0001437749-21-013294.txt : 20210525
0001437749-21-013294.hdr.sgml : 20210525
20210525164620
ACCESSION NUMBER: 0001437749-21-013294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210521
FILED AS OF DATE: 20210525
DATE AS OF CHANGE: 20210525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Xinzhou
CENTRAL INDEX KEY: 0001565534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33678
FILM NUMBER: 21961281
MAIL ADDRESS:
STREET 1: WANGQUIAO
STREET 2: NO. 1000, PUDONG NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: F4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001389545
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680454536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 899-8800
MAIL ADDRESS:
STREET 1: 2000 POWELL STREET, SUITE 1150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-05-21
0001389545
NovaBay Pharmaceuticals, Inc.
NBY
0001565534
Li Xinzhou
C/O NOVABAY PHARMACEUTICALS, INC.
2000 POWELL STREET, SUITE 1150
EMERYVILLE
CA
94608
1
1
Restricted Stock Unit
2021-05-21
4
A
0
30000
0
A
Common stock
30000
30000
D
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on the one year anniversary of the date of grant.
/s/ Justin Hall as attorney in fact for Xinzhou Li
2021-05-25