Chief Compliance Officer

0001085146-20-000724.txt : 20200214 0001085146-20-000724.hdr.sgml : 20200214 20200214113843 ACCESSION NUMBER: 0001085146-20-000724 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brown Advisory Securities, LLC CENTRAL INDEX KEY: 0001389479 IRS NUMBER: 753014089 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12353 FILM NUMBER: 20616038 BUSINESS ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 BUSINESS PHONE: (410) 537-5502 MAIL ADDRESS: STREET 1: 901 SOUTH BOND STREET, SUITE 400 CITY: BALTIMORE STATE: MD ZIP: 21231-3340 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001389479 XXXXXXXX 12-31-2019 12-31-2019 false Brown Advisory Securities, LLC

901 SOUTH BOND STREET, SUITE 400 BALTIMORE MD 21231-3340

13F HOLDINGS REPORT 028-12353 N Brett D. Rogers Chief Compliance Officer 410-537-5486 /s/ Brett D. Rogers Baltimore MD 01-30-2020 0 243 418104 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 752 4264 SH DFND 0 0 4264 ABBOTT LABS COM 002824100 2433 28015 SH DFND 0 0 28015 ABBVIE INC COM 00287Y109 3301 37237 SH DFND 0 0 37237 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6021 28582 SH DFND 0 0 28582 ADOBE INC COM 00724F101 477 1450 SH DFND 0 0 1450 AIR PRODS & CHEMS INC COM 009158106 304 1293 SH DFND 0 0 1293 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4804 22655 SH DFND 0 0 22655 ALLSTATE CORP COM 020002101 445 3975 SH DFND 0 0 3975 ALPHABET INC CAP STK CL A 02079K305 8349 6235 SH DFND 0 0 6235 ALPHABET INC CAP STK CL C 02079K107 6416 4804 SH DFND 0 0 4804 ALTRIA GROUP INC COM 02209S103 1041 20880 SH DFND 0 0 20880 AMAZON COM INC COM 023135106 20817 11269 SH DFND 0 0 11269 AMERICAN EXPRESS CO COM 025816109 1491 11989 SH DFND 0 0 11989 AMERICAN TOWER CORP NEW COM 03027X100 2182 9502 SH DFND 0 0 9502 AMGEN INC COM 031162100 3646 15120 SH DFND 0 0 15120 AMPHENOL CORP NEW CL A 032095101 261 2423 SH DFND 0 0 2423 ANTARES PHARMA INC COM 036642106 1293 275000 SH DFND 0 0 275000 ANTHEM INC COM 036752103 435 1437 SH DFND 0 0 1437 APPLE INC COM 037833100 31682 107898 SH DFND 0 0 107898 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 884 24700 SH DFND 0 0 24700 AT&T INC COM 00206R102 2217 56688 SH DFND 0 0 56688 AUTODESK INC COM 052769106 666 3609 SH DFND 0 0 3609 AUTOMATIC DATA PROCESSING IN COM 053015103 5878 34479 SH DFND 0 0 34479 AVALONBAY CMNTYS INC COM 053484101 605 2888 SH DFND 0 0 2888 BANK AMER CORP COM 060505104 2052 58354 SH DFND 0 0 58354 BAXTER INTL INC COM 071813109 329 3942 SH DFND 0 0 3942 BECTON DICKINSON & CO COM 075887109 590 2169 SH DFND 0 0 2169 BERKSHIRE HATHAWAY INC DEL CL A 084670108 340 1 SH DFND 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2756 12164 SH DFND 0 0 12164 BLACKSTONE GROUP INC COM CL A 09260D107 3429 61286 SH DFND 0 0 61286 BOEING CO COM 097023105 1142 3508 SH DFND 0 0 3508 BOOKING HLDGS INC COM 09857L108 364 177 SH DFND 0 0 177 BOSTON PROPERTIES INC COM 101121101 201 1463 SH DFND 0 0 1463 BP PLC SPONSORED ADR 055622104 314 8342 SH DFND 0 0 8342 BRISTOL MYERS SQUIBB CO COM 110122108 2838 44183 SH DFND 0 0 44183 BROADCOM INC COM 11135F101 1156 3657 SH DFND 0 0 3657 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2099 16996 SH DFND 0 0 16996 CANADIAN NATL RY CO COM 136375102 581 6428 SH DFND 0 0 6428 CATERPILLAR INC DEL COM 149123101 430 2906 SH DFND 0 0 2906 CDK GLOBAL INC COM 12508E101 1413 25846 SH DFND 0 0 25846 CDW CORP COM 12514G108 216 1515 SH DFND 0 0 1515 CHEVRON CORP NEW COM 166764100 1514 12572 SH DFND 0 0 12572 CHUBB LIMITED COM H1467J104 239 1526 SH DFND 0 0 1526 CIGNA CORP NEW COM 125523100 1058 5172 SH DFND 0 0 5172 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 1362 28581 SH DFND 0 0 28581 CISCO SYS INC COM 17275R102 4449 92743 SH DFND 0 0 92743 COCA COLA CO COM 191216100 1352 24436 SH DFND 0 0 24436 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 481 7779 SH DFND 0 0 7779 COHEN & STEERS QUALITY RLTY COM 19247L106 224 15091 SH DFND 0 0 15091 COLGATE PALMOLIVE CO COM 194162103 386 5572 SH DFND 0 0 5572 COMCAST CORP NEW CL A 20030N101 1580 35188 SH DFND 0 0 35188 CONOCOPHILLIPS COM 20825C104 342 5270 SH DFND 0 0 5270 CORTEVA INC COM 22052L104 200 6692 SH DFND 0 0 6692 COSTCO WHSL CORP NEW COM 22160K105 1545 5263 SH DFND 0 0 5263 CUMMINS INC COM 231021106 235 1319 SH DFND 0 0 1319 CVS HEALTH CORP COM 126650100 10010 134750 SH DFND 0 0 134750 DANAHER CORPORATION COM 235851102 3189 20795 SH DFND 0 0 20795 DEERE & CO COM 244199105 662 3812 SH DFND 0 0 3812 DELTA AIR LINES INC DEL COM NEW 247361702 331 5665 SH DFND 0 0 5665 DIAGEO P L C SPON ADR NEW 25243Q205 697 4138 SH DFND 0 0 4138 DISNEY WALT CO COM DISNEY 254687106 5410 37425 SH DFND 0 0 37425 DOMINION ENERGY INC COM 25746U109 1094 13206 SH DFND 0 0 13206 DOW INC COM 260557103 730 13390 SH DFND 0 0 13390 DUKE ENERGY CORP NEW COM NEW 26441C204 647 7137 SH DFND 0 0 7137 DUPONT DE NEMOURS INC COM 26614N102 336 5248 SH DFND 0 0 5248 EASTERLY GOVT PPTYS INC COM 27616P103 333 14100 SH DFND 0 0 14100 EATON CORP PLC SHS G29183103 250 2631 SH DFND 0 0 2631 EATON VANCE TAX MNGD GBL DV COM 27829F108 98 11140 SH DFND 0 0 11140 EATON VANCE TX MGD DIV EQ IN COM 27828N102 128 10245 SH DFND 0 0 10245 ECOLAB INC COM 278865100 907 4699 SH DFND 0 0 4699 EDWARDS LIFESCIENCES CORP COM 28176E108 364 1560 SH DFND 0 0 1560 EMERSON ELEC CO COM 291011104 1037 13587 SH DFND 0 0 13587 ENBRIDGE INC COM 29250N105 2734 68669 SH DFND 0 0 68669 ENTERPRISE PRODS PARTNERS L COM 293792107 544 19284 SH DFND 0 0 19284 EQUIFAX INC COM 294429105 4702 33560 SH DFND 0 0 33560 EVERQUOTE INC COM CL A 30041R108 358 10376 SH DFND 0 0 10376 EXELIXIS INC COM 30161Q104 352 20000 SH DFND 0 0 20000 EXXON MOBIL CORP COM 30231G102 2419 34625 SH DFND 0 0 34625 FACEBOOK INC CL A 30303M102 4855 23628 SH DFND 0 0 23628 FERRARI N V COM N3167Y103 207 1250 SH DFND 0 0 1250 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 184 12500 SH DFND 0 0 12500 FIDELITY NATL INFORMATION SV COM 31620M106 2441 17548 SH DFND 0 0 17548 FIRST HORIZON NATL CORP COM 320517105 216 13039 SH DFND 0 0 13039 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 325 5416 SH DFND 0 0 5416 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 2227 14965 SH DFND 0 0 14965 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 307 6380 SH DFND 0 0 6380 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1931 96438 SH DFND 0 0 96438 FORD MTR CO DEL COM 345370860 427 46149 SH DFND 0 0 46149 FORTIVE CORP COM 34959J108 711 9312 SH DFND 0 0 9312 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 58 12960 SH DFND 0 0 12960 GAMESTOP CORP NEW CL A 36467W109 139 23203 SH DFND 0 0 23203 GENERAL DYNAMICS CORP COM 369550108 1429 8108 SH DFND 0 0 8108 GENERAL ELECTRIC CO COM 369604103 382 34210 SH DFND 0 0 34210 GENERAL MLS INC COM 370334104 271 5056 SH DFND 0 0 5056 GILEAD SCIENCES INC COM 375558103 1432 22039 SH DFND 0 0 22039 GOLUB CAP BDC INC COM 38173M102 695 37687 SH DFND 0 0 37687 HANCOCK JOHN PFD INCOME FD I COM 41021P103 243 12680 SH DFND 0 0 12680 HD SUPPLY HLDGS INC COM 40416M105 1178 29438 SH DFND 0 0 29438 HEWLETT PACKARD ENTERPRISE C COM 42824C109 222 13960 SH DFND 0 0 13960 HOME DEPOT INC COM 437076102 2182 9982 SH DFND 0 0 9982 HONEYWELL INTL INC COM 438516106 810 4573 SH DFND 0 0 4573 HORIZON TECHNOLOGY FIN CORP COM 44045A102 220 17100 SH DFND 0 0 17100 HP INC COM 40434L105 287 13960 SH DFND 0 0 13960 ICON PLC SHS G4705A100 1240 7200 SH DFND 0 0 7200 INGERSOLL-RAND PLC SHS G47791101 441 3312 SH DFND 0 0 3312 INTEL CORP COM 458140100 6927 115654 SH DFND 0 0 115654 INTERNATIONAL BUSINESS MACHS COM 459200101 2757 20542 SH DFND 0 0 20542 INTUIT COM 461202103 1610 6144 SH DFND 0 0 6144 INTUITIVE SURGICAL INC COM NEW 46120E602 4380 7403 SH DFND 0 0 7403 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 5430 46917 SH DFND 0 0 46917 INVESCO QQQ TR UNIT SER 1 46090E103 705 3321 SH DFND 0 0 3321 IONIS PHARMACEUTICALS INC COM 462222100 288 4800 SH DFND 0 0 4800 ISHARES GOLD TRUST ISHARES 464285105 509 35095 SH DFND 0 0 35095 ISHARES INC CORE MSCI EMKT 46434G103 1231 22863 SH DFND 0 0 22863 ISHARES INC MSCI EM ASIA ETF 464286426 698 9861 SH DFND 0 0 9861 ISHARES TR 20 YR TR BD ETF 464287432 608 4485 SH DFND 0 0 4485 ISHARES TR BARCLAYS 7 10 YR 464287440 701 6353 SH DFND 0 0 6353 ISHARES TR CORE MSCI TOTAL 46432F834 821 13245 SH DFND 0 0 13245 ISHARES TR CORE S&P MCP ETF 464287507 1629 7919 SH DFND 0 0 7919 ISHARES TR CORE S&P SCP ETF 464287804 1621 19337 SH DFND 0 0 19337 ISHARES TR CORE S&P500 ETF 464287200 5716 17674 SH DFND 0 0 17674 ISHARES TR CORE US AGGBD ET 464287226 469 4185 SH DFND 0 0 4185 ISHARES TR FLTG RATE NT ETF 46429B655 612 11975 SH DFND 0 0 11975 ISHARES TR MSCI ACWI EX US 464288240 404 8216 SH DFND 0 0 8216 ISHARES TR MSCI EAFE ETF 464287465 600 8653 SH DFND 0 0 8653 ISHARES TR MSCI EMG MKT ETF 464287234 1410 31446 SH DFND 0 0 31446 ISHARES TR RUS 1000 ETF 464287622 906 5080 SH DFND 0 0 5080 ISHARES TR RUS 1000 GRW ETF 464287614 488 2773 SH DFND 0 0 2773 ISHARES TR RUS 1000 VAL ETF 464287598 2011 14730 SH DFND 0 0 14730 ISHARES TR RUS 2000 GRW ETF 464287648 556 2596 SH DFND 0 0 2596 ISHARES TR RUS 2000 VAL ETF 464287630 1122 8736 SH DFND 0 0 8736 ISHARES TR RUS MID CAP ETF 464287499 224 3754 SH DFND 0 0 3754 ISHARES TR SELECT DIVID ETF 464287168 1868 17681 SH DFND 0 0 17681 ISHARES TR SHRT NAT MUN ETF 464288158 505 4725 SH DFND 0 0 4725 ISHARES TR TIPS BD ETF 464287176 435 3736 SH DFND 0 0 3736 ISHARES TR U.S. UTILITS ETF 464287697 339 2100 SH DFND 0 0 2100 JACOBS ENGR GROUP INC COM 469814107 725 8073 SH DFND 0 0 8073 JOHNSON & JOHNSON COM 478160104 4110 28155 SH DFND 0 0 28155 JPMORGAN CHASE & CO COM 46625H100 13546 97160 SH DFND 0 0 97160 KIMBERLY CLARK CORP COM 494368103 468 3404 SH DFND 0 0 3404 KINDER MORGAN INC DEL COM 49456B101 452 21449 SH DFND 0 0 21449 LILLY ELI & CO COM 532457108 415 3153 SH DFND 0 0 3153 LOWES COS INC COM 548661107 664 5524 SH DFND 0 0 5524 M & T BK CORP COM 55261F104 622 3658 SH DFND 0 0 3658 MARATHON PETE CORP COM 56585A102 234 3896 SH DFND 0 0 3896 MARTEN TRANS LTD COM 573075108 322 15000 SH DFND 0 0 15000 MASIMO CORP COM 574795100 1498 9476 SH DFND 0 0 9476 MASTERCARD INC CL A 57636Q104 13948 46717 SH DFND 0 0 46717 MCCORMICK & CO INC COM NON VTG 579780206 2446 14426 SH DFND 0 0 14426 MCDONALDS CORP COM 580135101 1217 6159 SH DFND 0 0 6159 MEDTRONIC PLC SHS G5960L103 646 5691 SH DFND 0 0 5691 MERCK & CO INC COM 58933Y105 5506 60621 SH DFND 0 0 60621 METLIFE INC COM 59156R108 3794 74409 SH DFND 0 0 74409 MICROSOFT CORP COM 594918104 17039 108030 SH DFND 0 0 108030 MONDELEZ INTL INC CL A 609207105 351 6391 SH DFND 0 0 6391 NETFLIX INC COM 64110L106 245 757 SH DFND 0 0 757 NEXTERA ENERGY INC COM 65339F101 630 2595 SH DFND 0 0 2595 NIKE INC CL B 654106103 287 2846 SH DFND 0 0 2846 NOMAD FOODS LTD USD ORD SHS G6564A105 255 11475 SH DFND 0 0 11475 NORFOLK SOUTHERN CORP COM 655844108 669 3451 SH DFND 0 0 3451 NORTHROP GRUMMAN CORP COM 666807102 490 1425 SH DFND 0 0 1425 NOVARTIS A G SPONSORED ADR 66987V109 231 2441 SH DFND 0 0 2441 NUSTAR ENERGY LP UNIT COM 67058H102 308 12021 SH DFND 0 0 12021 NUVEEN AMT FREE QLTY MUN INC COM 670657105 194 13374 SH DFND 0 0 13374 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 238 17810 SH DFND 0 0 17810 NXP SEMICONDUCTORS N V COM N6596X109 374 2952 SH DFND 0 0 2952 NYMOX PHARMACEUTICAL CORP COM P73398102 62 28000 SH DFND 0 0 28000 OAKTREE SPECIALTY LENDING CO COM 67401P108 83 15129 SH DFND 0 0 15129 ONEOK INC NEW COM 682680103 1458 19248 SH DFND 0 0 19248 ORACLE CORP COM 68389X105 215 4067 SH DFND 0 0 4067 PAYPAL HLDGS INC COM 70450Y103 7250 67015 SH DFND 0 0 67015 PEPSICO INC COM 713448108 1044 7635 SH DFND 0 0 7635 PFIZER INC COM 717081103 2572 65555 SH DFND 0 0 65555 PHILIP MORRIS INTL INC COM 718172109 598 6980 SH DFND 0 0 6980 PHILLIPS 66 COM 718546104 3199 28716 SH DFND 0 0 28716 PNC FINL SVCS GROUP INC COM 693475105 839 5241 SH DFND 0 0 5241 PPG INDS INC COM 693506107 786 5891 SH DFND 0 0 5891 PRICE T ROWE GROUP INC COM 74144T108 2009 16525 SH DFND 0 0 16525 PROCTER & GAMBLE CO COM 742718109 5251 42039 SH DFND 0 0 42039 QUALCOMM INC COM 747525103 6705 76004 SH DFND 0 0 76004 QUEST DIAGNOSTICS INC COM 74834L100 256 2400 SH DFND 0 0 2400 REGENERON PHARMACEUTICALS COM 75886F107 839 2234 SH DFND 0 0 2234 ROPER TECHNOLOGIES INC COM 776696106 537 1512 SH DFND 0 0 1512 SALESFORCE COM INC COM 79466L302 2226 13677 SH DFND 0 0 13677 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 106 13700 SH DFND 0 0 13700 SELECT SECTOR SPDR TR ENERGY 81369Y506 200 3316 SH DFND 0 0 3316 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 292 2857 SH DFND 0 0 2857 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 455 14805 SH DFND 0 0 14805 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 598 6515 SH DFND 0 0 6515 SOUTHERN CO COM 842587107 245 3858 SH DFND 0 0 3858 SPDR GOLD TRUST GOLD SHS 78463V107 508 3551 SH DFND 0 0 3551 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 496 12171 SH DFND 0 0 12171 SPDR S&P 500 ETF TR TR UNIT 78462F103 4375 13601 SH DFND 0 0 13601 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 340 11044 SH DFND 0 0 11044 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 796 12125 SH DFND 0 0 12125 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1724 16027 SH DFND 0 0 16027 STANLEY BLACK & DECKER INC COM 854502101 261 1574 SH DFND 0 0 1574 STARBUCKS CORP COM 855244109 4053 46095 SH DFND 0 0 46095 STERICYCLE INC COM 858912108 236 3700 SH DFND 0 0 3700 STRYKER CORP COM 863667101 1261 6008 SH DFND 0 0 6008 SYSCO CORP COM 871829107 512 5987 SH DFND 0 0 5987 TELEDYNE TECHNOLOGIES INC COM 879360105 204 589 SH DFND 0 0 589 TELEFLEX INC COM 879369106 320 850 SH DFND 0 0 850 TEXAS INSTRS INC COM 882508104 693 5422 SH DFND 0 0 5422 THE CHARLES SCHWAB CORPORATI COM 808513105 5911 124241 SH DFND 0 0 124241 THERMO FISHER SCIENTIFIC INC COM 883556102 209 648 SH DFND 0 0 648 TRAVELERS COMPANIES INC COM 89417E109 236 1712 SH DFND 0 0 1712 TRUIST FINL CORP COM 89832Q109 1297 23079 SH DFND 0 0 23079 TWITTER INC COM 90184L102 738 23088 SH DFND 0 0 23088 UBS AG JERSEY BRH CMCI ETN 38 902641778 178 11907 SH DFND 0 0 11907 UNILEVER N V N Y SHS NEW 904784709 329 5744 SH DFND 0 0 5744 UNILEVER PLC SPON ADR NEW 904767704 219 3851 SH DFND 0 0 3851 UNION PACIFIC CORP COM 907818108 1508 8344 SH DFND 0 0 8344 UNITED PARCEL SERVICE INC CL B 911312106 226 1922 SH DFND 0 0 1922 UNITED RENTALS INC COM 911363109 511 3061 SH DFND 0 0 3061 UNITED TECHNOLOGIES CORP COM 913017109 6801 45417 SH DFND 0 0 45417 UNITEDHEALTH GROUP INC COM 91324P102 847 2881 SH DFND 0 0 2881 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 965 32686 SH DFND 0 0 32686 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 431 5341 SH DFND 0 0 5341 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 609 7267 SH DFND 0 0 7267 VANGUARD GROUP DIV APP ETF 921908844 549 4403 SH DFND 0 0 4403 VANGUARD INDEX FDS GROWTH ETF 922908736 527 2894 SH DFND 0 0 2894 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 239 2000 SH DFND 0 0 2000 VANGUARD INDEX FDS MID CAP ETF 922908629 1000 5613 SH DFND 0 0 5613 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 396 4263 SH DFND 0 0 4263 VANGUARD INDEX FDS SML CP GRW ETF 922908595 316 1585 SH DFND 0 0 1585 VANGUARD INDEX FDS VALUE ETF 922908744 394 3287 SH DFND 0 0 3287 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 356 8021 SH DFND 0 0 8021 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 252 1326 SH DFND 0 0 1326 VENTAS INC COM 92276F100 365 6310 SH DFND 0 0 6310 VERIZON COMMUNICATIONS INC COM 92343V104 2190 35697 SH DFND 0 0 35697 VIACOMCBS INC CL B 92556H206 234 5570 SH DFND 0 0 5570 VISA INC COM CL A 92826C839 8951 47610 SH DFND 0 0 47610 VOYA FINL INC COM 929089100 807 13257 SH DFND 0 0 13257 W P CAREY INC COM 92936U109 238 2969 SH DFND 0 0 2969 WALMART INC COM 931142103 680 5714 SH DFND 0 0 5714 WASTE MGMT INC DEL COM 94106L109 335 2944 SH DFND 0 0 2944 WEC ENERGY GROUP INC COM 92939U106 202 2192 SH DFND 0 0 2192 WELLS FARGO CO NEW COM 949746101 392 7271 SH DFND 0 0 7271 WILLIS TOWERS WATSON PUB LTD SHS G96629103 366 1812 SH DFND 0 0 1812 YUM BRANDS INC COM 988498101 699 6931 SH DFND 0 0 6931 YUM CHINA HLDGS INC COM 98850P109 242 5031 SH DFND 0 0 5031 ZIMMER BIOMET HLDGS INC COM 98956P102 242 1618 SH DFND 0 0 1618