0001389933-20-000006.txt : 20200515
0001389933-20-000006.hdr.sgml : 20200515
20200515150559
ACCESSION NUMBER: 0001389933-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAFNA Capital Management LLC
CENTRAL INDEX KEY: 0001389933
IRS NUMBER: 364334068
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12327
FILM NUMBER: 20884294
BUSINESS ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 954-3200
MAIL ADDRESS:
STREET 1: 10990 WILSHIRE BOULEVARD
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001389933
XXXXXXXX
03-31-2020
03-31-2020
DAFNA Capital Management LLC
10990 WILSHIRE BOULEVARD
SUITE 1400
LOS ANGELES
CA
90024
13F HOLDINGS REPORT
028-12327
N
Nathan Fischel
CEO
310-954-3200
Nathan Fischel
Los Angeles
CA
05-15-2020
1
80
239627
false
1
0001389932
028-12328
Fischel Nathan
INFORMATION TABLE
2
DAFNAInfoTable.xml
ACCURAY INC
COM
004397105
1281
674300
SH
SOLE
674300
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
3961
293440
SH
SOLE
293440
0
0
AFFIMED NV
COM
N01045108
1791
1133401
SH
SOLE
1133401
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
6470
853538
SH
SOLE
853538
0
0
ALECTOR INC
COM
014442107
3740
155000
SH
SOLE
155000
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
1448
54054
SH
SOLE
54054
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
3808
1160878
SH
SOLE
1160878
0
0
ARCTURUS THERAPEUTICS HLDG I
COM
03969T109
715
52586
SH
SOLE
52586
0
0
ARCUS BIOSCIENCES INC
COM
03969F109
386
27798
SH
SOLE
27798
0
0
ARDELYX INC
COM
039697107
1051
184850
SH
SOLE
184850
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
7545
179642
SH
SOLE
179642
0
0
ARGENX SE
SPONSORED ADR
04016X101
589
4471
SH
SOLE
4471
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
3799
33737
SH
SOLE
33737
0
0
ASLAN PHARMACEUTICALS LTD
ADS
04522R101
88
86082
SH
SOLE
86082
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
528
35573
SH
SOLE
35573
0
0
ATRICURE INC
COM
04963C209
8052
239729
SH
SOLE
239729
0
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
1317
219800
SH
SOLE
219800
0
0
AXOVANT GENE THERAPIES LTD
COM
G0750W203
2493
1021566
SH
SOLE
1021566
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
958
479051
SH
SOLE
479051
0
0
BIOHAVEN PHARMACEUTICALS HOLD
COM
G11196105
3083
90600
SH
SOLE
90600
0
0
BIOTELEMETRY INC
COM
090672106
2330
60500
SH
SOLE
60500
0
0
BIOXCEL THERAPEUTICS INC
COM
09075P105
103
4614
SH
SOLE
4614
0
0
BLUEBIRD BIO INC
COM
09609G100
1172
25500
SH
SOLE
25500
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
13339
228089
SH
SOLE
228089
0
0
CARA THERAPEUTICS INC
COM
140755109
4901
371033
SH
SOLE
371033
0
0
CARDIOVASCULAR SYSTEMS INC
COM
141619106
1803
51200
SH
SOLE
51200
0
0
COMPUGEN LTD
ORD
M25722105
4356
600000
SH
SOLE
600000
0
0
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
3916
747300
SH
SOLE
747300
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
767
100000
SH
SOLE
100000
0
0
DEXCOM INC
COM
252131107
8977
33338
SH
SOLE
33338
0
0
DEXCOM INC
NOTE 0.750% 5/1
252131AF4
687
250000
PRN
SOLE
250000
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
2714
147714
SH
SOLE
147714
0
0
ELOXX PHARMACEUTICALS INC
COM
29014R103
375
191494
SH
SOLE
191494
0
0
EPIZYME INC
COM
29428V104
1643
105900
SH
SOLE
105900
0
0
EXICURE INC
COM
30205M101
407
275000
SH
SOLE
275000
0
0
FATE THERAPEUTICS INC
COM
31189P102
10439
470000
SH
SOLE
470000
0
0
GALAPAGOS NV
SPON ADR
36315X101
9086
46375
SH
SOLE
46375
0
0
GAMIDA CELL LTD
SHS
M47364100
449
148781
SH
SOLE
148781
0
0
GENOCEA BIOSCIENCES INC
COM NEW
372427401
933
542564
SH
SOLE
542564
0
0
GRITSTONE ONCOLOGY INC
COM
39868T105
291
50000
SH
SOLE
50000
0
0
HARPOON THERAPEUTICS INC
COM
41358P106
1708
147468
SH
SOLE
147468
0
0
INOGEN INC
COM
45780L104
1188
23000
SH
SOLE
23000
0
0
ISHARES TR NASDAQ BIOTECH
ETF
464287556
7854
72900
SH
SOLE
72900
0
0
JOHNSON AND JOHNSON
COM
478160104
1233
9400
SH
SOLE
9400
0
0
KADMON HOLDINGS INC
COM
48283N106
2332
556564
SH
SOLE
556564
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
1797
234952
SH
SOLE
234952
0
0
KARUNA THERAPEUTICS INC
COM
48576A100
449
6231
SH
SOLE
6231
0
0
KURA ONCOLOGY INC
COM
50127T109
3060
307541
SH
SOLE
307541
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
79
95000
SH
SOLE
95000
0
0
LUMINEX CORP
COM
55027E102
5619
204091
SH
SOLE
204091
0
0
MACROGENICS INC
COM
556099109
873
150000
SH
SOLE
150000
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
908
13600
SH
SOLE
13600
0
0
MASIMO CORPORATION
COM
574795100
531
3000
SH
SOLE
3000
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
2341
401619
SH
SOLE
401619
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
3236
42102
SH
SOLE
42102
0
0
MORPHIC HOLDING INC
COM
61775R105
543
37000
SH
SOLE
37000
0
0
NATUS MEDICAL INC
COM
639050103
992
42900
SH
SOLE
42900
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
6942
80208
SH
SOLE
80208
0
0
NEURONETICS INC
COM
64131A105
937
495772
SH
SOLE
495772
0
0
NEXTCURE INC
COM
65343E108
741
20000
SH
SOLE
20000
0
0
OTONOMY INC
COM
68906L105
924
469135
SH
SOLE
469135
0
0
PHASEBIO PHARMACEUTICALS INC
COM
717224109
1061
320542
SH
SOLE
320542
0
0
PREVAIL THERAPEUTICS INC
COM
74140Y101
914
75000
SH
SOLE
75000
0
0
PROQR THERAPEUTICS N V
SHS EURO
N71542109
6793
1237400
SH
SOLE
1237400
0
0
RADIUS HEALTH INC
COM NEW
750469207
286
22000
SH
SOLE
22000
0
0
RADIUS HEALTH INC
NOTE 3.000% 9/0
750469AA6
2828
4000000
PRN
SOLE
4000000
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
246
157700
SH
SOLE
157700
0
0
SAGE THERAPEUTICS INC
COM
78667J108
4748
165306
SH
SOLE
165306
0
0
SPERO THERAPEUTICS INC
COM
84833T103
389
48103
SH
SOLE
48103
0
0
STEREOTAXIS INC
COM NEW
85916J409
41315
13680554
SH
SOLE
13680554
0
0
SUTRO BIOPHARMA INC
COM
869367102
408
40000
SH
SOLE
40000
0
0
SYNLOGIC INC
COM
87166L100
861
500731
SH
SOLE
500731
0
0
TCR2 THERAPEUTICS INC
COM
87808K106
610
78786
SH
SOLE
78786
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
2095
46908
SH
SOLE
46908
0
0
UROGEN PHARMA LTD
COM
M96088105
42
2369
SH
SOLE
2369
0
0
VIKING THERAPEUTICS INC
COM
92686J106
2110
450900
SH
SOLE
450900
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
3930
346535
SH
SOLE
346535
0
0
ZAFGEN INC
COM
98885E103
235
305500
SH
SOLE
305500
0
0
ZOGENIX INC
COM NEW
98978L204
3543
143249
SH
SOLE
143249
0
0
ZYMEWORKS INC
COM
98985W102
1135
32000
SH
SOLE
32000
0
0