Chief Compliance Officer

0001085146-22-002702.txt : 20220802 0001085146-22-002702.hdr.sgml : 20220802 20220801174657 ACCESSION NUMBER: 0001085146-22-002702 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220802 DATE AS OF CHANGE: 20220801 EFFECTIVENESS DATE: 20220802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 221126083 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389479 XXXXXXXX 06-30-2022 06-30-2022 false Brown Advisory Securities, LLC

901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340

13F HOLDINGS REPORT 028-12353 N Brett D. Rogers Chief Compliance Officer 410-537-5486 /s/ Brett D. Rogers Baltimore MD 08-01-2022 0 140 105818 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 401 3704 SH DFND 0 0 3704 ABBVIE INC COM 00287Y109 2968 19362 SH DFND 0 0 19362 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 450 1630 SH DFND 0 0 1630 ADOBE SYSTEMS INCORPORATED COM 00724F101 347 945 SH DFND 0 0 945 ALPHABET INC CAP STK CL A 02079K305 1812 832 SH DFND 0 0 832 ALPHABET INC CAP STK CL C 02079K107 1747 798 SH DFND 0 0 798 ALTRIA GROUP INC COM 02209S103 368 8795 SH DFND 0 0 8795 AMAZON COM INC COM 023135106 1586 14972 SH DFND 0 0 14972 AMERICAN TOWER CORP NEW COM 03027X100 1423 5576 SH DFND 0 0 5576 AMERIPRISE FINL INC COM 03076C106 308 1294 SH DFND 0 0 1294 AMGEN INC COM 031162100 706 2904 SH DFND 0 0 2904 ANALOG DEVICES INC COM 032654105 276 1883 SH DFND 0 0 1883 ANNALY CAPITAL MANAGEMENT IN COM 035710409 65 11017 SH DFND 0 0 11017 APPLE INC COM 037833100 11110 81255 SH DFND 0 0 81255 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 946 16648 SH DFND 0 0 16648 AT&T INC COM 00206R102 374 17916 SH DFND 0 0 17916 AUTOMATIC DATA PROCESSING IN COM 053015103 365 1743 SH DFND 0 0 1743 BERKSHIRE HATHAWAY INC DEL CL A 084670108 409 1 SH DFND 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3954 14465 SH DFND 0 0 14465 BK OF AMERICA CORP COM 060505104 383 12326 SH DFND 0 0 12326 BLACKSTONE INC COM 09260D107 1136 12484 SH DFND 0 0 12484 BOOKING HOLDINGS INC COM 09857L108 203 116 SH DFND 0 0 116 BRISTOL-MYERS SQUIBB CO COM 110122108 351 4583 SH DFND 0 0 4583 BROADCOM INC COM 11135F101 217 449 SH DFND 0 0 449 BUILDERS FIRSTSOURCE INC COM 12008R107 426 7950 SH DFND 0 0 7950 CARRIER GLOBAL CORPORATION COM 14448C104 493 13816 SH DFND 0 0 13816 CHEVRON CORP NEW COM 166764100 296 2036 SH DFND 0 0 2036 CISCO SYS INC COM 17275R102 462 10755 SH DFND 0 0 10755 COCA COLA CO COM 191216100 398 6351 SH DFND 0 0 6351 CONSOLIDATED EDISON INC COM 209115104 201 2109 SH DFND 0 0 2109 COSTCO WHSL CORP NEW COM 22160K105 630 1312 SH DFND 0 0 1312 CVS HEALTH CORP COM 126650100 703 7574 SH DFND 0 0 7574 DANAHER CORPORATION COM 235851102 836 3298 SH DFND 0 0 3298 DISNEY WALT CO COM 254687106 1164 12329 SH DFND 0 0 12329 DOMINION ENERGY INC COM 25746U109 288 3617 SH DFND 0 0 3617 DOW INC COM 260557103 287 5552 SH DFND 0 0 5552 DUKE ENERGY CORP NEW COM NEW 26441C204 288 2675 SH DFND 0 0 2675 DYNATRACE INC COM NEW 268150109 267 6742 SH DFND 0 0 6742 EATON VANCE TAX-MANAGED DIVE COM 27828N102 121 10640 SH DFND 0 0 10640 EATON VANCE TAX-MANAGED GLOB COM 27829F108 90 11605 SH DFND 0 0 11605 EDWARDS LIFESCIENCES CORP COM 28176E108 240 2537 SH DFND 0 0 2537 ELEVANCE HEALTH INC COM 036752103 401 832 SH DFND 0 0 832 EMERSON ELEC CO COM 291011104 204 2550 SH DFND 0 0 2550 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 549 54916 SH DFND 0 0 54916 EXXON MOBIL CORP COM 30231G102 705 8214 SH DFND 0 0 8214 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 964 55888 SH DFND 0 0 55888 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 250 4218 SH DFND 0 0 4218 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 829 6105 SH DFND 0 0 6105 FISKER INC CL A COM STK 33813J106 111 13000 SH DFND 0 0 13000 FORD MTR CO DEL COM 345370860 122 11000 SH DFND 0 0 11000 GILEAD SCIENCES INC COM 375558103 566 9141 SH DFND 0 0 9141 GOLUB CAP BDC INC COM 38173M102 164 12703 SH DFND 0 0 12703 HOME DEPOT INC COM 437076102 1240 4514 SH DFND 0 0 4514 HORIZON TECHNOLOGY FIN CORP COM 44045A102 164 14262 SH DFND 0 0 14262 INTEL CORP COM 458140100 310 8317 SH DFND 0 0 8317 INTERNATIONAL BUSINESS MACHS COM 459200101 2944 20892 SH DFND 0 0 20892 INTUIT COM 461202103 304 791 SH DFND 0 0 791 INTUITIVE SURGICAL INC COM NEW 46120E602 521 2611 SH DFND 0 0 2611 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1702 12671 SH DFND 0 0 12671 ISHARES TR CORE MSCI TOTAL 46432F834 402 7035 SH DFND 0 0 7035 ISHARES TR CORE S&P MCP ETF 464287507 1285 5686 SH DFND 0 0 5686 ISHARES TR CORE S&P SCP ETF 464287804 1508 16330 SH DFND 0 0 16330 ISHARES TR CORE S&P TTL STK 464287150 392 4680 SH DFND 0 0 4680 ISHARES TR CORE S&P500 ETF 464287200 2483 6553 SH DFND 0 0 6553 ISHARES TR CORE US AGGBD ET 464287226 237 2337 SH DFND 0 0 2337 ISHARES TR FLTG RATE NT ETF 46429B655 260 5198 SH DFND 0 0 5198 ISHARES TR MSCI EAFE ETF 464287465 251 4015 SH DFND 0 0 4015 ISHARES TR RUS 1000 ETF 464287622 249 1197 SH DFND 0 0 1197 ISHARES TR RUS 1000 VAL ETF 464287598 341 2347 SH DFND 0 0 2347 ISHARES TR SELECT DIVID ETF 464287168 1308 11104 SH DFND 0 0 11104 JOHNSON & JOHNSON COM 478160104 1386 7809 SH DFND 0 0 7809 JPMORGAN CHASE & CO COM 46625H100 977 8704 SH DFND 0 0 8704 KIMBERLY-CLARK CORP COM 494368103 204 1500 SH DFND 0 0 1500 KINDER MORGAN INC DEL COM 49456B101 289 17173 SH DFND 0 0 17173 L3HARRIS TECHNOLOGIES INC COM 502431109 216 900 SH DFND 0 0 900 LINDE PLC SHS G5494J103 218 758 SH DFND 0 0 758 LOCKHEED MARTIN CORP COM 539830109 224 521 SH DFND 0 0 521 LOWES COS INC COM 548661107 402 2296 SH DFND 0 0 2296 MASTERCARD INCORPORATED CL A 57636Q104 2948 9350 SH DFND 0 0 9350 MCCORMICK & CO INC COM NON VTG 579780206 1993 23950 SH DFND 0 0 23950 MCDONALDS CORP COM 580135101 554 2250 SH DFND 0 0 2250 MEDTRONIC PLC SHS G5960L103 336 3761 SH DFND 0 0 3761 MERCK & CO INC COM 58933Y105 3420 37489 SH DFND 0 0 37489 META PLATFORMS INC CL A 30303M102 854 5306 SH DFND 0 0 5306 MICROSOFT CORP COM 594918104 5034 19611 SH DFND 0 0 19611 NUVEEN MUN VALUE FD INC COM 670928100 107 12031 SH DFND 0 0 12031 NYMOX PHARMACEUTICAL CORP COM P73398102 12 28000 SH DFND 0 0 28000 OAKTREE SPECIALTY LENDING CO COM 67401P108 548 83493 SH DFND 0 0 83493 ONEOK INC NEW COM 682680103 571 10273 SH DFND 0 0 10273 OTIS WORLDWIDE CORP COM 68902V107 394 5580 SH DFND 0 0 5580 PAYCHEX INC COM 704326107 273 2400 SH DFND 0 0 2400 PEPSICO INC COM 713448108 234 1410 SH DFND 0 0 1410 PFIZER INC COM 717081103 1314 25133 SH DFND 0 0 25133 PRICE T ROWE GROUP INC COM 74144T108 396 3471 SH DFND 0 0 3471 PROCTER AND GAMBLE CO COM 742718109 877 6106 SH DFND 0 0 6106 QUALCOMM INC COM 747525103 495 3872 SH DFND 0 0 3872 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1064 11061 SH DFND 0 0 11061 REGENERON PHARMACEUTICALS COM 75886F107 650 1100 SH DFND 0 0 1100 ROPER TECHNOLOGIES INC COM 776696106 218 550 SH DFND 0 0 550 SALESFORCE INC COM 79466L302 427 2582 SH DFND 0 0 2582 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 83 11000 SH DFND 0 0 11000 SBA COMMUNICATIONS CORP NEW CL A 78410G104 215 671 SH DFND 0 0 671 SCHWAB CHARLES CORP COM 808513105 797 12613 SH DFND 0 0 12613 SELECT SECTOR SPDR TR ENERGY 81369Y506 919 12825 SH DFND 0 0 12825 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 306 9695 SH DFND 0 0 9695 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 290 2263 SH DFND 0 0 2263 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 538 4234 SH DFND 0 0 4234 SHELL PLC SPON ADS 780259305 435 8325 SH DFND 0 0 8325 SPDR GOLD TR GOLD SHS 78463V107 211 1249 SH DFND 0 0 1249 SPDR S&P 500 ETF TR TR UNIT 78462F103 451 1198 SH DFND 0 0 1198 SPDR SER TR PORTFOLIO SHORT 78464A474 219 7394 SH DFND 0 0 7394 SPDR SER TR S&P 600 SMCP VAL 78464A300 696 9625 SH DFND 0 0 9625 SPDR SER TR S&P DIVID ETF 78464A763 845 7130 SH DFND 0 0 7130 STARBUCKS CORP COM 855244109 1840 24092 SH DFND 0 0 24092 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 222 2707 SH DFND 0 0 2707 TESLA INC COM 88160R101 212 315 SH DFND 0 0 315 TRANE TECHNOLOGIES PLC SHS G8994E103 404 3110 SH DFND 0 0 3110 TRUIST FINL CORP COM 89832Q109 407 8658 SH DFND 0 0 8658 TWITTER INC COM 90184L102 200 5358 SH DFND 0 0 5358 UNITED PARCEL SERVICE INC CL B 911312106 218 1197 SH DFND 0 0 1197 UNITED RENTALS INC COM 911363109 204 849 SH DFND 0 0 849 UNITEDHEALTH GROUP INC COM 91324P102 398 774 SH DFND 0 0 774 VALERO ENERGY CORP COM 91913Y100 404 3800 SH DFND 0 0 3800 VANECK ETF TRUST GOLD MINERS ETF 92189F106 901 33047 SH DFND 0 0 33047 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 410 5341 SH DFND 0 0 5341 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 361 4787 SH DFND 0 0 4787 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 425 3282 SH DFND 0 0 3282 VANGUARD INDEX FDS MID CAP ETF 922908629 463 2354 SH DFND 0 0 2354 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 473 1366 SH DFND 0 0 1366 VANGUARD INDEX FDS SM CP VAL ETF 922908611 306 2042 SH DFND 0 0 2042 VANGUARD INDEX FDS SMALL CP ETF 922908751 387 2190 SH DFND 0 0 2190 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 715 4991 SH DFND 0 0 4991 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 619 6076 SH DFND 0 0 6076 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 222 974 SH DFND 0 0 974 VERIZON COMMUNICATIONS INC COM 92343V104 765 15124 SH DFND 0 0 15124 VISA INC COM CL A 92826C839 1059 5385 SH DFND 0 0 5385 VOYA FINANCIAL INC COM 929089100 880 14717 SH DFND 0 0 14717 WALMART INC COM 931142103 211 1741 SH DFND 0 0 1741 WEC ENERGY GROUP INC COM 92939U106 235 2350 SH DFND 0 0 2350 WP CAREY INC COM 92936U109 376 4541 SH DFND 0 0 4541