X0306 4 2016-07-01 0001169770 BANC OF CALIFORNIA, INC. BANC 0001390121 Schnel Jonah C/O BANC OF CALIFORNIA, INC. 18500 VON KARMAN AVE, SUITE 1100 IRVINE CA 92612 true false false false Common Stock 2016-07-01 4 A 0 7183 0 A 36025.2259 D Common Stock 2016-07-01 4 A 0 3000 0 A 39025.2259 D Common Stock 500 I Held by Spouse's Retirement Savings Account Stock Option 10.90 2024-07-01 Common Stock 918 918 D Stock Option 10.90 2024-07-01 Common Stock 918 918 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Represents shares of restricted stock, which shares will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Restricted Stock Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2016 (the "Restricted Stock Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Restricted Stock Agreement, a form of which was filed as exhibit 10.14G to the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2014), this award will automatically become fully vested. Shares issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors, pursuant to the Issuer's 2013 Omnibus Incentive Plan. Represents shares of restricted stock, subject to the same terms and conditions as set forth in Note 1 above, but scheduled to vest annually in substantially equal installments over a three-year period beginning on the one-year anniversary grant date. Shares issued to the Reporting Person in special consideration for his service in multiple capacities, across multiple committees of the Issuer's Board of Directors, pursuant to the Issuer's 2013 Omnibus Incentive Plan. Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement, a form of which was filed as exhibit 10.14F to the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2014), this award will automatically become fully vested. /s/ James J. McKinney, Attorney-in-Fact 2016-07-06