The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERDEEN STD PLATINUM ETF TR | PHYSCL PLATM SHS | 003260106 | 533 | 6,350 | SH | SOLE | None | 6,350 | 0 | 0 | |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 5,020 | 4,340,000 | PRN | SOLE | None | 0 | 0 | 4,340,000 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,058 | 7,000 | SH | SOLE | None | 7,000 | 0 | 0 | |
| ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 1,399 | 1,260,000 | PRN | SOLE | None | 0 | 0 | 1,260,000 | |
| ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 1,048 | 1,050,000 | PRN | SOLE | None | 0 | 0 | 1,050,000 | |
| AMAZON COM INC | COM | 023135106 | 8,807 | 2,797 | SH | SOLE | None | 2,797 | 0 | 0 | |
| ARES CAPITAL CORP | NOTE 3.750% 2/0 | 04010LAT0 | 3,584 | 3,515,000 | PRN | SOLE | None | 0 | 0 | 3,515,000 | |
| BERRY CORP | COM | 08579X101 | 98 | 31,000 | SH | SOLE | None | 31,000 | 0 | 0 | |
| BILL COM HLDGS INC | COM | 090043100 | 4,742 | 47,277 | SH | SOLE | None | 47,277 | 0 | 0 | |
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 3,368 | 3,220,000 | PRN | SOLE | None | 0 | 0 | 3,220,000 | |
| BLACKLINE INC | NOTE 0.125% 8/0 | 09239BAB5 | 1,565 | 1,135,000 | PRN | SOLE | None | 0 | 0 | 1,135,000 | |
| PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 1,385 | 1,300,000 | PRN | SOLE | None | 0 | 0 | 1,300,000 | |
| CONSTELLATION PHARMCETICLS I | COM | 210373106 | 1,841 | 90,850 | SH | SOLE | None | 90,850 | 0 | 0 | |
| DADA NEXUS LTD | ADS | 23344D108 | 2,382 | 90,000 | SH | SOLE | None | 90,000 | 0 | 0 | |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | 5,849 | 86,407 | SH | SOLE | None | 86,407 | 0 | 0 | |
| ENDAVA PLC | ADS | 29260V105 | 2,147 | 34,000 | SH | SOLE | None | 34,000 | 0 | 0 | |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 2,545 | 2,660,000 | PRN | SOLE | None | 0 | 0 | 2,660,000 | |
| EXACT SCIENCES CORP | NOTE 0.375% 3/0 | 30063PAC9 | 2,546 | 2,350,000 | PRN | SOLE | None | 0 | 0 | 2,350,000 | |
| FARFETCH LTD | ORD SH CL A | 30744W107 | 7,427 | 295,182 | SH | SOLE | None | 295,182 | 0 | 0 | |
| FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 2,593 | 2,780,000 | PRN | SOLE | None | 0 | 0 | 2,780,000 | |
| FLYING EAGLE ACQUISITION COR | COM | 34407Y103 | 2,047 | 168,334 | SH | SOLE | None | 168,334 | 0 | 0 | |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | 2,909 | 186,000 | SH | SOLE | None | 186,000 | 0 | 0 | |
| FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 531 | 430,000 | PRN | SOLE | None | 0 | 0 | 430,000 | |
| LIBERTY MEDIA CORP DEL | NOTE 1.000% 1/3 | 531229AF9 | 1,375 | 1,155,000 | PRN | SOLE | None | 0 | 0 | 1,155,000 | |
| ILLUMINA INC | NOTE 8/1 | 452327AK5 | 2,337 | 2,200,000 | PRN | SOLE | None | 0 | 0 | 2,200,000 | |
| INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 491 | 450,000 | PRN | SOLE | None | 0 | 0 | 450,000 | |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 1,944 | 30,000 | SH | SOLE | None | 30,000 | 0 | 0 | |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 568 | 17,250 | SH | SOLE | None | 17,250 | 0 | 0 | |
| JD.COM INC | SPON ADR CL A | 47215P106 | 5,045 | 65,000 | SH | SOLE | None | 65,000 | 0 | 0 | |
| LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 1,610 | 1,050,000 | PRN | SOLE | None | 0 | 0 | 1,050,000 | |
| MERCADOLIBRE INC | COM | 58733R102 | 4,964 | 4,586 | SH | SOLE | None | 4,586 | 0 | 0 | |
| NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 1,242 | 1,300,000 | PRN | SOLE | None | 0 | 0 | 1,300,000 | |
| NRG ENERGY INC | DBCV 2.750% 6/0 | 629377CG5 | 2,686 | 2,580,000 | PRN | SOLE | None | 0 | 0 | 2,580,000 | |
| NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 3,672 | 2,520,000 | PRN | SOLE | None | 0 | 0 | 2,520,000 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 5,862 | 176,612 | SH | SOLE | None | 176,612 | 0 | 0 | |
| ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 1,480 | 1,120,000 | PRN | SOLE | None | 0 | 0 | 1,120,000 | |
| PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 3,017 | 2,670,000 | PRN | SOLE | None | 0 | 0 | 2,670,000 | |
| PLURALSIGHT INC | NOTE 0.375% 3/0 | 72941BAB2 | 446 | 500,000 | PRN | SOLE | None | 0 | 0 | 500,000 | |
| PROOFPOINT INC | NOTE 0.250% 8/1 | 743424AF0 | 3,170 | 3,170,000 | PRN | SOLE | None | 0 | 0 | 3,170,000 | |
| PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 251 | 260,000 | PRN | SOLE | None | 0 | 0 | 260,000 | |
| RADNET INC | COM | 750491102 | 3,239 | 211,029 | SH | SOLE | None | 211,029 | 0 | 0 | |
| REALPAGE INC | NOTE 1.500% 5/1 | 75606NAC3 | 1,629 | 1,575,000 | PRN | SOLE | None | 0 | 0 | 1,575,000 | |
| SEA LTD | SPONSORD ADS | 81141R100 | 19,494 | 126,550 | SH | SOLE | None | 126,550 | 0 | 0 | |
| SHOPIFY INC | CL A | 82509L107 | 4,577 | 4,474 | SH | SOLE | None | 4,474 | 0 | 0 | |
| SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 1,833 | 1,320,000 | PRN | SOLE | None | 0 | 0 | 1,320,000 | |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 1,370 | 1,050,000 | PRN | SOLE | None | 0 | 0 | 1,050,000 | |
| SPDR GOLD TR | GOLD SHS | 78463V107 | 13,727 | 77,500 | SH | SOLE | None | 77,500 | 0 | 0 | |
| SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 2,291 | 2,250,000 | PRN | SOLE | None | 0 | 0 | 2,250,000 | |
| TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 3,796 | 3,410,000 | PRN | SOLE | None | 0 | 0 | 3,410,000 | |
| VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 1,061 | 935,000 | PRN | SOLE | None | 0 | 0 | 935,000 | |
| WARNER MUSIC GROUP CORP | COM CL A | 934550203 | 5,550 | 193,116 | SH | SOLE | None | 193,116 | 0 | 0 | |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 1,218 | 1,275,000 | PRN | SOLE | None | 0 | 0 | 1,275,000 | |
| YUM CHINA HLDGS INC | COM | 98850P109 | 29,850 | 75,000 | SH | SOLE | None | 75,000 | 0 | 0 | |
| ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 1,583 | 820,000 | PRN | SOLE | None | 0 | 0 | 820,000 | |
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 2,020 | 67,500 | SH | SOLE | None | 67,500 | 0 | 0 | |
| ZYMEWORKS INC | COM | 98985W102 | 640 | 13,750 | SH | SOLE | None | 13,750 | 0 | 0 | |
| ZYNGA INC | NOTE 0.250% 6/0 | 98986TAB4 | 2,119 | 1,670,000 | PRN | SOLE | None | 0 | 0 | 1,670,000 | |