0001389932-24-000004.txt : 20240214 0001389932-24-000004.hdr.sgml : 20240214 20240214140243 ACCESSION NUMBER: 0001389932-24-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAFNA Capital Management LLC CENTRAL INDEX KEY: 0001389933 ORGANIZATION NAME: IRS NUMBER: 364334068 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12327 FILM NUMBER: 24635849 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 954-3200 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001389933 XXXXXXXX 12-31-2023 12-31-2023 DAFNA Capital Management LLC

10990 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-12327 000129053 801-62559 N Nathan Fischel 310-954-3200 Nathan Fischel Los Angeles CA 02-14-2024 1 76 417341689 false 1 0001389932 028-12328 004732394 Fischel Nathan INFORMATION TABLE 2 DAFNA_information_table.xml 2SEVENTY BIO INC COMMON STOCK 901384107 6180676 1447465 SH SOLE 1447465 0 0 ACCURAY INC COM 004397105 3459273 1222358 SH SOLE 1222358 0 0 ACELYRIN INC COM 00445A100 2769152 371200 SH SOLE 371200 0 0 ACRIVON THERAPEUTICS INC COMMON STOCK 004890109 646247 131351 SH SOLE 131351 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 278394 351064 SH SOLE 351064 0 0 ALECTOR INC COM 014442107 4867042 609905 SH SOLE 609905 0 0 AMYLYX PHARMACEUTICALS INC COM 03237H101 1803892 122547 SH SOLE 122547 0 0 ARCUS BIOSCIENCES INC COM 03969F109 4444895 232717 SH SOLE 232717 0 0 ARGEN SE SPONSORED ADR 04016X101 1369548 3600 SH SOLE 3600 0 0 ARS PHARMACEUTICALS INC COM 82835W108 1705206 311169 SH SOLE 311169 0 0 ASCENDIS PHARMA A/S NOTE 2.250% 4/0 04351PAD3 4138750 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