0001389932-24-000016.txt : 20240814 0001389932-24-000016.hdr.sgml : 20240814 20240814134656 ACCESSION NUMBER: 0001389932-24-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240814 DATE AS OF CHANGE: 20240814 EFFECTIVENESS DATE: 20240814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 ORGANIZATION NAME: IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 241206243 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001389933 XXXXXXXX 06-30-2024 06-30-2024 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 000129053 801-62559 N Nathan Fischel 310-954-3200 Nathan Fischel Los Angeles CA 08-14-2024 1 83 418567508 false 1 0001389932 028-12328 004732394 Fischel Nathan INFORMATION TABLE 2 DAFNA_information_table.xml 2SEVENTY BIO INC COMMON STOCK 901384107 4045230 1050709 SH SOLE 1050709 0 0 ACCURAY INC COM 004397105 2224692 1222358 SH SOLE 1222358 0 0 ACELYRIN INC COM 00445A100 3058816 693609 SH SOLE 693609 0 0 ACRIVON THERAPEUTICS INC COMMON STOCK 004890109 703836 121351 SH SOLE 121351 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 332503 341064 SH SOLE 341064 0 0 ADC THERAPEUTICS SA SHS H0036K147 644896 204081 SH SOLE 204081 0 0 ADICET BIO INC COM 007002108 726000 600000 SH SOLE 600000 0 0 ALECTOR INC COM 014442107 4144693 912928 SH SOLE 912928 0 0 ALKERMES PLC SHS G01767105 2908870 120700 SH SOLE 120700 0 0 ALLOGENE THERAPEUTICS INC COM 019770106 1409883 605100 SH SOLE 605100 0 0 ALTO NEUROSCIENCE INC COM SHS 02157Q109 1282800 120000 SH SOLE 120000 0 0 APREA THERAPEUTICS INC COM NEW 03836J201 558298 137174 SH SOLE 137174 0 0 AQUESTIVE THERAPEUTICS INC COM 03843E104 1378000 530000 SH SOLE 530000 0 0 ARCUS BIOSCIENCES INC COM 03969F109 3856495 253217 SH SOLE 253217 0 0 ARS PHARMACEUTICALS INC COM 82835W108 2035541 239194 SH SOLE 239194 0 0 ASCENDIS PHARMA A/S NOTE 2.250% 4/0 04351PAD3 4420000 4000000 PRN SOLE 4000000 0 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 11042961 80972 SH SOLE 80972 0 0 ASTRIA THERAPEUTICS INC COM 04635X102 2494902 274165 SH SOLE 274165 0 0 ATRICURE INC COM 04963C209 14553969 639173 SH SOLE 639173 0 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 1206401 346667 SH SOLE 346667 0 0 AXOGEN INC COM 05463X106 6775873 935894 SH SOLE 935894 0 0 BICYCLE THERAPEUTICS PLC SPONSORED ADS 088786108 2473328 122200 SH SOLE 122200 0 0 BIOCRYST PHARMACEUTICALS INC COM 09058V103 4353810 704500 SH SOLE 704500 0 0 BIOHAVEN LTD COM G1110E107 7592118 218730 SH SOLE 218730 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 11291356 104763 SH SOLE 104763 0 0 BRAINSWAY LTD SPONSORED ADS 10501L106 1806766 297655 SH SOLE 297655 0 0 CENTESSA PHARMACEUTICALS PLC SPONSORED ADS 152309100 1109624 122882 SH SOLE 122882 0 0 CENTURY THERAPEUTICS INC COM 15673T100 4345792 1704232 SH SOLE 1704232 0 0 COMPASS PATHWAYS PLC SPONSORED ADS 20451W101 1468988 243210 SH SOLE 243210 0 0 COMPASS THERAPEUTICS INC COM 20454B104 116882 116882 SH SOLE 116882 0 0 COMPUGEN LTD ORD M25722105 776499 462202 SH SOLE 462202 0 0 CYTOKINETICS INC COM NEW 23282W605 21569058 398100 SH SOLE 398100 0 0 DAY ONE BIOPHARMACEUTICALS I COM 23954D109 9183860 666463 SH SOLE 666463 0 0 DEXCOM INC COM 252131107 7432286 65552 SH SOLE 65552 0 0 EDGEWISE THERAPEUTICS INC COM 28036F105 5226448 290197 SH SOLE 290197 0 0 FOGHORN THERAPEUTICS INC COM 344174107 240638 41850 SH SOLE 41850 0 0 GALAPAGOS NV SPON ADR 36315X101 3225737 130175 SH SOLE 130175 0 0 GOSSAMER BIO INC COM 38341P102 1269604 1409262 SH SOLE 1409262 0 0 IDEAYA BIOSCIENCES INC COM 45166A102 14823898 422213 SH SOLE 422213 0 0 IMMATICS NV SHS N44445109 1684900 145000 SH SOLE 145000 0 0 IMMUNOVANT INC COM 45258J102 1264982 47916 SH SOLE 47916 0 0 INOGEN INC COM 45780L104 1697463 208790 SH SOLE 208790 0 0 INSULET CORP COM 45784P101 3208620 15900 SH SOLE 15900 0 0 ISHARES NASDAQ BIOTECH INDX ETF 464287556 14069150 102500 SH SOLE 102500 0 0 ITEOS THERAPEUTICS INC COM 46565G104 2142302 144360 SH SOLE 144360 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 9506142 806973 SH SOLE 806973 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 167167 192678 SH SOLE 192678 0 0 KEROS THERAPEUTICS INC COM 492327101 3096358 67754 SH SOLE 67754 0 0 KURA ONCOLOGY INC COM 50127T109 8719865 423500 SH SOLE 423500 0 0 LARIMAR THERAPEUTICS INC COM 517125100 4639812 639974 SH SOLE 639974 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 1347061 1350708 SH SOLE 1350708 0 0 MASIMO CORP COM 574795100 377820 3000 SH SOLE 3000 0 0 MEDIWOUND LTD SHS NEW M68830112 1931914 124479 SH SOLE 124479 0 0 MERUS N V COM N5749R100 24226861 409445 SH SOLE 409445 0 0 MINERALYS THERAPEUTICS INC COM 603170101 1392300 119000 SH SOLE 119000 0 0 MORPHIC HOLDING INC COM 61775R105 7895654 231748 SH SOLE 231748 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 9859237 71615 SH SOLE 71615 0 0 NEUROGENE INC COM 64135M105 400290 11000 SH SOLE 11000 0 0 NEURONETICS INC COM 64131A105 564691 313717 SH SOLE 313717 0 0 NEVRO CORP COM 64157F103 235760 28000 SH SOLE 28000 0 0 NYXOAH S A SHS B6S7WD106 753513 108108 SH SOLE 108108 0 0 ORIC PHARMACEUTICALS INC COM 68622P109 254520 36000 SH SOLE 36000 0 0 PERSPECTIVE THERAPEUTICS INC COM NEW 46489V302 2309391 231634 SH SOLE 231634 0 0 POLYPID LTD COM M8001Q126 794838 184846 SH SOLE 184846 0 0 PROCEPT BIOROBOTICS CORP COM 74276L105 854893 13994 SH SOLE 13994 0 0 PROQR THERAPEUTICS N V SHS EURO N71542109 1503266 905582 SH SOLE 905582 0 0 REGULUS THERAPEUTICS INC COM 75915K309 1597932 895200 SH SOLE 895200 0 0 REVOLUTION MEDICINES INC COM 76155X100 19866606 511894 SH SOLE 511894 0 0 SAGE THERAPEUTICS INC COM 78667J108 1261932 116200 SH SOLE 116200 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 41256414 445005 SH SOLE 445005 0 0 SPERO THERAPEUTICS INC COM 84833T103 162500 125000 SH SOLE 125000 0 0 STEREOTAXIS INC COM NEW 85916J409 24898608 13680554 SH SOLE 13680554 0 0 STOKE THERAPEUTICS INC COM 86150R107 2802339 207427 SH SOLE 207427 0 0 STRUCTURE THERAPEUTICS INC SPONSORED ADS 86366E106 196350 5000 SH SOLE 5000 0 0 SUTRO BIOPHARMA INC COM 869367102 965666 329579 SH SOLE 329579 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 13489729 657074 SH SOLE 657074 0 0 SYROS PHARMACEUTICALS INC COM NEW 87184Q206 700986 135850 SH SOLE 135850 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 8227540 204208 SH SOLE 204208 0 0 TERNS PHARMACEUTICALS INC COM 880881107 585660 86000 SH SOLE 86000 0 0 TOURMALINE BIO INC COM 89157D105 977129 75982 SH SOLE 75982 0 0 UROGEN PHARMA LTD COM M96088105 7869820 469000 SH SOLE 469000 0 0 VIKING THERAPEUTICS INC COM 92686J106 10025092 189117 SH SOLE 189117 0 0 XENON PHARMACEUTICALS INC COM 98420N105 10673084 273739 SH SOLE 273739 0 0