0000899243-18-025346.txt : 20180926 0000899243-18-025346.hdr.sgml : 20180926 20180926194340 ACCESSION NUMBER: 0000899243-18-025346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180924 FILED AS OF DATE: 20180926 DATE AS OF CHANGE: 20180926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lopez Fabio CENTRAL INDEX KEY: 0001724449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089191 MAIL ADDRESS: STREET 1: C/O SELLAS LIFE SCIENCES GROUP, INC. STREET 2: 2000 CROW CANYON PLACE, STE. 380 CITY: SAN RAMON STATE: CA ZIP: 94583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EQC Private Markets SAC Fund II Ltd-EQC Biotech Sely S Fund CENTRAL INDEX KEY: 0001724585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089192 BUSINESS ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 BUSINESS PHONE: (441) 295-2233 MAIL ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EQC Private Markets SAC Fund Ltd-EQC Biotech Sely I Fund CENTRAL INDEX KEY: 0001724529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089193 BUSINESS ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 BUSINESS PHONE: (441) 295-2233 MAIL ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EQC Private Markets SAC Fund Ltd-EQC Biotech Sely II Fund` CENTRAL INDEX KEY: 0001724530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089194 BUSINESS ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 BUSINESS PHONE: (441) 295-2233 MAIL ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Equilibria Capital Management Ltd CENTRAL INDEX KEY: 0001724701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089195 BUSINESS ADDRESS: STREET 1: O'HARA HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 BUSINESS PHONE: (441) 295-2233 MAIL ADDRESS: STREET 1: O'HARA HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castilian Ltd. CENTRAL INDEX KEY: 0001724523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089196 BUSINESS ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: O'HARA HOUSE, ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 BUSINESS PHONE: (441) 295-2233 MAIL ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: O'HARA HOUSE, ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Varibobi Financial Holdings Ltd CENTRAL INDEX KEY: 0001724811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089197 BUSINESS ADDRESS: STREET 1: C/O SELLAS LIFE SCIENCES GROUP, INC. STREET 2: 2000 CROW CANYON PLACE, STE. 380 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: (855) 855-4253 MAIL ADDRESS: STREET 1: C/O SELLAS LIFE SCIENCES GROUP, INC. STREET 2: 2000 CROW CANYON PLACE, STE. 380 CITY: SAN RAMON STATE: CA ZIP: 94583 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tafur Daniel CENTRAL INDEX KEY: 0001724558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089198 MAIL ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: O'HARA HOUSE, ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EQC Private Markets II SAC Fund Ltd-EQC Biotech Sely III Fund CENTRAL INDEX KEY: 0001724539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33958 FILM NUMBER: 181089199 BUSINESS ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 BUSINESS PHONE: (441) 295-2233 MAIL ADDRESS: STREET 1: C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SELLAS Life Sciences Group, Inc. CENTRAL INDEX KEY: 0001390478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 WEST 38TH STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (917) 438-4353 MAIL ADDRESS: STREET 1: 15 WEST 38TH STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Galena Biopharma, Inc. DATE OF NAME CHANGE: 20110926 FORMER COMPANY: FORMER CONFORMED NAME: RXi Pharmaceuticals Corp DATE OF NAME CHANGE: 20110926 FORMER COMPANY: FORMER CONFORMED NAME: GALENA BIOPHARMA, INC. DATE OF NAME CHANGE: 20110922 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-24 1 0001390478 SELLAS Life Sciences Group, Inc. SLS 0001724449 Lopez Fabio EQUILIBRIA CAPITAL MANAGEMENT LTD. ONE BERMUDIANA ROAD HAMILTON D0 HM08 BERMUDA 0 0 0 1 Former Director, 10% holder 0001724585 EQC Private Markets SAC Fund II Ltd-EQC Biotech Sely S Fund C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. HAMILTON D0 HM08 BERMUDA 0 0 1 0 0001724529 EQC Private Markets SAC Fund Ltd-EQC Biotech Sely I Fund C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. HAMILTON D0 HM08 BERMUDA 0 0 1 0 0001724530 EQC Private Markets SAC Fund Ltd-EQC Biotech Sely II Fund` C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. ONE BERMUDIANA ROAD HAMILTON D0 HM08 BERMUDA 0 0 1 0 0001724701 Equilibria Capital Management Ltd C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. ONE BERMUDIANA ROAD HAMILTON D0 HM08 BERMUDA 0 0 1 0 0001724523 Castilian Ltd. C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. ONE BERMUDIANA ROAD HAMILTON D0 HM08 BERMUDA 0 0 1 0 0001724811 Varibobi Financial Holdings Ltd C/O EQUILIABRIA CAPITAL MANAGEMENT LTD. O'HARA HOUSE, ONE BERMUDIANA ROAD HAMILTON D0 HM08 BERMUDA 0 0 1 0 0001724558 Tafur Daniel C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. ONE BERMUDIANA ROAD HAMILTON D0 HM08 BERMUDA 0 0 1 0 0001724539 EQC Private Markets II SAC Fund Ltd-EQC Biotech Sely III Fund C/O EQUILIBRIA CAPITAL MANAGEMENT LTD. ONE BERMUDIANA ROAD HAMILTON HM08 0 0 1 0 Common Stock 2018-09-24 4 J 0 1521863 0.00 D 0 D Common Stock 2018-09-24 4 J 0 676324 0.00 D 0 D Common Stock 2018-09-24 4 J 0 325799 0.00 D 0 D EQC Private Markets SAC Fund II Ltd-EQC Biotech Sely S Fund ("Sely S") distributed 1,521,863 shares to its partners on a pro rata basis, for no consideration. As a partner of Sely S, Fabio Lopez, received 19,524 of the shares distributed by Sely S. EQC Private Markets SAC Fund Ltd-EQC Biotech Sely I Fund ("Sely I") distributed 676,324 shares to its partners on a pro rata basis, for no consideration. As partners of Sely I, Daniel Tafur and Equilibria Capital Management received 13,871 and 107,619, respectively, of the shares distributed by Sely I. EQC Private Markets SAC Fund Ltd-EQC Biotech Sely II Fund ("Sely II") distributed 325,799 shares to its partners on a pro rata basis, for no consideration. As partners of Sely II, Fabio Lopez and Daniel Tafur received 6,325 and 2,372, respectively, of the shares distributed by Sely II. Fabio Lopez, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 EQC Private Markets SAC Fund II Ltd EQC Biotech Sely S Fund, Daniel Tafur, Director, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 EQC Private Markets SAC Fund Ltd EQC Biotech Sely I Fund, Daniel Tafur, Director, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 EQC Private Markets SAC Fund Ltd EQC Biotech Sely II Fund, Daniel Tafur, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 EQC Private Markets II SAC Fund Ltd EQC Biotech Sely III Fund, Daniel Tafur, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 Equilibria Capital Management Limited, Daniel Tafur, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 Castilian, Ltd., Daniel Tafur, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 Varibobi Financial Holdings Ltd., Fabio Lopez, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25 Daniel Tafur, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-09-25