0001389933-20-000008.txt : 20200814 0001389933-20-000008.hdr.sgml : 20200814 20200814135217 ACCESSION NUMBER: 0001389933-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 201103831 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389933 XXXXXXXX 06-30-2020 06-30-2020 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 N Nathan Fischel 310-954-3200 Nathan Fischel Los Angeles CA 08-14-2020 1 87 346509 false 1 0001389932 028-12328 Fischel Nathan INFORMATION TABLE 2 DAFNAInfoTable.xml 89BIO INC COM 282559103 408 20478 SH SOLE 20478 0 0 ACCURAY INC COM 004397105 1369 674300 SH SOLE 674300 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 4125 279440 SH SOLE 279440 0 0 AFFIMED NV COM N01045108 3900 845000 SH SOLE 845000 0 0 AILERON THERAPEUTICS INC COM 00887A105 531 450000 SH SOLE 450000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 10357 762666 SH SOLE 762666 0 0 ALECTOR INC COM 014442107 3422 140000 SH SOLE 140000 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 1096 33554 SH SOLE 33554 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 6431 1160878 SH SOLE 1160878 0 0 ARCTURUS THERAPEUTICS HLDG I COM 03969T109 6965 149017 SH SOLE 149017 0 0 ARCUS BIOSCIENCES INC COM 03969F109 1784 72100 SH SOLE 72100 0 0 ARDELYX INC COM 039697107 1279 184850 SH SOLE 184850 0 0 ARENA PHARMACEUTICALS INC COM 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