co. into the registrant on July 1, 2007.

 

  (c) Thomas P. (Todd) Gibbons, age 51, will become the registrant’s new Chief Financial Officer effective July 1, 2008. Mr. Gibbons has served as Senior Executive Vice President and Chief Risk Officer of the registrant since the merger of BNY Co. and Mellon Financial Corporation into the registrant on July 1, 2007. Mr. Gibbons has also served as Senior Executive Vice President of The Bank of New York and Vice President of Mellon Bank, N.A. since the merger. Prior to the merger, Mr. Gibbons served as Senior Executive Vice President and Chief Financial Officer of BNY Co. from September 2006 until June 2007. He also served as Senior Executive Vice President of The Bank of New York from April 2005 until June 2007, and as Chief Financial Officer of The Bank of New York from September 2006 until June 2007. Mr. Gibbons served as Executive Vice President of The Bank of New York from at least 2002 until April 2005. Mr. Gibbons also served as Chief Risk Officer of BNY Co. from at least 2002 until September 2006.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  The Bank of New York Mellon Corporation
 

(Registrant)

Date: May 27, 2008   By:  

/s/ Arlie R. Nogay

  Name:   Arlie R. Nogay
  Title:   Corporate Secretary
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