0001437749-21-013294.txt : 20210525 0001437749-21-013294.hdr.sgml : 20210525 20210525164620 ACCESSION NUMBER: 0001437749-21-013294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210521 FILED AS OF DATE: 20210525 DATE AS OF CHANGE: 20210525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Xinzhou CENTRAL INDEX KEY: 0001565534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33678 FILM NUMBER: 21961281 MAIL ADDRESS: STREET 1: WANGQUIAO STREET 2: NO. 1000, PUDONG NEW AREA CITY: SHANGHAI STATE: F4 ZIP: F4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NovaBay Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001389545 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680454536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 899-8800 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 1150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rdgdoc.xml FORM 4 X0306 4 2021-05-21 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001565534 Li Xinzhou C/O NOVABAY PHARMACEUTICALS, INC. 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608 1 1 Restricted Stock Unit 2021-05-21 4 A 0 30000 0 A Common stock 30000 30000 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on the one year anniversary of the date of grant. /s/ Justin Hall as attorney in fact for Xinzhou Li 2021-05-25