0001062993-18-003330.txt : 20180814 0001062993-18-003330.hdr.sgml : 20180814 20180813173326 ACCESSION NUMBER: 0001062993-18-003330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001389610 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12402 FILM NUMBER: 181013501 BUSINESS ADDRESS: STREET 1: 3200 - 1021 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 0C3 BUSINESS PHONE: 604-681-5787 MAIL ADDRESS: STREET 1: 3200 - 1021 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 0C3 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389610 XXXXXXXX 06-30-2018 06-30-2018 VERTEX ONE ASSET MANAGEMENT INC.
3200 - 1021 WEST HASTINGS STREET VANCOUVER A1 V6E 0C3
13F HOLDINGS REPORT 028-12402 N
Martin Lang Chief Compliance Officer 604-681-5787 Martin Lang Vancouver A1 08-10-2018 0 137 616305 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AETNA INC NEW COM 00817Y108 9542 52000 SH SOLE 52000 0 0 ALBEMARLE CORP COM 012653101 1887 20000 SH SOLE 20000 0 0 ALTA MESA RES INC *W EXP 03/28/202 02133L117 33 23333 SH SOLE 23333 0 0 ANDEAVOR COM 03349M105 12921 98500 SH SOLE 98500 0 0 ARROW ELECTRS INC COM 042735100 1608 21354 SH SOLE 21354 0 0 AT&T INC COM 00206R102 355 11062 SH SOLE 11062 0 0 AV HOMES INC COM 00234P102 2675 125000 SH SOLE 125000 0 0 BANCO SANTANDER SA ADR 05964H105 251 47035 SH SOLE 47035 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 5228 354470 SH SOLE 354470 0 0 BELLATRIX EXPLORATION LTD COM NEW 078314507 552 550000 SH SOLE 550000 0 0 BG STAFFING INC COM 05544A109 349 15000 SH SOLE 15000 0 0 BIG ROCK PARTNERS ACQUISI CO UNIT 11/20/2022 089482202 1579 150000 SH SOLE 150000 0 0 BOFI HLDG INC COM 05566U108 43785 1070264 SH SOLE 1070264 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 20985 547480 SH SOLE 547480 0 0 CALAMP CORP COM 128126109 4301 183556 SH SOLE 183556 0 0 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 1895 184000 SH SOLE 184000 0 0 CARRIZO OIL & GAS INC COM 144577103 6650 238794 SH SOLE 238794 0 0 CATCHMARK TIMBER TR INC CL A 14912Y202 5254 412690 SH SOLE 412690 0 0 CAVIUM INC COM 14964U108 3534 40857 SH SOLE 40857 0 0 CENTURY CMNTYS INC COM 156504300 4676 148224 SH SOLE 148224 0 0 CENTURYLINK INC COM 156700106 373 20000 SH SOLE 20000 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 509 500000 SH SOLE 500000 0 0 CITIGROUP INC *W EXP 01/04/201 172967226 415 33167809 SH SOLE 33167809 0 0 CM SEVEN STAR ACQUISITION CO UNIT 08/21/2022 G2345N128 2111 175000 SH SOLE 175000 0 0 DCT INDUSTRIAL TRUST INC COM NEW 233153204 8074 121000 SH SOLE 121000 0 0 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 2033 200000 SH SOLE 200000 0 0 DIAMOND OFFSHORE DRILLING IN CALL 25271C902 1773 3720 SH SOLE 3720 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 6235 298900 SH SOLE 298900 0 0 ENSCO PLC CALL G3157S906 429 3300 SH SOLE 3300 0 0 ENSCO PLC SHS CLASS A G3157S106 26749 3684439 SH SOLE 3684439 0 0 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 1529 150000 SH SOLE 150000 0 0 FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 91 70200 SH SOLE 70200 0 0 FEDERAL STR ACQUISITION CORP UNIT 99/99/9999 31421V206 1629 159300 SH SOLE 159300 0 0 FLEX LTD ORD Y2573F102 4074 288700 SH SOLE 288700 0 0 FRANCO NEVADA CORP COM 351858105 16287 223158 SH SOLE 223158 0 0 GENERAL ELECTRIC CO COM 369604103 1275 93650 SH SOLE 93650 0 0 GGP INC COM 36174X101 3926 192174 SH SOLE 192174 0 0 GIGCAPITAL INC UNIT 03/06/2025 37518N205 1313 125000 SH SOLE 125000 0 0 GILEAD SCIENCES INC COM 375558103 1142 16123 SH SOLE 16123 0 0 GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 1443 140000 SH SOLE 140000 0 0 GORES HLDGS II INC *W EXP 01/13/202 382867117 90 48666 SH SOLE 48666 0 0 GORES HLDGS II INC UNIT 99/99/9999 382867208 1267 119000 SH SOLE 119000 0 0 GRAMERCY PPTY TR COM NEW 385002308 7238 264924 SH SOLE 264924 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 1025 100300 SH SOLE 100300 0 0 GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 400 415000 SH SOLE 415000 0 0 HAYMAKER ACQUISITION CORP UNIT 10/19/2022 420870206 2314 228900 SH SOLE 228900 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 503 50000 SH SOLE 50000 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 1145 289200 SH SOLE 289200 0 0 HUNTER MARITIME ACQUISITION CL A Y37828111 692 70000 SH SOLE 70000 0 0 HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 15 35000 SH SOLE 35000 0 0 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 63 105000 SH SOLE 105000 0 0 INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 1820 175000 SH SOLE 175000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 487 500000 SH SOLE 500000 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 11505 181379 SH SOLE 181379 0 0 KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 2349 227000 SH SOLE 227000 0 0 KLONDEX MNS LTD COM 498696103 1654 716200 SH SOLE 716200 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 1821 53198 SH SOLE 53198 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 2204 220000 SH SOLE 220000 0 0 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 1004 100000 SH SOLE 100000 0 0 LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 2034 200000 SH SOLE 200000 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 2266 225000 SH SOLE 225000 0 0 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 862 374938 SH SOLE 374938 0 0 LILIS ENERGY INC COM NEW 532403201 34723 6677492 SH SOLE 6677492 0 0 MAG SILVER CORP COM 55903Q104 6763 626100 SH SOLE 626100 0 0 MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 114 175000 SH SOLE 175000 0 0 MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 1604 152000 SH SOLE 152000 0 0 MCEWEN MNG INC COM 58039P107 3548 1714800 SH SOLE 1714800 0 0 M D C HLDGS INC COM 552676108 2048 66560 SH SOLE 66560 0 0 MICRON TECHNOLOGY INC COM 595112103 19413 370200 SH SOLE 370200 0 0 MITEL NETWORKS CORP COM 60671Q104 3697 337000 SH SOLE 337000 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 1253 125000 SH SOLE 125000 0 0 MTECH ACQUISITION CORP UNIT 01/19/2023 55378W206 3370 325000 SH SOLE 325000 0 0 MTGE INVT CORP COM 55378A105 6900 352018 SH SOLE 352018 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1025 100000 SH SOLE 100000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 2115 330000 SH SOLE 330000 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1511 150000 SH SOLE 150000 0 0 NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1005 100000 SH SOLE 100000 0 0 NOBLE CORP PLC CALL G65431901 2033 10300 SH SOLE 10300 0 0 NOBLE CORP PLC SHS USD G65431101 16013 2529727 SH SOLE 2529727 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 4730 8738596 SH SOLE 8738596 0 0 NOW INC COM 67011P100 187 14000 SH SOLE 14000 0 0 NUANCE COMMUNICATIONS INC DEBT 1.500%11/0 67020YAG5 386 400000 SH SOLE 400000 0 0 NXP SEMICONDUCTORS N V PUT N6596X959 564 388 SH SOLE 388 0 0 NXP SEMICONDUCTORS N V COM N6596X109 11834 108300 SH SOLE 108300 0 0 OBSIDIAN ENERGY LTD COM 674482104 1742 1536700 SH SOLE 1536700 0 0 ONE MADISON CORP UNIT 99/99/9999 G6772P118 1768 175000 SH SOLE 175000 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 1006 100000 SH SOLE 100000 0 0 ORBOTECH LTD ORD M75253100 6941 112309 SH SOLE 112309 0 0 OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 40 25000 SH SOLE 25000 0 0 OSPREY ENERGY ACQUISITION CO CL A COM 688397108 1726 170000 SH SOLE 170000 0 0 PATTERN ENERGY GROUP INC NOTE 4.000% 7/1 70338PAB6 1000 1000000 SH SOLE 1000000 0 0 PATTERSON UTI ENERGY INC COM 703481101 5419 301039 SH SOLE 301039 0 0 PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 1193 112500 SH SOLE 112500 0 0 PINNACLE ENTMT INC NEW COM 72348Y105 4067 120588 SH SOLE 120588 0 0 PINNACLE FOODS INC DEL COM 72348P104 6506 100000 SH SOLE 100000 0 0 PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 2010 200000 SH SOLE 200000 0 0 PRECISION DRILLING CORP COM 2010 74022D308 813 245800 SH SOLE 245800 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 4100 400000 SH SOLE 400000 0 0 PURPLE INNOVATION INC *W EXP 02/02/202 74640Y114 90 131350 SH SOLE 131350 0 0 QORVO INC COM 74736K101 3223 40199 SH SOLE 40199 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 2030 200000 SH SOLE 200000 0 0 REV GROUP INC COM 749527107 5322 312852 SH SOLE 312852 0 0 RIO TINTO PLC SPONSORED ADR 767204100 1226 22100 SH SOLE 22100 0 0 ROCKWELL COLLINS INC COM 774341101 13574 100784 SH SOLE 100784 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 5450 336000 SH SOLE 336000 0 0 RSP PERMIAN INC COM 74978Q105 11738 266662 SH SOLE 266662 0 0 SCHNITZER STL INDS CL A 806882106 14156 420070 SH SOLE 420070 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 491 500000 SH SOLE 500000 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 2119 210000 SH SOLE 210000 0 0 SHIRE PLC SPONSORED ADR 82481R106 6493 38467 SH SOLE 38467 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 5374 55607 SH SOLE 55607 0 0 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 2840 1577892 SH SOLE 1577892 0 0 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 30380 2769386 SH SOLE 2769386 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 2301 64962 SH SOLE 64962 0 0 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 370 24663 SH SOLE 24663 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 136 14000 SH SOLE 14000 0 0 TASEKO MINES LTD COM 876511106 11742 11025874 SH SOLE 11025874 0 0 THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 2008 200000 SH SOLE 200000 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 2335 230000 SH SOLE 230000 0 0 TORCHLIGHT ENERGY RES INC COM 89102U103 462 340000 SH SOLE 340000 0 0 TPG PACE ENERGY HLDGS CORP *W EXP 99/99/999 872656111 265 96366 SH SOLE 96366 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 2098 199800 SH SOLE 199800 0 0 TRANSOCEAN LTD CALL H8817H900 1134 4200 SH SOLE 4200 0 0 TRANSOCEAN LTD REG SHS H8817H100 15667 1165676 SH SOLE 1165676 0 0 TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 904 90000 SH SOLE 90000 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 2867 285000 SH SOLE 285000 0 0 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 2515 250000 SH SOLE 250000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 10435 210000 SH SOLE 210000 0 0 UNISYS CORP COM NEW 909214306 9059 702273 SH SOLE 702273 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 12068 518709 SH SOLE 518709 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 2340 34619 SH SOLE 34619 0 0 VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 1976 190000 SH SOLE 190000 0 0 VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 2013 200000 SH SOLE 200000 0 0 VERTEX ENERGY INC COM 92534K107 607 572431 SH SOLE 572431 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 504 400 SH SOLE 400 0 0 WHITING PETE CORP NEW COM NEW 966387409 4602 87300 SH SOLE 87300 0 0 XL GROUP LTD COM G98294104 8001 143000 SH SOLE 143000 0 0