0001085146-17-002344.txt : 20171113 0001085146-17-002344.hdr.sgml : 20171110 20171113173046 ACCESSION NUMBER: 0001085146-17-002344 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nicholas Investment Partners, LP CENTRAL INDEX KEY: 0001389574 IRS NUMBER: 861162233 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12426 FILM NUMBER: 171197332 BUSINESS ADDRESS: STREET 1: 6451 EL SICOMORO STREET CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 858-759-4545 MAIL ADDRESS: STREET 1: P.O. BOX 2828 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: Wagonhound Investments, LP DATE OF NAME CHANGE: 20070209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001389574 XXXXXXXX 09-30-2017 09-30-2017 Nicholas Investment Partners, LP

P.O. BOX 2828 DEL MAR CA 92014

13F COMBINATION REPORT 028-12426 0001390777 028-12592 Bank of New York Mellon CORP N Christopher Siriani 858 759-4545 /s/ Christopher Siriani Rancho Santa Fe CA 11-13-2017 1 244 1446683 false 1 0001164772 028-06761 JACKSON NATIONAL ASSET MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABIOMED INCCOM0036541001199071114SHSOLE025728045386ACTIVISION BLIZZARD INCCOM00507V109316749088SHSOLE04289306195ACXIOM CORPCOM0051251094431179845SHSOLE082475097370ADOBE SYS INCCOM00724F101247616599SHSOLE01406702532ADVANCED MICRO DEVICES INCCOM0079031072500196084SHSOLE0263340169750ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD820901180000PRNSOLE0118000000AERIE PHARMACEUTICALS INCCOM00771V108349371871SHSOLE046239025632AGILENT TECHNOLOGIES INCCOM00846U1017389115092SHSOLE045569069523AIR TRANSPORT SERVICES GRP ICOM00922R1057264298445SHSOLE01511560147289ALARM COM HLDGS INCCOM0116421055947131622SHSOLE066178065444ALBEMARLE CORPCOM012653101643647217SHSOLE018427028790ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102241413979SHSOLE01221401765ALIGN TECHNOLOGY INCCOM016255101765441092SHSOLE011133029959ALLEGHENY TECHNOLOGIES INCNOTE 4.750% 7/001741RAG736602000000PRNSOLE0200000000ALLERGAN PLCPFD CONV SER AG0177J11626543620PRNSOLE0362000ALPHABET INCCAP STK CL A02079K30531863272SHSOLE027670505AMAZON COM INCCOM02313510620272108SHSOLE018060302AMBARELLA INCSHSG037AX101279056931SHSOLE028615028316AMERICAN HOMES 4 RENTCL A02665T3064762219324SHSOLE0256180193706AMERICAN TOWER CORP NEWDEP PFD CONV SE03027X407159513110PRNSOLE01311000AMERIPRISE FINL INCCOM03076C106733149366SHSOLE025789023577AMICUS THERAPEUTICS INCCOM03152W1092027134388SHSOLE068861065527APPLE INCCOM037833100402426111SHSOLE02027105840APPLIED MATLS INCCOM0382221056749129562SHSOLE043811085751ARAMARKCOM03852U106351786596SHSOLE011640074956ARCONIC INC5.375% PFD B 103965L308155640000PRNSOLE04000000ARRAY BIOPHARMA INCCOM04269X1053409277142SHSOLE01437820133360ASPEN TECHNOLOGY INCCOM045327103485877348SHSOLE025290052058ATLAS AIR WORLDWIDE HLDGS INNOTE 1.875% 6/0049164BJ473885800000PRNSOLE0580000000AUTODESK INCCOM052769106643057281SHSOLE020455036826AVEXIS INCCOM05366U100360937313SHSOLE019212018101BANK OF NT BUTTERFIELD&SON LSHS NEWG0772R208176048041SHSOLE00048041BECTON DICKINSON & COPFD SHS CONV A0758872087611138515PRNSOLE013851500BERRY GLOBAL GROUP INCCOM08579W1037274128400SHSOLE040980087420BEST INCSPONSORED ADS08653C1062853238366SHSOLE01216210116745BIOHAVEN PHARMACTL HLDG CO LCOMG11196105360296367SHSOLE049557046810BIOMARIN PHARMACEUTICAL INCCOM09061G101352137829SHSOLE06285031544BIOMARIN PHARMACEUTICAL INCNOTE 1.500%10/109061GAF883907010000PRNSOLE0701000000BIOTELEMETRY INCCOM0906721065906178968SHSOLE091819087149BLACK KNIGHT FINL SVCS INCCL A09214X100170539596SHSOLE05539034057BLACKHAWK NETWORK HLDGS INCNOTE 1.500% 1/109238EAB085677675000PRNSOLE0767500000BLUEBIRD BIO INCCOM09609G100979771329SHSOLE034653036676BLUEPRINT MEDICINES CORPCOM09627Y109260537394SHSOLE019446017948BOINGO WIRELESS INCCOM09739C1024176195422SHSOLE097353098069BURLINGTON STORES INCCOM12201710611319118569SHSOLE045333073236BWX TECHNOLOGIES INCCOM05605H1006638118492SHSOLE0175970100895CAESARS ENTMT CORPCOM127686103200251500000SHSOLE0150000000CALLAWAY GOLF COCOM1311931047894547079SHSOLE02764390270640CBOE HLDGS INCCOM12503M108914884992SHSOLE035357049635CDW CORPCOM12514G108447967857SHSOLE010179057678CELANESE CORP DELCOM SER A150870103740370994SHSOLE032232038762CELESTICA INCSUB VTG SHS15101Q1082710218918SHSOLE021891800CEMEX SAB DE CVSPON ADR NEW1512908894607507379SHSOLE0680730439306CEMEX SAB DE CVNOTE 3.750% 3/1151290BC647344150000PRNSOLE0415000000CEVA INCCOM157210105175440974SHSOLE020512020462CHENIERE ENERGY INCNOTE 4.250% 3/116411RAG432584705000PRNSOLE0470500000CIENA CORPNOTE 3.750%10/1171779AJ065915450000PRNSOLE0545000000CITIGROUP INCCOM NEW172967424187325743SHSOLE02251303230CLOVIS ONCOLOGY INCCOM189464100205324917SHSOLE012829012088CLOVIS ONCOLOGY INCNOTE 2.500% 9/1189464AB6771500000PRNSOLE050000000COHERENT INCCOM19247910318968063SHSOLE0396304100COVENANT TRANSN GROUP INCCL A22284P105157054190SHSOLE026863027327CRANE COCOM224399105364945618SHSOLE06128039490CROWN CASTLE INTL CORP NEW6.875% CON PFD A22822V30942414000PRNSOLE0400000CSX CORPCOM126408103388471583SHSOLE06332708256CTRIP COM INTL LTDNOTE 1.250% 9/122943FAM296548965000PRNSOLE0896500000CUMMINS INCCOM231021106344320491SHSOLE02746017745CYPRESS SEMICONDUCTOR CORPCOM2328061093574237981SHSOLE0328240205157CYPRESS SEMICONDUCTOR CORPNOTE 4.500% 1/1232806AM176715875000PRNSOLE0587500000DAVE & BUSTERS ENTMT INCCOM23833710962011814SHSOLE0593405880DERMIRA INCCOM24983L1044178154730SHSOLE097242057488DESCARTES SYS GROUP INCCOM249906108192970515SHSOLE06526205253DIGIRAD CORPCOM253827109863250000SHSOLE025000000DISH NETWORK CORPNOTE 3.375% 8/125470MAB525452275000PRNSOLE0227500000DOVER CORPCOM260003108467151110SHSOLE06709044401DYCOM INDS INCNOTE 0.750% 9/1267475AB787157670000PRNSOLE0767000000E L F BEAUTY INCCOM26856L103197387507SHSOLE043990043517ECHO GLOBAL LOGISTICS INCNOTE 2.500% 5/027875TAA943284500000PRNSOLE0450000000EDWARDS LIFESCIENCES CORPCOM28176E108536549085SHSOLE07068042017ELECTRONIC ARTS INCCOM285512109365030915SHSOLE04634026281ENTEGRIS INCCOM29362U1044098142061SHSOLE0135400128521ESSENT GROUP LTDCOMG3198U10281020000SHSOLE00020000EURONET WORLDWIDE INCNOTE 1.500%10/0298736AH251333795000PRNSOLE0379500000EVERBRIDGE INCCOM29978A10414028530969SHSOLE03203750210594EXACT SCIENCES CORPCOM30063P10511260238973SHSOLE01010460137927EXTREME NETWORKS INCCOM30226D1066923582267SHSOLE03093070272960F M C CORPCOM NEW302491303475053184SHSOLE06922046262FACEBOOK INCCL A30303M1025092981SHSOLE0002981FERRO CORPCOM3154051005853262444SHSOLE01311390131305FIBROGEN INCCOM31572Q808244945513SHSOLE023600021913FINISAR CORPCOM NEW31787A5076276283097SHSOLE0978920185205FIRST REP BK SAN FRANCISCO CCOM33616C100301628876SHSOLE03538025338FLEXION THERAPEUTICS INCCOM33938J10688136434SHSOLE03318803246FLIR SYS INCCOM3024451018645222178SHSOLE0773180144860FORTINET INCCOM34959E109286679967SHSOLE011292068675GUIDEWIRE SOFTWARE INCCOM40171V100592376076SHSOLE010200065876HANNON ARMSTRONG SUST INFR CNOTE 4.125% 9/041068XAB631053000000PRNSOLE0300000000HEALTHEQUITY INCCOM42226A1076492128361SHSOLE075053053308HEICO CORP NEWCOM422806109695977482SHSOLE010816066666HESKA CORPCOM RESTRC NEW42805E306222825296SHSOLE014339010957HILTON GRAND VACATIONS INCCOM43283X1053908101177SHSOLE049200051977HOME DEPOT INCCOM437076102259815883SHSOLE01387802005HORIZON PHARMA INVT LTDNOTE 2.500% 3/144052TAB770767835000PRNSOLE0783500000HUBSPOT INCCOM443573100435051760SHSOLE025914025846HUNT J B TRANS SVCS INCCOM445658107385234676SHSOLE04658030018IMMUNOMEDICS INCCOM4529071084673334279SHSOLE02136930120586INCYTE CORPCOM45337C102988184640SHSOLE050883033757INPHI CORPCOM45772F107217554801SHSOLE024833029968INPHI CORPNOTE 1.125%12/045772FAB382036700000PRNSOLE0670000000INTEGRATED DEVICE TECHNOLOGYNOTE 0.875%11/1458118AC066536225000PRNSOLE0622500000INTEL CORPCOM458140100379899741SHSOLE087182012559INTUITIVE SURGICAL INCCOM NEW46120E60232933149SHSOLE047202677JAZZ INVESTMENTS I LTDNOTE 1.875% 8/1472145AB752665000000PRNSOLE0500000000JAZZ PHARMACEUTICALS PLCSHS USDG50871105321421975SHSOLE03876018099JEFFERIES GROUP INC NEWDBCV 3.875%11/0472319AG710011000000PRNSOLE0100000000JOHN BEAN TECHNOLOGIES CORPCOM477839104479747447SHSOLE023746023701K2M GROUP HLDGS INCCOM48273J1074305202982SHSOLE0123460079522KENNAMETAL INCCOM4891701009050224342SHSOLE01045990119743KEYCORP NEWCOM4932671082750146144SHSOLE0189580127186KNIGHT SWIFT TRANSN HLDGS INCL A4990491049254222729SHSOLE0136906085823KNOWLES CORPNOTE 3.250%11/049926DAB533793000000PRNSOLE0300000000LAS VEGAS SANDS CORPCOM5178341071443602250000SHSOLE0225000000LAUDER ESTEE COS INCCL A518439104224420807SHSOLE01940501402LEIDOS HLDGS INCCOM525327102500084438SHSOLE039791044647LIBERTY INTERACTIVE LLCDEB 1.750% 9/3530610AD627612330000PRNSOLE0233000000LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM5312294095759137435SHSOLE0196170117818LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB872535995000PRNSOLE0599500000LIBERTY MEDIA CORP DELAWAREDEB 2.250% 9/3531229AE228582690000PRNSOLE0269000000LIONS GATE ENTMNT CORPCL A VTG535919401277282881SHSOLE072549010332LIONS GATE ENTMNT CORPCL B NON VTG535919500304295706SHSOLE012838082868LIVE NATION ENTERTAINMENT INCOM5380341096875157862SHSOLE0228380135024LOGMEIN INCCOM54142L109348331652SHSOLE04359027293LOXO ONCOLOGY INCCOM548862101542858921SHSOLE038964019957MACOM TECH SOLUTIONS HLDGS ICOM55405Y100189342441SHSOLE021308021133MADDEN STEVEN LTDCOM556269108315672890SHSOLE06385009040MARRIOTT VACATIONS WRLDWDE CNOTE 1.500% 9/157164YAA510441000000PRNSOLE0100000000MARVELL TECHNOLOGY GROUP LTDORDG5876H1053311184945SHSOLE0287860156159MASIMO CORPCOM574795100391545229SHSOLE022686022543MATADOR RES COCOM5764852058668319284SHSOLE0241103078181MAXLINEAR INCCOM57776J1002581108694SHSOLE054835053859MELCO RESORT ENTERTAINMENT LADR585464100844203500000SHSOLE0350000000MGIC INVT CORP WISCOM5528481039764779244SHSOLE02812680497976MGM RESORTS INTERNATIONALCOM552953101916642812632SHSOLE026025740210058MICROCHIP TECHNOLOGY INCCOM595017104377842082SHSOLE05646036436MICROSOFT CORPCOM594918104460461807SHSOLE050305011502MINDBODY INCCOM CL A60255W1056718259881SHSOLE01257700134111MKS INSTRUMENT INCCOM55306N104301631935SHSOLE016104015831MOELIS & COCL A60786M1055735133216SHSOLE053662079554MOHAWK INDS INCCOM608190104575623255SHSOLE03151020104MONOLITHIC PWR SYS INCCOM609839105403037827SHSOLE017880019947MULESOFT INCCL A6252071054053201222SHSOLE01010250100197NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS779487250000PRNSOLE0725000000NETFLIX INCCOM64110L106287315844SHSOLE01386001984NEVRO CORPCOM64157F103200122016SHSOLE011242010774NEVRO CORPNOTE 1.750% 6/064157FAA131582650000PRNSOLE0265000000NOMAD FOODS LTDUSD ORD SHSG6564A1059539654697SHSOLE04237250230972NORDSTROM INCCOM655664100346673501SHSOLE010176063325NORWEGIAN CRUISE LINE HLDGSSHSG66721104492491101SHSOLE012739078362NUANCE COMMUNICATIONS INCDEBT 1.500%11/067020YAG522912300000PRNSOLE0230000000NUTANIX INCCL A67059N1083994178367SHSOLE0239140154453NXP SEMICONDUCTORS N VDBCV 1.000%12/062952QAB616441360000PRNSOLE0136000000OLD DOMINION FGHT LINES INCCOM67958010013422121894SHSOLE049416072478ORACLE CORPCOM68389X105119224649SHSOLE02154803101PALO ALTO NETWORKS INCCOM697435105261518146SHSOLE02434015712PALO ALTO NETWORKS INCNOTE 7/0697435AB182235975000PRNSOLE0597500000PARSLEY ENERGY INCCL A7018771023307125556SHSOLE0172430108313PATTERN ENERGY GROUP INCNOTE 4.000% 7/170338PAB633763250000PRNSOLE0325000000PDC ENERGY INCNOTE 1.125% 9/169327RAD355215670000PRNSOLE0567000000PDF SOLUTIONS INCCOM6932821052323149944SHSOLE075127074817PEGASYSTEMS INCCOM705573103178330920SHSOLE02385607064PENUMBRA INCCOM70975L107378941964SHSOLE021454020510PHYSICIANS RLTY TRCOM71943U104154286988SHSOLE00086988PLEXUS CORPCOM729132100188033520SHSOLE00033520PORTOLA PHARMACEUTICALS INCCOM737010108345864005SHSOLE038539025466POWER INTEGRATIONS INCCOM739276103275437622SHSOLE018927018695PRA HEALTH SCIENCES INCCOM69354M108266434976SHSOLE018124016852PRICE T ROWE GROUP INCCOM74144T108463751150SHSOLE06871044279PRICELINE GRP INCNOTE 1.000% 3/1741503AQ91863965000PRNSOLE096500000PROGRESSIVE CORP OHIOCOM74331510311200231314SHSOLE0823920148922PROOFPOINT INCCOM743424103402546150SHSOLE023082023068PROOFPOINT INCDBCV 0.750% 6/1743424AD590147215000PRNSOLE0721500000PTC INCCOM69370C100354963054SHSOLE08801054253PUMA BIOTECHNOLOGY INCCOM74587V1071056388205SHSOLE041337046868PVH CORPCOM693656100512840678SHSOLE05566035112QUANTA SVCS INCCOM74762E10212653338580SHSOLE01184300220150QUIDEL CORPCOM74838J1014685106807SHSOLE069629037178QUIDEL CORPNOTE 3.250%12/174838JAA933322200000PRNSOLE0220000000RED HAT INCCOM756577102319628825SHSOLE04324024501REPLIGEN CORPCOM759916109305779773SHSOLE040846038927REPLIGEN CORPNOTE 2.125% 6/0759916AA751093800000PRNSOLE0380000000ROYAL CARIBBEAN CRUISES LTDCOMV7780T103243620552SHSOLE01797502577ROYAL DUTCH SHELL PLCSPONS ADR A780259206271344778SHSOLE04477800ROYAL GOLD INCNOTE 2.875% 6/1780287AA6883800000PRNSOLE080000000SAGE THERAPEUTICS INCCOM78667J108262742173SHSOLE027157015016SALESFORCE COM INCNOTE 0.250% 4/079466LAD681035770000PRNSOLE0577000000SKYWEST INCCOM830879102423696490SHSOLE042079054411SKYWORKS SOLUTIONS INCCOM83088M102219921577SHSOLE03237018340SOUTHWEST AIRLS COCOM844741108512891600SHSOLE044653046947SQUARE INCCL A852234103282397998SHSOLE013155084843STMICROELECTRONICS N VNY REGISTRY8610121023252167462SHSOLE0224730144989SUMMIT MATLS INCCL A86614U1005125159998SHSOLE080364079634SUNOPTA INCCOM8676EP10891041046417SHSOLE06057350440682SUPERNUS PHARMACEUTICALS INCCOM868459108295573869SHSOLE038358035511SYNOPSYS INCCOM871607107268533344SHSOLE04659028685SYNOVUS FINL CORPCOM NEW87161C5017221156778SHSOLE063280093498T MOBILE US INCCONV PFD SER A872590203125212550PRNSOLE01255000TABLEAU SOFTWARE INCCL A87336U105345246093SHSOLE06358039735TACTILE SYS TECHNOLOGY INCCOM87357P100238477032SHSOLE040109036923TAKE-TWO INTERACTIVE SOFTWARCOM874054109558754650SHSOLE027711026939TALEND S AADS874224207117028575SHSOLE02620302372TELADOC INCCOM87918A1055326160662SHSOLE095669064993TESARO INCCOM881569107742957542SHSOLE019653037889TESARO INCNOTE 3.000%10/0881569AA537401000000PRNSOLE0100000000TESLA INCNOTE 2.375% 3/188160RAD352014235000PRNSOLE0423500000TIFFANY & CO NEWCOM886547108344437524SHSOLE05042032482TIMKEN COCOM8873891046188127465SHSOLE076098051367TIVITY HEALTH INCCOM88870R1024669114437SHSOLE057884056553TOCAGEN INCCOM88884610262350000SHSOLE05000000TOWER SEMICONDUCTOR LTDSHS NEWM87915274211568770SHSOLE06255506215TRIMBLE INCCOM8962391008356212890SHSOLE0529990159891TUTOR PERINI CORPNOTE 2.875% 6/1901109AD057054900000PRNSOLE0490000000TYLER TECHNOLOGIES INCCOM902252105174910033SHSOLE0140308630ULTIMATE SOFTWARE GROUP INCCOM90385D107342118042SHSOLE02421015621UNITED RENTALS INCCOM911363109352225389SHSOLE03706021683UNITEDHEALTH GROUP INCCOM91324P102284114505SHSOLE01285401651UNIVERSAL DISPLAY CORPCOM91347P105197615332SHSOLE0770007632VANTIV INCCL A92210H105441062578SHSOLE08964053614VEEVA SYS INCCL A COM922475108396470273SHSOLE09683060590VERTEX PHARMACEUTICALS INCCOM92532F100608940051SHSOLE011573028478VISTEON CORPCOM NEW92839U20613664110396SHSOLE044735065661VOCERA COMMUNICATIONS INCCOM92857F1074011127865SHSOLE065609062256VONAGE HLDGS CORPCOM92886T2013441422724SHSOLE02122500210474WEATHERFORD INTL LTDNOTE 5.875% 7/0947075AH049684550000PRNSOLE0455000000WEIBO CORPSPONSORED ADR948596101344334797SHSOLE04673030124WELLCARE HEALTH PLANS INCCOM94946T106386622513SHSOLE03362019151WENDYS COCOM95058W1004070262079SHSOLE01210930140986WESTERN ALLIANCE BANCORPCOM957638109223542098SHSOLE019280022818WINGSTOP INCCOM974155103303891381SHSOLE045628045753WOODWARD INCCOM980745103553171269SHSOLE035697035572WPX ENERGY INCPFD SER A CV98212B202155329135PRNSOLE02913500XYLEM INCCOM98419M100360857614SHSOLE07867049747YAHOO INCNOTE 12/0984332AF366435120000PRNSOLE0512000000YUM CHINA HLDGS INCCOM98850P10919985500000SHSOLE050000000ZAI LAB LTDADR98887Q1042939108856SHSOLE010270306153