X0306 4 2013-04-29 0 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001565534 Li Xinzhou NO. 1000, WANGQIAO ROAD, PUDONG AREA SHANGHAI F4 201201 CHINA 0 0 1 0 Common Stock 2013-04-29 4 J 0 1743 A 2001743 I By Pioneer Pharma (Singapore) Pte. Ltd. The shares were issued pursuant to an International Distribution Agreement dated as of September 13, 2012, between the Issuer and an affiliate of Pioneer Pharma (Singapore) Pte. Ltd. The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., which is a wholly owned subsidiary of Pioneer Pharma Co. Ltd., of which the Reporting Person and his spouse are the sole owners. The Reporting Person's previous Form 3 and Form 4 filings incorrectly stated that Pioneer Pharma (Singapore) Pte. Ltd. was a wholly owned subsidiary of Naqu Area Pioneer Pharma, Co. Ltd. Xinzhou Li 2013-11-27