0001085146-20-000622.txt : 20200213 0001085146-20-000622.hdr.sgml : 20200213 20200212200609 ACCESSION NUMBER: 0001085146-20-000622 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nicholas Investment Partners, LP CENTRAL INDEX KEY: 0001389574 IRS NUMBER: 861162233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12426 FILM NUMBER: 20606536 BUSINESS ADDRESS: STREET 1: 6451 EL SICOMORO STREET CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 858-759-4545 MAIL ADDRESS: STREET 1: P.O. BOX 9267 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 FORMER COMPANY: FORMER CONFORMED NAME: Wagonhound Investments, LP DATE OF NAME CHANGE: 20070209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389574 XXXXXXXX 12-31-2019 12-31-2019 false Nicholas Investment Partners, LP

P.O. BOX 9267 RANCHO SANTA FE CA 92067

13F COMBINATION REPORT 028-12426 0001390777 028-12592 Bank of New York Mellon Corp N Christopher Siriani 858-759-4545 /s/ Christopher Siriani Rancho Santa Fe CA 02-11-2020 1 204 970900 1 0001164772 028-06761 JACKSON NATIONAL ASSET MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 1087 23704 SH SOLE 23704 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 3701 3350000 PRN SOLE 3350000 0 0 ALPHABET INC CAP STK CL A 02079K305 4144 3094 SH SOLE 3094 0 0 ALTERYX INC COM CL A 02156B103 2730 27278 SH SOLE 24904 0 2374 AMARIN CORP PLC SPONS ADR NEW 023111206 6129 285848 SH SOLE 261109 0 24739 AMAZON COM INC COM 023135106 2515 1361 SH SOLE 1361 0 0 AMERICOLD RLTY TR COM 03064D108 3042 86771 SH SOLE 72608 0 14163 ANAPLAN INC COM 03272L108 899 17155 SH SOLE 10206 0 6949 ANSYS INC COM 03662Q105 1302 5057 SH SOLE 2952 0 2105 APPLE INC COM 037833100 3798 12933 SH SOLE 12933 0 0 APTIV PLC SHS G6095L109 6096 64190 SH SOLE 50812 0 13378 ARES CAP CORP NOTE 4.625% 3/0 04010LAW3 4354 4105000 PRN SOLE 4105000 0 0 ARGENX SE SPONSORED ADR 04016X101 6630 41302 SH SOLE 37920 0 3382 ASPEN TECHNOLOGY INC COM 045327103 2671 22085 SH SOLE 20195 0 1890 ATLASSIAN CORP PLC CL A G06242104 1185 9844 SH SOLE 7895 0 1949 AVALARA INC COM 05338G106 3399 46402 SH SOLE 46402 0 0 AVANTOR INC COM 05352A100 3343 184167 SH SOLE 154574 0 29593 AXSOME THERAPEUTICS INC COM 05464T104 1286 12443 SH SOLE 12443 0 0 BALL CORP COM 058498106 936 14479 SH SOLE 620 0 13859 BANK AMER CORP 7.25%CNV PFD L 060505682 2376 1640 PRN SOLE 1640 0 0 BED BATH & BEYOND INC COM 075896100 6206 358736 SH SOLE 358736 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 7824 143717 SH SOLE 133671 0 10046 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 1805 1700000 PRN SOLE 1700000 0 0 BOOT BARN HLDGS INC COM 099406100 1540 34585 SH SOLE 34585 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 4329 60855 SH SOLE 49836 0 11019 BOYD GAMING CORP COM 103304101 4491 150000 SH SOLE 150000 0 0 BRIDGEBIO PHARMA INC COM 10806X102 694 19809 SH SOLE 19809 0 0 BROADCOM INC 8% CNV PFD SER A 11135F200 5396 4625 PRN SOLE 4625 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 1472 57942 SH SOLE 57942 0 0 BURLINGTON STORES INC COM 122017106 4773 20931 SH SOLE 15313 0 5618 CACI INTL INC CL A 127190304 8312 33248 SH SOLE 31303 0 1945 CADENCE DESIGN SYSTEM INC COM 127387108 2088 30106 SH SOLE 23488 0 6618 CAESARS ENTMT CORP COM 127686103 13600 1000000 SH SOLE 1000000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 3843 2000000 PRN SOLE 2000000 0 0 CALLAWAY GOLF CO COM 131193104 17823 840684 SH SOLE 811887 0 28797 CARDLYTICS INC COM 14161W105 4406 70087 SH SOLE 70087 0 0 CERENCE INC COM 156727109 1122 49598 SH SOLE 49598 0 0 CHEFS WHSE INC COM 163086101 1904 49948 SH SOLE 49948 0 0 CHEGG INC COM 163092109 5488 144753 SH SOLE 130091 0 14662 CLARUS CORP NEW COM 18270P109 1588 117112 SH SOLE 117112 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 1555 1300000 PRN SOLE 1300000 0 0 COPA HOLDINGS SA CL A P31076105 4014 37137 SH SOLE 37137 0 0 COSTAR GROUP INC COM 22160N109 1447 2419 SH SOLE 1431 0 988 COUPA SOFTWARE INC COM 22266L106 1724 11788 SH SOLE 11788 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 2896 2735000 PRN SOLE 2735000 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 2835 46541 SH SOLE 46541 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 7152 5580 PRN SOLE 5580 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1122 7895 SH SOLE 7895 0 0 DANAHER CORPORATION 4.75 MND CV PFD 235851300 6720 5715 PRN SOLE 5715 0 0 DANAHER CORPORATION COM 235851102 3715 24208 SH SOLE 24208 0 0 DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 9710 10095000 PRN SOLE 10095000 0 0 DISNEY WALT CO COM DISNEY 254687106 3853 26637 SH SOLE 26637 0 0 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 4793 3860000 PRN SOLE 3860000 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 2505 2585000 PRN SOLE 2585000 0 0 E L F BEAUTY INC COM 26856L103 789 48938 SH SOLE 48938 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 4561 19550 SH SOLE 17111 0 2439 EHEALTH INC COM 28238P109 6742 70175 SH SOLE 70175 0 0 ELASTIC N V ORD SHS N14506104 995 15470 SH SOLE 11714 0 3756 ELDORADO RESORTS INC COM 28470R102 8133 136368 SH SOLE 136368 0 0 EPAM SYS INC COM 29414B104 837 3945 SH SOLE 2305 0 1640 ESPERION THERAPEUTICS INC NE COM 29664W105 4089 68570 SH SOLE 68570 0 0 ESSENT GROUP LTD COM G3198U102 4752 91411 SH SOLE 72379 0 19032 EVERBRIDGE INC COM 29978A104 4091 52395 SH SOLE 49331 0 3064 EXACT SCIENCES CORP COM 30063P105 6934 74978 SH SOLE 67442 0 7536 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 10515 9300000 PRN SOLE 9300000 0 0 FIRST COMWLTH FINL CORP PA COM 319829107 2015 138881 SH SOLE 138881 0 0 FIRST FNDTN INC COM 32026V104 1521 87404 SH SOLE 87404 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 17601 149863 SH SOLE 141952 0 7911 FISERV INC COM 337738108 2823 24411 SH SOLE 15930 0 8481 FIVE BELOW INC COM 33829M101 2435 19046 SH SOLE 16220 0 2826 FREEPORT-MCMORAN INC CL B 35671D857 2672 203669 SH SOLE 203669 0 0 FRESHPET INC COM 358039105 5840 98837 SH SOLE 86329 0 12508 FRONTDOOR INC COM 35905A109 5575 117562 SH SOLE 117562 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 5351 67315 SH SOLE 67315 0 0 GLOBAL PMTS INC COM 37940X102 2423 13273 SH SOLE 7584 0 5689 GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 4764 5340000 PRN SOLE 5340000 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 4427 265904 SH SOLE 224932 0 40972 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 2925 3030000 PRN SOLE 3030000 0 0 GROCERY OUTLET HLDG CORP COM 39874R101 1498 46161 SH SOLE 46161 0 0 GUARDANT HEALTH INC COM 40131M109 3300 42238 SH SOLE 42238 0 0 HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 4460 3695000 PRN SOLE 3695000 0 0 HASBRO INC COM 418056107 502 4750 SH SOLE 0 0 4750 HELIX ENERGY SOLUTIONS GRP I NOTE 4.125% 9/1 42330PAJ6 1742 1350000 PRN SOLE 1350000 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 4.250% 5/0 42330PAH0 1066 1000000 PRN SOLE 1000000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 5784 4380000 PRN SOLE 4380000 0 0 HORIZON THERAPEUTICS PUB LTD SHS G46188101 7039 194439 SH SOLE 174172 0 20267 HUNT J B TRANS SVCS INC COM 445658107 708 6059 SH SOLE 3944 0 2115 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 2433 1750000 PRN SOLE 1750000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 4904 4450000 PRN SOLE 4450000 0 0 IMMUNOMEDICS INC COM 452907108 4944 233645 SH SOLE 233645 0 0 INCYTE CORP COM 45337C102 1161 13296 SH SOLE 13296 0 0 INCYTE CORP NOTE 1.250%11/1 45337CAN2 1269 750000 PRN SOLE 750000 0 0 INGERSOLL-RAND PLC SHS G47791101 2106 15843 SH SOLE 9047 0 6796 INSPIRE MED SYS INC COM 457730109 3869 52139 SH SOLE 52139 0 0 INTER PARFUMS INC COM 458334109 1835 25244 SH SOLE 25244 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 3864 139578 SH SOLE 139578 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2255 10528 SH SOLE 10528 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 2825 27528 SH SOLE 16212 0 11316 KLA CORPORATION COM NEW 482480100 1418 7961 SH SOLE 4564 0 3397 KONTOOR BRANDS INC COM 50050N103 22569 537475 SH SOLE 537475 0 0 KORNIT DIGITAL LTD SHS M6372Q113 5449 159190 SH SOLE 145533 0 13657 KRYSTAL BIOTECH INC COM 501147102 4121 74418 SH SOLE 74418 0 0 KURA SUSHI USA INC CL A COM 501270102 1276 50128 SH SOLE 50128 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 1234 6234 SH SOLE 3097 0 3137 LAM RESEARCH CORP COM 512807108 3793 12971 SH SOLE 10507 0 2464 LAS VEGAS SANDS CORP COM 517834107 69040 1000000 SH SOLE 1000000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 4468 233449 SH SOLE 233449 0 0 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 633 32834 SH SOLE 32834 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 7656 5690000 PRN SOLE 5690000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1220 17077 SH SOLE 9759 0 7318 LIVONGO HEALTH INC COM 539183103 2485 99152 SH SOLE 99152 0 0 LPL FINL HLDGS INC COM 50212V100 919 9966 SH SOLE 5047 0 4919 LULULEMON ATHLETICA INC COM 550021109 1720 7426 SH SOLE 4299 0 3127 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 4227 2900000 PRN SOLE 2900000 0 0 MANTECH INTL CORP CL A 564563104 2546 31867 SH SOLE 31867 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 7251 6800000 PRN SOLE 6800000 0 0 MATADOR RES CO COM 576485205 1438 80000 SH SOLE 80000 0 0 MEDALLIA INC COM 584021109 1964 63125 SH SOLE 63125 0 0 MEDICINES CO COM 584688105 4099 48252 SH SOLE 48252 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 11516 4555000 PRN SOLE 4555000 0 0 MELCO RESORTS AND ENTMT LTD ADR 585464100 51966 2150000 SH SOLE 2150000 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 5092 4680000 PRN SOLE 4680000 0 0 MGM RESORTS INTERNATIONAL COM 552953101 4674 140479 SH SOLE 122508 0 17971 MICROCHIP TECHNOLOGY INC COM 595017104 1276 12188 SH SOLE 8301 0 3887 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 3791 2660000 PRN SOLE 2660000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 7234 4980000 PRN SOLE 4980000 0 0 MICROSOFT CORP COM 594918104 5439 34492 SH SOLE 34492 0 0 MONOLITHIC PWR SYS INC COM 609839105 10979 61675 SH SOLE 55415 0 6260 MYOKARDIA INC COM 62857M105 4565 62634 SH SOLE 62634 0 0 NEOGENOMICS INC COM NEW 64049M209 5396 184476 SH SOLE 184476 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 3161 29410 SH SOLE 24629 0 4781 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 2220 1450000 PRN SOLE 1450000 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 4511 201649 SH SOLE 179581 0 22068 NOVOCURE LTD ORD SHS G6674U108 7233 85835 SH SOLE 80167 0 5668 NVIDIA CORP COM 67066G104 1838 7811 SH SOLE 7811 0 0 OKTA INC CL A 679295105 451 3910 SH SOLE 3910 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 1423 7500 SH SOLE 4396 0 3104 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 8996 6525000 PRN SOLE 6525000 0 0 PALO ALTO NETWORKS INC COM 697435105 309 1336 SH SOLE 1336 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 10296 9335000 PRN SOLE 9335000 0 0 PAPA JOHNS INTL INC COM 698813102 22317 353399 SH SOLE 353399 0 0 PENUMBRA INC COM 70975L107 4997 30417 SH SOLE 27540 0 2877 PHREESIA INC COM 71944F106 5380 201959 SH SOLE 201959 0 0 PLANET FITNESS INC CL A 72703H101 2727 36516 SH SOLE 30201 0 6315 POOL CORPORATION COM 73278L105 1514 7129 SH SOLE 7129 0 0 PRA GROUP INC COM 69354N106 1422 39187 SH SOLE 39187 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 6198 5950000 PRN SOLE 5950000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1498 1300000 PRN SOLE 1300000 0 0 RAPID7 INC COM 753422104 2540 45344 SH SOLE 45344 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 7587 37111 SH SOLE 35395 0 1716 REPLIGEN CORP COM 759916109 7164 77450 SH SOLE 69034 0 8416 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 5948 5515000 PRN SOLE 5515000 0 0 REVOLVE GROUP INC CL A 76156B107 918 50000 SH SOLE 50000 0 0 RINGCENTRAL INC CL A 76680R206 487 2888 SH SOLE 2888 0 0 ROKU INC COM CL A 77543R102 1698 12679 SH SOLE 9386 0 3293 SAIA INC COM 78709Y105 3594 38600 SH SOLE 38600 0 0 SALESFORCE COM INC COM 79466L302 1207 7423 SH SOLE 7423 0 0 SAREPTA THERAPEUTICS INC COM 803607100 4609 35716 SH SOLE 33095 0 2621 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 3793 1950000 PRN SOLE 1950000 0 0 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 3636 2965000 PRN SOLE 2965000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 3035 99282 SH SOLE 68555 0 30727 SILK ROAD MEDICAL INC COM 82710M100 4874 120707 SH SOLE 120707 0 0 SIMPLY GOOD FOODS CO COM 82900L102 11318 396557 SH SOLE 367970 0 28587 SKYWEST INC COM 830879102 4500 69633 SH SOLE 60188 0 9445 SMARTSHEET INC COM CL A 83200N103 4244 94487 SH SOLE 84008 0 10479 SPDR SERIES TRUST S&P BIOTECH 78464A870 64694 680200 SH Put SOLE 680200 0 0 SPLUNK INC COM 848637104 1731 11561 SH SOLE 11561 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 12259 10205000 PRN SOLE 10205000 0 0 SPROUTS FMRS MKT INC COM 85208M102 833 43061 SH SOLE 43061 0 0 SQUARE INC CL A 852234103 634 10136 SH SOLE 4916 0 5220 SQUARE INC NOTE 0.500% 5/1 852234AD5 9879 8850000 PRN SOLE 8850000 0 0 STONERIDGE INC COM 86183P102 1436 48962 SH SOLE 48962 0 0 SUN CMNTYS INC COM 866674104 1108 7380 SH SOLE 4349 0 3031 SUNDIAL GROWERS INC COM 86730L109 113 37427 SH SOLE 37427 0 0 SWITCH INC CL A 87105L104 935 63095 SH SOLE 63095 0 0 SYNOPSYS INC COM 871607107 2342 16827 SH SOLE 12378 0 4449 TELADOC HEALTH INC COM 87918A105 6676 79743 SH SOLE 72591 0 7152 TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 6244 3600000 PRN SOLE 3600000 0 0 TERADYNE INC COM 880770102 984 14434 SH SOLE 7411 0 7023 TERRENO RLTY CORP COM 88146M101 2198 40603 SH SOLE 32079 0 8524 TESLA INC NOTE 2.000% 5/1 88160RAG6 2525 1670000 PRN SOLE 1670000 0 0 TEXAS INSTRS INC COM 882508104 1150 8964 SH SOLE 8964 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 520 1000000 PRN SOLE 1000000 0 0 TREX CO INC COM 89531P105 4879 54282 SH SOLE 48674 0 5608 TURNING POINT THERAPEUTICS I COM 90041T108 5011 80442 SH SOLE 80442 0 0 TWILIO INC CL A 90138F102 1174 11949 SH SOLE 9584 0 2365 TWILIO INC NOTE 0.250% 6/0 90138FAB8 992 650000 PRN SOLE 650000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 1870 1935000 PRN SOLE 1935000 0 0 UNIQURE NV SHS N90064101 7213 100654 SH SOLE 93329 0 7325 UNITED RENTALS INC COM 911363109 1283 7696 SH SOLE 3303 0 4393 UPLAND SOFTWARE INC COM 91544A109 1217 34088 SH SOLE 34088 0 0 V F CORP COM 918204108 1331 13351 SH SOLE 7992 0 5359 VEEVA SYS INC CL A COM 922475108 3903 27746 SH SOLE 21747 0 5999 VERISK ANALYTICS INC COM 92345Y106 590 3948 SH SOLE 3948 0 0 VIAVI SOLUTIONS INC COM 925550105 1497 99829 SH SOLE 99829 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 2217 1720000 PRN SOLE 1720000 0 0 VISA INC COM CL A 92826C839 2267 12063 SH SOLE 12063 0 0 VISTEON CORP COM NEW 92839U206 3338 38554 SH SOLE 38554 0 0 WENDYS CO COM 95058W100 1886 84902 SH SOLE 68779 0 16123 WESTERN ALLIANCE BANCORP COM 957638109 7324 128495 SH SOLE 102178 0 26317 WORKIVA INC COM CL A 98139A105 1018 24209 SH SOLE 24209 0 0 XILINX INC COM 983919101 617 6307 SH SOLE 6307 0 0 YUM CHINA HLDGS INC COM 98850P109 528 11004 SH SOLE 5627 0 5377 ZUORA INC COM CL A 98983V106 645 45000 SH SOLE 45000 0 0