X0303 4/A 2010-11-15 2010-11-15 0 0001389545 NovaBay Pharmaceuticals, Inc. NBY 0001236257 WU ROY J C/O NOVABAY PHARMACEUTICALS, INC. 5980 HORTON STREET, SUITE 550 EMERYVILLE CA 94608 0 1 0 0 SVP Bus & Corp Development Option (Right to buy) 1.89 2010-11-15 4 A 0 40000 0 A 2011-11-15 2020-11-14 Common stock 40000 190000 D Original Form 4 filed on November 15, 2010. This amendment is filed to correct the exercise price from $1.85 to $1.89 per share. Original Form 4 filed on November 15, 2010. This amendment is filed to correct the grant date from November 12, 2010 to November 15, 2010, the date the last signature to the Board Written Consent granting the options was received by the Company. /s/ Theresa Granados, as Attorney-in-Fact for Roy Wu 2010-11-17