The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 1,002 | 630,182 | SH | SOLE | 630,182 | 0 | 0 | ||
ADVAXIS INC | COM NEW | 007624208 | 317 | 1,666,666 | SH | SOLE | 1,666,666 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 5,118 | 141,770 | SH | SOLE | 141,770 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 3,957 | 715,538 | SH | SOLE | 715,538 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 201 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 4,059 | 396,013 | SH | SOLE | 396,013 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 415 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 894 | 359,190 | SH | SOLE | 359,190 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 240 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 946 | 246,900 | SH | SOLE | 246,900 | 0 | 0 | ||
ARCTURUS THERAPEUTICS LTD | SHS | M1492T105 | 330 | 72,805 | SH | SOLE | 72,805 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 846 | 472,859 | SH | SOLE | 472,859 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 3,659 | 93,942 | SH | SOLE | 93,942 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 5,601 | 58,300 | SH | SOLE | 58,300 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 1,268 | 457,664 | SH | SOLE | 457,664 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 4,839 | 77,242 | SH | SOLE | 77,242 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 1,144 | 50,573 | SH | SOLE | 50,573 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 9,753 | 318,729 | SH | SOLE | 318,729 | 0 | 0 | ||
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 88 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 3,748 | 464,415 | SH | SOLE | 464,415 | 0 | 0 | ||
BIOHAVEN PHARMACEUTICALS HOLD | COM | G11196105 | 2,958 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,556 | 42,800 | SH | SOLE | 42,800 | 0 | 0 | ||
BIOTIME INC | COM | 09066L105 | 91 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 2,678 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 4,997 | 92,691 | SH | SOLE | 92,691 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 1,867 | 143,611 | SH | SOLE | 143,611 | 0 | 0 | ||
CARDIOVASCULAR SYSTEMS INC | COM | 141619106 | 1,886 | 66,200 | SH | SOLE | 66,200 | 0 | 0 | ||
CIDARA THERAPEUTICS INC | COM | 171757107 | 500 | 212,766 | SH | SOLE | 212,766 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 1,326 | 105,656 | SH | SOLE | 105,656 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 905 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 2,617 | 332,511 | SH | SOLE | 332,511 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 1,174 | 185,826 | SH | SOLE | 185,826 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 72 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DEXCOM INC | COM | 252131107 | 4,073 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 336 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 1,267 | 118,500 | SH | SOLE | 118,500 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 2,901 | 808,000 | SH | SOLE | 808,000 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 3,817 | 41,609 | SH | SOLE | 41,609 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 1,174 | 82,254 | SH | SOLE | 82,254 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 1,367 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
INSULET CORP | NOTE 1.375% | 45784PAG6 | 1,590 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
INTEC PHARMA LTD JERUSALEM | SHS | M53644106 | 3,493 | 463,228 | SH | SOLE | 463,228 | 0 | 0 | ||
ISHARES TR NASDAQ BIOTECH | ETF | 464287556 | 6,258 | 64,900 | SH | SOLE | 64,900 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 1,213 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
KADMON HOLDINGS INC | COM | 48283N106 | 136 | 65,500 | SH | SOLE | 65,500 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 399 | 20,225 | SH | SOLE | 20,225 | 0 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 2,087 | 148,617 | SH | SOLE | 148,617 | 0 | 0 | ||
LEAP THERPEUTICS INC | COM | 52187K101 | 340 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 25,447 | 181,675 | SH | SOLE | 181,675 | 0 | 0 | ||
LUMINEX CORP | COM | 55027E102 | 3,198 | 138,391 | SH | SOLE | 138,391 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 994 | 78,305 | SH | SOLE | 78,305 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 744 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 322 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MENLO THERAPEUTICS INC | COM | 586858102 | 2,227 | 540,637 | SH | SOLE | 540,637 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 176 | 26,084 | SH | SOLE | 26,084 | 0 | 0 | ||
NATUS MEDICAL INC | COM | 639050103 | 1,290 | 37,900 | SH | SOLE | 37,900 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 45 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 3,928 | 55,008 | SH | SOLE | 55,008 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 1,214 | 31,210 | SH | SOLE | 31,210 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 8,933 | 312,119 | SH | SOLE | 312,119 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 561 | 44,338 | SH | SOLE | 44,338 | 0 | 0 | ||
ORAMED PHARMACEUTICALS INC | COM NEW | 68403P203 | 48 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 309 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PROQR THERAPEUTICS N V | SHS EURO | N71542109 | 4,300 | 272,474 | SH | SOLE | 272,474 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS INC | COM | 74373B109 | 177 | 54,569 | SH | SOLE | 54,569 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 338 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 3,064 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 316 | 137,600 | SH | SOLE | 137,600 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 9,991 | 104,306 | SH | SOLE | 104,306 | 0 | 0 | ||
SCYNEXIS INC | COM | 811292101 | 613 | 1,272,927 | SH | SOLE | 1,272,927 | 0 | 0 | ||
SOL GEL TECHNOLOGIES LTD | SHS | M8694L103 | 211 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SPERO THERAPEUTICS INC | COM | 84833T103 | 431 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
STEREOTAXIS INC | COM | 85916J409 | 14,789 | 13,680,554 | SH | SOLE | 13,680,554 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 284 | 31,494 | SH | SOLE | 31,494 | 0 | 0 | ||
TRANSLATE BIO INC | COM | 89374L104 | 1,717 | 228,939 | SH | SOLE | 228,939 | 0 | 0 | ||
UROGEN PHARMA LTD | COM | M96088105 | 646 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VALERITAS HOLDINGS INC | COM NEW | 91914N202 | 431 | 1,325,000 | SH | SOLE | 1,325,000 | 0 | 0 | ||
VBI VACCINES INC | COM NEW | 91822J103 | 1,360 | 850,000 | SH | SOLE | 850,000 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 1,371 | 179,200 | SH | SOLE | 179,200 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 2,014 | 47,900 | SH | SOLE | 47,900 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 1,500 | 237,683 | SH | SOLE | 237,683 | 0 | 0 | ||
ZAFGEN INC | COM | 98885E103 | 358 | 72,279 | SH | SOLE | 72,279 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 5,242 | 143,764 | SH | SOLE | 143,764 | 0 | 0 |