The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 6,343 | 116,581 | SH | SOLE | 116,581 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 736 | 181,818 | SH | SOLE | 181,818 | 0 | 0 | ||
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 3,319 | 480,300 | SH | SOLE | 480,300 | 0 | 0 | ||
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 159 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
ADVAXIS INC | COM NEW | 007624208 | 51 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,939 | 165,669 | SH | SOLE | 165,669 | 0 | 0 | ||
AKARI THERAPEUTICS PLC | ADR ADDED | 00972G108 | 633 | 26,390 | SH | SOLE | 26,390 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 590 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 512 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
ANTARES PHARMA INC | COM | 036642106 | 77 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 2,066 | 157,192 | SH | SOLE | 157,192 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 83 | 19,239 | SH | SOLE | 19,239 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM | 040047102 | 729 | 381,600 | SH | SOLE | 381,600 | 0 | 0 | ||
ASCENDIS PHARMA | ADR | 04351P101 | 942 | 53,241 | SH | SOLE | 53,241 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 10,691 | 487,946 | SH | SOLE | 487,946 | 0 | 0 | ||
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 1,159 | 140,600 | SH | SOLE | 140,600 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 2,949 | 258,642 | SH | SOLE | 258,642 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,884 | 235,645 | SH | SOLE | 235,645 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 513 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 1,337 | 93,574 | SH | SOLE | 93,574 | 0 | 0 | ||
CARDICA INC | COM | 14141R101 | 379 | 1,402,762 | SH | SOLE | 1,402,762 | 0 | 0 | ||
CAREDX INC | COM | 14167L103 | 567 | 135,927 | SH | SOLE | 135,927 | 0 | 0 | ||
CAS MEDICAL SYSTEMS INC | COM PAR $0.004 | 124769209 | 108 | 86,768 | SH | SOLE | 86,768 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COM ADDED | 14888D109 | 330 | 70,903 | SH | SOLE | 70,903 | 0 | 0 | ||
CEL SCI CORP | COM PAR $0.01 | 150837508 | 84 | 139,500 | SH | SOLE | 139,500 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 562 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
CELYAD | ADR | 151205200 | 1,256 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CHECK CAP LTD | SHS | M2361E112 | 307 | 109,900 | SH | SOLE | 109,900 | 0 | 0 | ||
CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 28 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 88 | 21,722 | SH | SOLE | 21,722 | 0 | 0 | ||
COGENTIX MEDICAL INC | COM | 19243A104 | 436 | 351,781 | SH | SOLE | 351,781 | 0 | 0 | ||
CORBUS PHARMACEUTICALS HLDGS | COM | 21833P103 | 79 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM | 23257Y156 | 536 | 33,995 | SH | SOLE | 33,995 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 707 | 44,824 | SH | SOLE | 44,824 | 0 | 0 | ||
CYTRX CORP | COM PAR $.001 | 232828509 | 1,382 | 583,013 | SH | SOLE | 583,013 | 0 | 0 | ||
DERMA SCIENCES INC | COM PAR $.01 | 249827502 | 1,681 | 356,918 | SH | SOLE | 356,918 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 525 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 1,014 | 123,500 | SH | SOLE | 123,500 | 0 | 0 | ||
DISCOVERY LABORATORIES INC | COM NEW | 254668403 | 2,253 | 7,508,544 | SH | SOLE | 7,508,544 | 0 | 0 | ||
ENTEROMEDICS INC | COM NEW | 29365M208 | 130 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ESSA PHARMA INC | COM | 29668H104 | 1,424 | 228,500 | SH | SOLE | 228,500 | 0 | 0 | ||
EXACTECH INC | COM | 30064E109 | 551 | 31,636 | SH | SOLE | 31,636 | 0 | 0 | ||
GALAPAGOS NV-SPON ADR | ADR | 36315X101 | 70 | 1,709 | SH | SOLE | 1,709 | 0 | 0 | ||
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 44 | 5,871 | SH | SOLE | 5,871 | 0 | 0 | ||
GENVEC INC | COM NEW | 37246C307 | 221 | 95,800 | SH | SOLE | 95,800 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 560 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 2,747 | 106,018 | SH | SOLE | 106,018 | 0 | 0 | ||
INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 2,229 | 2,407,000 | PRN | SOLE | 2,407,000 | 0 | 0 | ||
INTEC PHARMA LTD | SHS ADDED | M53644106 | 756 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 403 | 2,430 | SH | SOLE | 2,430 | 0 | 0 | ||
IRONWOOD PHARMA | NOTE 2.25% 15-Jun-2022 144A SR UNSECURED CONV | 46333XAC2 | 537 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 877 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
LIPOCINE INC | COM NEW | 53630X104 | 532 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 205 | 11,745 | SH | SOLE | 11,745 | 0 | 0 | ||
LUMENIS LTD | SHS CL B | M6778Q121 | 430 | 31,072 | SH | SOLE | 31,072 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 514 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 186 | 22,319 | SH | SOLE | 22,319 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 1,774 | 46,010 | SH | SOLE | 46,010 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM ADDED | 64052L106 | 1,332 | 63,400 | SH | SOLE | 63,400 | 0 | 0 | ||
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 195 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NOVADAQ TECHNOLOGIES INC | COM | 66987G102 | 1,062 | 101,841 | SH | SOLE | 101,841 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.750% 7/0 | 670704AC9 | 959 | 760,000 | PRN | SOLE | 760,000 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 5,781 | 366,554 | SH | SOLE | 366,554 | 0 | 0 | ||
ONCOTHYREON INC | COM | 682324108 | 99 | 36,180 | SH | SOLE | 36,180 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 1,985 | 111,466 | SH | SOLE | 111,466 | 0 | 0 | ||
PRONAI THERAPEUTICS INC | COM ADDED | 74346L101 | 174 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | COM | 74365A101 | 1,408 | 1,193,189 | SH | SOLE | 1,193,189 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | NOTE 4.500% 9/1 | 74365AAB7 | 2,698 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
REGULUS THERAPEUTICS INC | COM | 75915K101 | 589 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 2,741 | 1,109,740 | SH | SOLE | 1,109,740 | 0 | 0 | ||
SCYNEXIS INC | COM | 811292101 | 1,142 | 156,904 | SH | SOLE | 156,904 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 941 | 79,812 | SH | SOLE | 79,812 | 0 | 0 | ||
STEREOTAXIS INC | COM NEW | 85916J409 | 1,274 | 1,372,862 | SH | SOLE | 1,372,862 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS | COM | 871639308 | 1,572 | 296,563 | SH | SOLE | 296,563 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 615 | 85,947 | SH | SOLE | 85,947 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM | 875372104 | 322 | 36,551 | SH | SOLE | 36,551 | 0 | 0 | ||
TARGACEPT INC | NOTE 0.0% 19-Feb-2018 UNSECURED CONV | 87611RAA6 | 531 | 530,821 | PRN | SOLE | 530,821 | 0 | 0 | ||
TENAX THERAPEUTICS INC | COM | 88032L100 | 245 | 81,509 | SH | SOLE | 81,509 | 0 | 0 | ||
TOBIRA THERAPEUTICS INC | COM | 88883P101 | 436 | 45,092 | SH | SOLE | 45,092 | 0 | 0 | ||
TREVENA INC | COM | 89532E109 | 153 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
UNIQURE B.V. | NV SHS | N90064101 | 716 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
VENAXIS INC | COM | 92262A107 | 200 | 650,400 | SH | SOLE | 650,400 | 0 | 0 | ||
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 780 | 70,885 | SH | SOLE | 70,885 | 0 | 0 | ||
VTV THERAPEUTICS INC- CL A | CL A ADDED | 918385105 | 489 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 207 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
XENOPORT INC | COM | 98411C100 | 1,633 | 470,612 | SH | SOLE | 470,612 | 0 | 0 | ||
ZOGENIX INC | COM | 98978L204 | 930 | 68,900 | SH | SOLE | 68,900 | 0 | 0 | ||
ZS PHARMA INC | COM | 98979G105 | 4,346 | 66,194 | SH | SOLE | 66,194 | 0 | 0 |