The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AETNA INC NEW | COM | 00817Y108 | 2,277 | 15,000 | SH | DFND | 01 02 | 15,000 | 0 | 0 | |
| ALLY FINL INC | COM | 02005N100 | 13,585 | 650,000 | SH | DFND | 01 02 | 650,000 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 11,386 | 209,000 | SH | DFND | 01 02 | 209,000 | 0 | 0 | |
| AMAYA INC | COM | 02314M108 | 9,208 | 515,000 | SH | DFND | 01 02 | 515,000 | 0 | 0 | |
| BECTON DICKINSON & CO | PFD SHS CONV A | 075887208 | 5,478 | 100,000 | PRN | DFND | 01 02 | 0 | 0 | 100,000 | |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,786 | 50,000 | SH | DFND | 01 02 | 50,000 | 0 | 0 | |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 337 | 50,000 | SH | Put | DFND | 01 02 | 0 | 0 | 50,000 |
| BUNGE LIMITED | COM | G16962105 | 3,730 | 50,000 | SH | DFND | 01 02 | 50,000 | 0 | 0 | |
| C&J ENERGY SVCS INC NEW | COM | 12674R100 | 12,337 | 360,000 | SH | DFND | 01 02 | 360,000 | 0 | 0 | |
| CIGNA CORPORATION | COM | 125509109 | 2,511 | 15,000 | SH | DFND | 01 02 | 15,000 | 0 | 0 | |
| CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 534 | 110,000 | SH | DFND | 01 02 | 110,000 | 0 | 0 | |
| COLGATE PALMOLIVE CO | COM | 194162103 | 4,448 | 60,000 | SH | DFND | 01 02 | 60,000 | 0 | 0 | |
| HUMANA INC | COM | 444859102 | 1,203 | 5,000 | SH | DFND | 01 02 | 5,000 | 0 | 0 | |
| PINNACLE FOODS INC DEL | COM | 72348P104 | 2,970 | 50,000 | SH | DFND | 01 02 | 50,000 | 0 | 0 | |
| QUORUM HEALTH CORP | COM | 74909E106 | 1,038 | 250,000 | SH | DFND | 01 02 | 250,000 | 0 | 0 | |
| REYNOLDS AMERICAN INC | COM | 761713106 | 234,794 | 3,610,000 | SH | DFND | 01 02 | 3,610,000 | 0 | 0 | |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 757 | 23,000 | SH | DFND | 01 02 | 23,000 | 0 | 0 | |
| SNAP INC | CL A | 83304A106 | 8 | 150,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
| SNAP INC | CL A | 83304A106 | 1,936 | 150,000 | SH | Put | DFND | 01 02 | 0 | 0 | 150,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,741 | 4,300,000 | SH | Put | DFND | 01 02 | 0 | 0 | 4,300,000 |
| STARWOOD PPTY TR INC | NOTE 3.750%10/1 | 85571BAC9 | 9,556 | 9,500,000 | PRN | DFND | 01 02 | 0 | 0 | 9,500,000 | |
| T MOBILE US INC | COM | 872590104 | 302 | 100,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
| THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 664 | 306,000 | SH | DFND | 01 02 | 306,000 | 0 | 0 | |
| VEREIT INC | COM | 92339V100 | 12,780 | 1,570,000 | SH | DFND | 01 02 | 1,570,000 | 0 | 0 | |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,466 | 100,000 | SH | DFND | 01 02 | 100,000 | 0 | 0 | |