0001062993-18-003330.txt : 20180814
0001062993-18-003330.hdr.sgml : 20180814
20180813173326
ACCESSION NUMBER: 0001062993-18-003330
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180813
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001389610
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12402
FILM NUMBER: 181013501
BUSINESS ADDRESS:
STREET 1: 3200 - 1021 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 0C3
BUSINESS PHONE: 604-681-5787
MAIL ADDRESS:
STREET 1: 3200 - 1021 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 0C3
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001389610
XXXXXXXX
06-30-2018
06-30-2018
VERTEX ONE ASSET MANAGEMENT INC.
3200 - 1021 WEST HASTINGS STREET
VANCOUVER
A1
V6E 0C3
13F HOLDINGS REPORT
028-12402
N
Martin Lang
Chief Compliance Officer
604-681-5787
Martin Lang
Vancouver
A1
08-10-2018
0
137
616305
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AETNA INC NEW
COM
00817Y108
9542
52000
SH
SOLE
52000
0
0
ALBEMARLE CORP
COM
012653101
1887
20000
SH
SOLE
20000
0
0
ALTA MESA RES INC
*W EXP 03/28/202
02133L117
33
23333
SH
SOLE
23333
0
0
ANDEAVOR
COM
03349M105
12921
98500
SH
SOLE
98500
0
0
ARROW ELECTRS INC
COM
042735100
1608
21354
SH
SOLE
21354
0
0
AT&T INC
COM
00206R102
355
11062
SH
SOLE
11062
0
0
AV HOMES INC
COM
00234P102
2675
125000
SH
SOLE
125000
0
0
BANCO SANTANDER SA
ADR
05964H105
251
47035
SH
SOLE
47035
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
5228
354470
SH
SOLE
354470
0
0
BELLATRIX EXPLORATION LTD
COM NEW
078314507
552
550000
SH
SOLE
550000
0
0
BG STAFFING INC
COM
05544A109
349
15000
SH
SOLE
15000
0
0
BIG ROCK PARTNERS ACQUISI CO
UNIT 11/20/2022
089482202
1579
150000
SH
SOLE
150000
0
0
BOFI HLDG INC
COM
05566U108
43785
1070264
SH
SOLE
1070264
0
0
BROOKFIELD BUSINESS PARTNERS
UNIT LTD LP
G16234109
20985
547480
SH
SOLE
547480
0
0
CALAMP CORP
COM
128126109
4301
183556
SH
SOLE
183556
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
1895
184000
SH
SOLE
184000
0
0
CARRIZO OIL & GAS INC
COM
144577103
6650
238794
SH
SOLE
238794
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
5254
412690
SH
SOLE
412690
0
0
CAVIUM INC
COM
14964U108
3534
40857
SH
SOLE
40857
0
0
CENTURY CMNTYS INC
COM
156504300
4676
148224
SH
SOLE
148224
0
0
CENTURYLINK INC
COM
156700106
373
20000
SH
SOLE
20000
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
509
500000
SH
SOLE
500000
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
415
33167809
SH
SOLE
33167809
0
0
CM SEVEN STAR ACQUISITION CO
UNIT 08/21/2022
G2345N128
2111
175000
SH
SOLE
175000
0
0
DCT INDUSTRIAL TRUST INC
COM NEW
233153204
8074
121000
SH
SOLE
121000
0
0
DFB HEALTHCARE ACQUISTION CO
UNIT 01/30/2023
23291E208
2033
200000
SH
SOLE
200000
0
0
DIAMOND OFFSHORE DRILLING IN
CALL
25271C902
1773
3720
SH
SOLE
3720
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
6235
298900
SH
SOLE
298900
0
0
ENSCO PLC
CALL
G3157S906
429
3300
SH
SOLE
3300
0
0
ENSCO PLC
SHS CLASS A
G3157S106
26749
3684439
SH
SOLE
3684439
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
1529
150000
SH
SOLE
150000
0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
91
70200
SH
SOLE
70200
0
0
FEDERAL STR ACQUISITION CORP
UNIT 99/99/9999
31421V206
1629
159300
SH
SOLE
159300
0
0
FLEX LTD
ORD
Y2573F102
4074
288700
SH
SOLE
288700
0
0
FRANCO NEVADA CORP
COM
351858105
16287
223158
SH
SOLE
223158
0
0
GENERAL ELECTRIC CO
COM
369604103
1275
93650
SH
SOLE
93650
0
0
GGP INC
COM
36174X101
3926
192174
SH
SOLE
192174
0
0
GIGCAPITAL INC
UNIT 03/06/2025
37518N205
1313
125000
SH
SOLE
125000
0
0
GILEAD SCIENCES INC
COM
375558103
1142
16123
SH
SOLE
16123
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
1443
140000
SH
SOLE
140000
0
0
GORES HLDGS II INC
*W EXP 01/13/202
382867117
90
48666
SH
SOLE
48666
0
0
GORES HLDGS II INC
UNIT 99/99/9999
382867208
1267
119000
SH
SOLE
119000
0
0
GRAMERCY PPTY TR
COM NEW
385002308
7238
264924
SH
SOLE
264924
0
0
GS ACQUISITION HLDGS CORP
UNIT 06/12/2023
36255F201
1025
100300
SH
SOLE
100300
0
0
GSV CAP CORP
NOTE 4.750% 3/2
36191JAC5
400
415000
SH
SOLE
415000
0
0
HAYMAKER ACQUISITION CORP
UNIT 10/19/2022
420870206
2314
228900
SH
SOLE
228900
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
503
50000
SH
SOLE
50000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
1145
289200
SH
SOLE
289200
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
692
70000
SH
SOLE
70000
0
0
HUNTER MARITIME ACQUISITION
*W EXP 11/17/202
Y37828129
15
35000
SH
SOLE
35000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
63
105000
SH
SOLE
105000
0
0
INDUSTREA ACQUISITION CORP
UNIT 07/21/2024
45579J203
1820
175000
SH
SOLE
175000
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
487
500000
SH
SOLE
500000
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
11505
181379
SH
SOLE
181379
0
0
KAYNE ANDERSON ACQUISITION
UNIT 06/30/2022
48661U201
2349
227000
SH
SOLE
227000
0
0
KLONDEX MNS LTD
COM
498696103
1654
716200
SH
SOLE
716200
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
1821
53198
SH
SOLE
53198
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
2204
220000
SH
SOLE
220000
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
1004
100000
SH
SOLE
100000
0
0
LEO HOLDINGS CORP
UNIT 99/99/9999
G5463L121
2034
200000
SH
SOLE
200000
0
0
LF CAP ACQUISITION CORP
UNIT 06/19/2025
50200K207
2266
225000
SH
SOLE
225000
0
0
LIGHTPATH TECHNOLOGIES INC
CL A NEW
532257805
862
374938
SH
SOLE
374938
0
0
LILIS ENERGY INC
COM NEW
532403201
34723
6677492
SH
SOLE
6677492
0
0
MAG SILVER CORP
COM
55903Q104
6763
626100
SH
SOLE
626100
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
114
175000
SH
SOLE
175000
0
0
MATLIN & PARTNERS ACQUISITIO
UNIT 05/28/2021A
57682V205
1604
152000
SH
SOLE
152000
0
0
MCEWEN MNG INC
COM
58039P107
3548
1714800
SH
SOLE
1714800
0
0
M D C HLDGS INC
COM
552676108
2048
66560
SH
SOLE
66560
0
0
MICRON TECHNOLOGY INC
COM
595112103
19413
370200
SH
SOLE
370200
0
0
MITEL NETWORKS CORP
COM
60671Q104
3697
337000
SH
SOLE
337000
0
0
MOSAIC ACQUISITION CORP
UNIT 99/99/9999
G62848117
1253
125000
SH
SOLE
125000
0
0
MTECH ACQUISITION CORP
UNIT 01/19/2023
55378W206
3370
325000
SH
SOLE
325000
0
0
MTGE INVT CORP
COM
55378A105
6900
352018
SH
SOLE
352018
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
1025
100000
SH
SOLE
100000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
2115
330000
SH
SOLE
330000
0
0
NEBULA ACQUISITION CORP
UNIT 03/12/2025
629076209
1511
150000
SH
SOLE
150000
0
0
NEW FRONTIER CORP
UNIT 99/99/9999
G6485P116
1005
100000
SH
SOLE
100000
0
0
NOBLE CORP PLC
CALL
G65431901
2033
10300
SH
SOLE
10300
0
0
NOBLE CORP PLC
SHS USD
G65431101
16013
2529727
SH
SOLE
2529727
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
4730
8738596
SH
SOLE
8738596
0
0
NOW INC
COM
67011P100
187
14000
SH
SOLE
14000
0
0
NUANCE COMMUNICATIONS INC
DEBT 1.500%11/0
67020YAG5
386
400000
SH
SOLE
400000
0
0
NXP SEMICONDUCTORS N V
PUT
N6596X959
564
388
SH
SOLE
388
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
11834
108300
SH
SOLE
108300
0
0
OBSIDIAN ENERGY LTD
COM
674482104
1742
1536700
SH
SOLE
1536700
0
0
ONE MADISON CORP
UNIT 99/99/9999
G6772P118
1768
175000
SH
SOLE
175000
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
1006
100000
SH
SOLE
100000
0
0
ORBOTECH LTD
ORD
M75253100
6941
112309
SH
SOLE
112309
0
0
OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
40
25000
SH
SOLE
25000
0
0
OSPREY ENERGY ACQUISITION CO
CL A COM
688397108
1726
170000
SH
SOLE
170000
0
0
PATTERN ENERGY GROUP INC
NOTE 4.000% 7/1
70338PAB6
1000
1000000
SH
SOLE
1000000
0
0
PATTERSON UTI ENERGY INC
COM
703481101
5419
301039
SH
SOLE
301039
0
0
PENSARE ACQUISITION CORP
UNIT 07/27/2022
70957E204
1193
112500
SH
SOLE
112500
0
0
PINNACLE ENTMT INC NEW
COM
72348Y105
4067
120588
SH
SOLE
120588
0
0
PINNACLE FOODS INC DEL
COM
72348P104
6506
100000
SH
SOLE
100000
0
0
PLATINUM EAGLE ACQUISITIN CO
UNIT 01/09/2023
G7126L126
2010
200000
SH
SOLE
200000
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
813
245800
SH
SOLE
245800
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
4100
400000
SH
SOLE
400000
0
0
PURPLE INNOVATION INC
*W EXP 02/02/202
74640Y114
90
131350
SH
SOLE
131350
0
0
QORVO INC
COM
74736K101
3223
40199
SH
SOLE
40199
0
0
REGALWOOD GLOBAL ENERGY LTD
UNIT 99/99/9999
G74760110
2030
200000
SH
SOLE
200000
0
0
REV GROUP INC
COM
749527107
5322
312852
SH
SOLE
312852
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
1226
22100
SH
SOLE
22100
0
0
ROCKWELL COLLINS INC
COM
774341101
13574
100784
SH
SOLE
100784
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
5450
336000
SH
SOLE
336000
0
0
RSP PERMIAN INC
COM
74978Q105
11738
266662
SH
SOLE
266662
0
0
SCHNITZER STL INDS
CL A
806882106
14156
420070
SH
SOLE
420070
0
0
SEACOR HOLDINGS INC
NOTE 3.000%11/1
81170YAB5
491
500000
SH
SOLE
500000
0
0
SENTINEL ENERGY SVCS INC
UNIT 11/02/2022
G8062D128
2119
210000
SH
SOLE
210000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
6493
38467
SH
SOLE
38467
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
5374
55607
SH
SOLE
55607
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
*W EXP 09/14/202
G8250R129
2840
1577892
SH
SOLE
1577892
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
30380
2769386
SH
SOLE
2769386
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
2301
64962
SH
SOLE
64962
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
370
24663
SH
SOLE
24663
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
136
14000
SH
SOLE
14000
0
0
TASEKO MINES LTD
COM
876511106
11742
11025874
SH
SOLE
11025874
0
0
THUNDER BRIDGE ACQUISITION L
UNIT 01/01/2025
G8857R118
2008
200000
SH
SOLE
200000
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2335
230000
SH
SOLE
230000
0
0
TORCHLIGHT ENERGY RES INC
COM
89102U103
462
340000
SH
SOLE
340000
0
0
TPG PACE ENERGY HLDGS CORP
*W EXP 99/99/999
872656111
265
96366
SH
SOLE
96366
0
0
TPG PACE HLDGS CORP
UNIT 99/99/9999
G89827102
2098
199800
SH
SOLE
199800
0
0
TRANSOCEAN LTD
CALL
H8817H900
1134
4200
SH
SOLE
4200
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
15667
1165676
SH
SOLE
1165676
0
0
TRIDENT ACQUISITIONS CORP
UNIT 05/09/2023
89615T205
904
90000
SH
SOLE
90000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
2867
285000
SH
SOLE
285000
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
2515
250000
SH
SOLE
250000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
10435
210000
SH
SOLE
210000
0
0
UNISYS CORP
COM NEW
909214306
9059
702273
SH
SOLE
702273
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
12068
518709
SH
SOLE
518709
0
0
VALIDUS HOLDINGS LTD
COM SHS
G9319H102
2340
34619
SH
SOLE
34619
0
0
VANTAGE ENERGY ACQUISITION
UNIT 04/12/2024
92211L204
1976
190000
SH
SOLE
190000
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
2013
200000
SH
SOLE
200000
0
0
VERTEX ENERGY INC
COM
92534K107
607
572431
SH
SOLE
572431
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
504
400
SH
SOLE
400
0
0
WHITING PETE CORP NEW
COM NEW
966387409
4602
87300
SH
SOLE
87300
0
0
XL GROUP LTD
COM
G98294104
8001
143000
SH
SOLE
143000
0
0