0001085146-21-003294.txt : 20211115 0001085146-21-003294.hdr.sgml : 20211115 20211115110235 ACCESSION NUMBER: 0001085146-21-003294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nicholas Investment Partners, LP CENTRAL INDEX KEY: 0001389574 IRS NUMBER: 861162233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12426 FILM NUMBER: 211407471 BUSINESS ADDRESS: STREET 1: 6451 EL SICOMORO STREET CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 858-759-4545 MAIL ADDRESS: STREET 1: P.O. BOX 9267 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 FORMER COMPANY: FORMER CONFORMED NAME: Wagonhound Investments, LP DATE OF NAME CHANGE: 20070209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389574 XXXXXXXX 09-30-2021 09-30-2021 false Nicholas Investment Partners, LP

P.O. BOX 9267 RANCHO SANTA FE CA 92067

13F COMBINATION REPORT 028-12426 0001390777 028-12592 Bank of New York Mellon Corp N Christopher Siriani 858-759-4545 /s/ Christopher Siriani Rancho Santa Fe CA 11-15-2021 0 188 1369766 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 908 DEVICES INC COM 65443P102 9360 287815 SH SOLE 287815 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 3331 5785 SH SOLE 5785 0 0 ADVANCED MICRO DEVICES INC COM 007903107 885 8604 SH SOLE 8604 0 0 AIRBNB INC COM CL A 009066101 1141 6804 SH SOLE 6804 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 2986 2460000 PRN SOLE 2460000 0 0 ALPHA TEKNOVA INC COM 02080L102 15053 604770 SH SOLE 604770 0 0 ALPHABET INC CAP STK CL C 02079K107 1450 544 SH SOLE 544 0 0 ALX ONCOLOGY HLDGS INC COM 00166B105 3536 47872 SH SOLE 47872 0 0 AMAZON COM INC COM 023135106 6021 1833 SH SOLE 1833 0 0 AMERESCO INC CL A 02361E108 6356 108781 SH SOLE 108781 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 3947 31370 SH SOLE 31370 0 0 AMYRIS INC COM NEW 03236M200 12994 946366 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NOTE 2.250% 2/1 595017AH7 4697 2090000 PRN SOLE 2090000 0 0 MICROSOFT CORP COM 594918104 5382 19090 SH SOLE 19090 0 0 MIRATI THERAPEUTICS INC COM 60468T105 21233 120023 SH SOLE 120023 0 0 MONOLITHIC PWR SYS INC COM 609839105 26787 55267 SH SOLE 55267 0 0 MORGAN STANLEY COM NEW 617446448 8758 90000 SH SOLE 90000 0 0 NEOGENOMICS INC COM NEW 64049M209 15371 318627 SH SOLE 318627 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 4672 4620000 PRN SOLE 4620000 0 0 NOVOCURE LTD ORD SHS G6674U108 7968 68593 SH SOLE 68593 0 0 NVIDIA CORPORATION COM 67066G104 8796 42461 SH SOLE 42461 0 0 OAK STR HEALTH INC COM 67181A107 11764 276596 SH SOLE 276596 0 0 OKTA INC NOTE 0.375% 6/1 679295AF2 1453 1190000 PRN SOLE 1190000 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 689 2411 SH SOLE 2411 0 0 ON HLDG AG NAMEN AKT A H5919C104 631 20955 SH SOLE 20955 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 4503 2000000 PRN SOLE 2000000 0 0 PACWEST BANCORP DEL COM 695263103 5703 125846 SH SOLE 125846 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 11495 6325000 PRN SOLE 6325000 0 0 PAYPAL HLDGS INC COM 70450Y103 3440 13221 SH SOLE 13221 0 0 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 1117 1000000 PRN SOLE 1000000 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 8554 5300000 PRN SOLE 5300000 0 0 PRIMO WATER CORPORATION COM 74167P108 3288 209186 SH SOLE 209186 0 0 PRUDENTIAL FINL INC COM 744320102 4208 40000 SH SOLE 40000 0 0 RALPH LAUREN CORP CL A 751212101 924 8321 SH SOLE 8321 0 0 RED ROCK RESORTS INC CL A 75700L108 14337 279905 SH SOLE 279905 0 0 REGAL BELOIT CORP COM 758750103 6539 43497 SH SOLE 43497 0 0 REPLIGEN CORP COM 759916109 25611 88621 SH SOLE 88621 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 3275 1295000 PRN SOLE 1295000 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 3100 3145000 PRN SOLE 3145000 0 0 RINGCENTRAL INC NOTE 3/1 76680RAH0 1871 2000000 PRN SOLE 2000000 0 0 ROKU INC COM CL A 77543R102 1894 6044 SH SOLE 6044 0 0 RWT HLDGS INC NOTE 5.750%10/0 749772AD1 2295 2250000 PRN SOLE 2250000 0 0 SCHRODINGER INC COM 80810D103 11019 201513 SH SOLE 201513 0 0 SCIENTIFIC GAMES CORP COM 80874P109 4470 53808 SH SOLE 53808 0 0 SHOPIFY INC CL A 82509L107 3770 2781 SH SOLE 2781 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 10000 8170000 PRN SOLE 8170000 0 0 SILVERGATE CAP CORP CL A 82837P408 4016 34770 SH SOLE 34770 0 0 SIMON PPTY GROUP INC NEW COM 828806109 10460 80482 SH SOLE 80482 0 0 SINGULAR GENOMICS SYSTEMS IN COM 82933R100 7271 649793 SH SOLE 649793 0 0 SMARTSHEET INC COM CL A 83200N103 10019 145589 SH SOLE 145589 0 0 SNAP INC CL A 83304A106 3072 41582 SH SOLE 41582 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 3996 1225000 PRN SOLE 1225000 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 3101 2500000 PRN SOLE 2500000 0 0 SOMALOGIC INC *W EXP 03/01/202 83444K113 94 27148 SH SOLE 27148 0 0 SOMALOGIC INC CLASS A COM 83444K105 7206 581604 SH SOLE 581604 0 0 SPDR SER TR S&P BIOTECH 78464A870 3928 31247 SH SOLE 31247 0 0 SPLUNK INC COM 848637104 723 4993 SH SOLE 4993 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 7934 6500000 PRN SOLE 6500000 0 0 SQUARE INC CL A 852234103 5752 23984 SH SOLE 23984 0 0 SQUARE INC NOTE 0.125% 3/0 852234AF0 4491 2215000 PRN SOLE 2215000 0 0 SQUARESPACE INC CLASS A 85225A107 523 13537 SH SOLE 13537 0 0 SUNOPTA INC COM 8676EP108 1725 193144 SH SOLE 193144 0 0 SWITCH INC CL A 87105L104 773 30458 SH SOLE 30458 0 0 SYNOPSYS INC COM 871607107 2397 8005 SH SOLE 8005 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4186 37496 SH SOLE 37496 0 0 TALIS BIOMEDICAL CORP COM 87424L108 6182 989090 SH SOLE 989090 0 0 TERADYNE INC COM 880770102 344 3155 SH SOLE 3155 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 8683 144667 SH SOLE 144667 0 0 TFI INTL INC COM 87241L109 15893 155539 SH SOLE 155539 0 0 TG THERAPEUTICS INC COM 88322Q108 16169 485838 SH SOLE 485838 0 0 THE BEAUTY HEALTH COMPANY COM CL A 88331L108 10271 395494 SH SOLE 395494 0 0 TRIMBLE INC COM 896239100 562 6831 SH SOLE 6831 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 9926 149425 SH SOLE 149425 0 0 TWILIO INC CL A 90138F102 5185 16251 SH SOLE 16251 0 0 TWIST BIOSCIENCE CORP COM 90184D100 14341 134062 SH SOLE 134062 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 6422 5100000 PRN SOLE 5100000 0 0 ULTA BEAUTY INC COM 90384S303 710 1967 SH SOLE 1967 0 0 UMH PPTYS INC COM 903002103 4780 208720 SH SOLE 208720 0 0 VEEVA SYS INC CL A COM 922475108 13326 46243 SH SOLE 46243 0 0 VERRA MOBILITY CORP COM 92511U102 4077 270568 SH SOLE 270568 0 0 VERVE THERAPEUTICS INC COM 92539P101 6218 132300 SH SOLE 132300 0 0 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 7635 2786354 SH SOLE 2786354 0 0 WEREWOLF THERAPEUTICS INC COM 95075A107 5084 296283 SH SOLE 296283 0 0 WESTERN ALLIANCE BANCORP COM 957638109 17719 162824 SH SOLE 162824 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 16497 520077 SH SOLE 520077 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 913 1771 SH SOLE 1771 0 0